schedule13gondis22010.htm
SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. 11)
Under the Securities Exchange Act of 1934
ASTRO-MED, INC.
(Name of Issuer)
Common Stock, $.05 par value
(Title of Class of Securities)
04638F10
(CUSIP Number)
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
* The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing
information which would alter the disclosures provided in a prior cover
page.
The information required in the remainder of this cover
page shall not be deemed to be “filed” for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
(A fee is not being paid with this statement.)
CUSIP NO. 04638F10
Page 1 of 6 Pages
1) Name
of Reporting
Person. Albert
W.
Ondis
2) Check
the Appropriate box if a Member of a Group (See
Instructions)
(b) o
3) SEC
Use Only......................................
4) Citizenship
or Place of Organization. United
States of America
Number
of (5) Sole
Voting Power: 1,732,572*
Shares Bene-
ficially
(6) Shared
Voting Power: 3,642
Owned By
Each
Report- (7) Sole
Dispositive Power: 1,732,572*
ing Person
With (8) Shared
Dispositive Power: 3,642
9) Aggregate
Amount Beneficially Owned by Each Reporting Person. 1,736,214*
|
10)
|
Check if the Aggregate Amount in Row (9) Excludes
Certain Shares (See Instructions).
|
11) Percent
of Class Represented by Amount in Row 9. 23.2%
(based on 7,156,508 shares
outstanding on December 31, 2009 and assumes conversion of all options
exercisable within 60 days).
12) Type
of Reporting Person (See Instructions). IN
* Includes
339,382 shares of common stock issuable upon exercise of currently exercisable
options.
CUSIP NO. 04638F10
Page 2 of 6 Pages
SCHEDULE 13G
(Amendment No. 11)
Item
1(a). Name
of Issuer.
Astro-Med, Inc.
(ALOT)
Item
1(b). Address
of Issuer's Principal Executive Offices.
600 East Greenwich
Avenue, West Warwick, RI 02893
Item
2(a). Name
of Person Filing.
Albert W.
Ondis
Item
2(b). Address
of Principal Business Office.
|
|
Astro-Med
Industrial Park, 600 East Greenwich Avenue, West Warwick,
RI 02893
|
Item
2(c). Citizenship.
United
States
Item
2(d). Title
of Class of Securities.
Common Stock, $.05
par value
Item
2(e). CUSIP
Number.
04638F10
Item 3.
Not
applicable
CUSIP NO. 04638F10
Page 3 of 6 Pages
SCHEDULE 13G
(Amendment No. 11)
Item
4. Ownership.
(a) Amount
Beneficially Owned.
1,393,190 shares are held directly
339,382 shares are held subject to exercisable
options
3,642
shares are held indirectly under employee stock ownership
plan
(b) Percent
of Class. The shares of Common Stock beneficially owned by Mr.
Ondis represent 23.2% of the issued and outstanding common stock (based on 7,
156,508 shares outstanding on December 31, 2009 and assuming exercise of
exercisable options).
(c) Number
of shares of Common Stock as to which Mr. Ondis has:
(i) sole
power to vote or to direct the vote: 1,732,572*
(ii) shared
power to vote or to direct the vote: 3,642
(iii) sole
power to dispose or to direct the disposition of: 1,732,572*
(iv) shared
power to dispose or to direct the disposition of: 3,642
Item
5. Ownership
of Five Percent or Less of a Class.
Not
applicable.
Item
6. Ownership
of More than Five Percent on Behalf of Another Person.
Not
applicable.
* Includes
339,382 shares of common stock issuable upon exercise of currently exercisable
options.
CUSIP NO. 04638F10
Page 4 of 6 Pages
SCHEDULE 13G
(Amendment No. 11)
Item
7. Identification
and Classification of the Subsidiary Which Acquired the
Security
Being
Reported on By the Parent Holding Company or Control
Person.
Not
applicable.
Item
8. Identification
and Classification of Members of the Group.
Not
applicable.
Item
9. Notice
of Dissolution of Group.
Not
applicable.
Item
10. Certification.
Not
applicable.
CUSIP NO. 04638F10
Page 5 of 6 Pages
SCHEDULE 13G
(Amendment No. 11)
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February
12,
2010 /s/
Albert W.
Ondis
Albert W.
Ondis
CUSIP NO. 04638F10
Page 6 of 6 Pages