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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Employee Stock Option (Right to buy) | $ 12.93 | 09/14/2006 | 03/31/2016 | Class A Common Stock | 10,000 | 10,000 | D | ||||||||
Non-Employee Stock Option (Right to buy) | $ 7.55 | (2) | 06/25/2017 | Class A Common Stock | 10,000 | 10,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FINLAY MATTHEW W 177 MADISON AVENUE MORRISTOWN, NJ 07960 |
X |
/s/ Gary S. Loffredo, Attorney-in-Fact | 07/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held by MidMark Investors, L.P. ("MidMark"), of which the Reporting Person is a managing director. The Reporting Person disclaims beneficial ownership of all of these shares, except to the extent of his pecuniary interest therein. |
(2) | The option vested in three equal annual installments commencing June 25, 2008. |
(3) | Includes 135,135 shares of Class A Common Stock issued on July 1, 2015 as part of the annual retainer for board service by the reporting person and another director who is affiliated with MidMark for the fiscal year ended March 31, 2015. Such shares vested on the date of issuance. |
(4) | Reflects corrected number of shares owned by MidMark. |