UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Amendment No. 5
The MONY Group Inc.
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(Name of Issuer)
Common Stock, $0.01 par value
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(Title of Class of Securities)
615337102
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(CUSIP Number)
December 31, 2002
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
Page 1 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
New York
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
3,564,775
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
3,564,775
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,564,775
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
7.1%
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12. Type of Reporting Person
BD-PN-IA
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Page 2 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
The Goldman Sachs Group, Inc.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
3,564,775
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
3,564,775
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,564,775
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
7.1%
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12. Type of Reporting Person
HC-CO
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Page 3 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Mezzanine Partners, L.P.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
2,227,198
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
2,227,198
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
2,227,198
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
4.5%
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12. Type of Reporting Person
PN
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Page 4 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Mezzanine Partners Offshore, L.P.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Cayman Islands
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
1,195,949
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
1,195,949
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
1,195,949
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
2.5%
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12. Type of Reporting Person
PN
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Page 5 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Mezzanine Advisors, L.L.C.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
3,423,147
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
3,423,147
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
3,423,147
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
6.8%
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12. Type of Reporting Person
OO
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Page 6 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street Fund 1997, L.P.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
76,169
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
76,169
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
76,169
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
0.2%
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12. Type of Reporting Person
PN
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Page 7 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
Bridge Street Fund 1997, L.P.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
36,993
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
36,993
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
36,993
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
0.1%
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12. Type of Reporting Person
PN
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Page 8 of 11 pages
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CUSIP No. 615337102 13G
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1. Name of Reporting Person
I.R.S. Identification No. of above Person
Stone Street 1997, L.L.C.
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2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Delaware
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5. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
6. Shared Voting Power
Beneficially
113,162
Owned by
----------------------------------------------------------
Each 7. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
8. Shared Dispositive Power
With:
113,162
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
113,162
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10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
[_]
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11. Percent of Class Represented by Amount in Row (9)
0.2%
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12. Type of Reporting Person
OO
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Page 9 of 11 pages
Item 2(b). Address of Principal Business Office or, if none, Residence:
Goldman, Sachs & Co., The Goldman Sachs Group, Inc., GS
Capital Partners, L.P., GS Advisors, L.L.C., GS Advisors II,
L.L.C., Stone Street Fund 1995, L.P., Bridge Street Fund
1995, L.P. and Stone Street 1995, L.L.C.:
85 Broad Street, New York, NY 10004
GS Capital Partners II Offshore, L.P.:
c/o M&C Corporate Services Ltd., P.O. Box 309, Grand Cayman,
Cayman Islands
GS Capital Partners II (Germany) Civil Law Partnership and
Goldman, Sachs & Co. oHG:
MesseTurm, 60308 Frankfurt am Main, Germany
Item 4. Ownership.(1)(2)
(a). Amount beneficially owned:
See the response(s) to Item 9 on the attached cover page(s).
(b). Percent of Class:
See the response(s) to Item 11 on the attached cover page(s).
(c). Number of shares as to which such person has:
(i). Sole power to vote or to direct the vote: See the
response(s) to Item 5 on the attached cover page(s).
(ii). Shared power to vote or to direct the vote: See the
response(s) to Item 6 on the attached cover page(s).
(iii). Sole power to dispose or to direct the disposition
of: See the response(s) to Item 7 on the attached
cover page(s).
(iv). Shared power to dispose or to direct the disposition
of: See the response(s) to Item 8 on the attached
cover page(s).
Item 10. Certification.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the
effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in
connection with or as a participant in any transaction having
that purpose or effect.
--------------------------
(1) Includes an aggregate of 3,536,309 shares of Common Stock issuable upon
exercise of currently exercisable Warrants held by GS Mezzanine Partners, L.P.,
GS Mezzanine Partners Offshore, L.P., Stone Street Fund 1997, L.P., and Bridge
Street Fund 1997, L.P. (collectively, the "Investing Entities"), pursuant to the
Investment Agreement, dated as of December 30, 1997, by and among The Mutual
Life Insurance Company of New York, MONY Financial Services Corporation (now
known as The MONY Group Inc.) and the Investing Entities.
(2) In accordance with the Securities and Exchange Commission (the "SEC")
Release No. 34-39538 (January 12, 1998), this filing reflects the securities
beneficially owned by the investment banking division ("IBD") of The Goldman
Sachs Group, Inc. and its subsidiaries and affiliates (collectively, "GSG").
This filing does not reflect securities, if any, beneficially owned by any other
operating unit of GSG. IBD disclaims beneficial ownership of the securities
beneficially owned by (i) any client accounts with respect to which IBD or its
employees have voting or investment discretion, or both and (ii) certain
investment entities, of which IBD is the general partner, managing general
partner or other manager, to the extent interests in such entities are held by
persons other than IBD.
Page 10 of 11 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: February 12, 2003
GOLDMAN, SACHS & CO. THE GOLDMAN SACHS GROUP, INC.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
--------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS MEZZANINE PARTNERS, L.P. GS MEZZANINE PARTNERS OFFSHORE, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
--------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
GS MEZZANINE ADVISORS, L.L.C. STONE STREET FUND 1997, L.P.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
--------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
BRIDGE STREET FUND 1997, L.P. STONE STREET 1997, L.L.C.
By:/s/ Roger S. Begelman By:/s/ Roger S. Begelman
--------------------------------- ---------------------------------
Name: Roger S. Begelman Name: Roger S. Begelman
Title: Attorney-in-fact Title: Attorney-in-fact
Page 11 of 11 pages