SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Harmony Gold Mining Company Limited
South Africa | N/A | |
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(State or other jurisdiction of | I.R.S. Employer Identification No.) | |
incorporation or organization) | ||
Suite No. 1 | ||
Private Bag X1 | ||
Melrose Arch, 2076 | ||
South Africa | N/A | |
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(Address of principal executive offices) | (Zip code) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. [x]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. [ ]
Securities Act registration statement file number to which this form relates:
N/A
(if applicable)
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class | Name of each exchange on which | |
to be so registered | each class is to be registered | |
American Depositary Shares, | New York Stock Exchange, Inc. | |
evidenced by American | ||
Depository Receipts and each | ||
representing the right to | ||
receive one Ordinary Share | ||
Warrants, each to purchase one | New York Stock Exchange, Inc. | |
Ordinary Share | ||
Ordinary Shares, Rand 50 cents | New York Stock Exchange, Inc. * | |
par value per share |
Securities to be registered pursuant to Section 12(g) of the Act:
None |
(Title of Class) |
* | Application to be made for listing, but not for trading, purposes. |
Item 1. Description of Registrants Securities to be Registered.
This registration statement relates to the registration of Ordinary Shares, American Depositary Shares (ADSs) and Warrants pursuant to Section 12(b) of the Securities Exchange Act of 1934 (the Exchange Act). The Ordinary Shares and the ADSs were previously registered pursuant to Section 12(g) of the Exchange Act by the registration statement on Form 20-F filed with the Commission on September 20, 1996 (File No. 0-28798). Such registration statement is hereby amended to reflect the listing of the ADSs and Ordinary Shares on the New York Stock Exchange, Inc. (the Exchange) and the de-listing of the ADSs and the Ordinary Shares from The Nasdaq Stock Market. The Warrants were previously registered pursuant to Section 12(g) of the Exchange Act by the registration statement on Form 8-A filed with the Commission on June 8, 2001 (File No. 0-28798). Such registration statement is hereby amended to reflect the listing of the Warrants on the Exchange and the de-listing of the Warrants from The Nasdaq Stock Market. The registrant expects trading of the ADSs and the Warrants to begin on the NYSE on November 27, 2002.
The descriptions of the Ordinary Shares and Warrants to be registered are
set forth in Item 10 Additional Information of the registrants Annual Report
on Form 20-F filed with the Commission on September 26, 2001 (File No. 0-28798)
under the captions
Memorandum and Articles of Association Share Capital
Description of Ordinary Shares on pages 106 to 110,
Description of Harmony Warrants on pages 111 to 116 and Variation of
Rights,
Changes in Capital or Objects and Powers of
Harmony,
Meetings of
Shareholders, Title to Shares, Non-South African Shareholders,
Disclosure of Interest in Shares, Changes in Control, Register of
Members, Annual Report and Accounts, Exchange Controls,
Certain South African Tax Considerations and Certain United States
Federal Income Tax Considerations on pages 116 to 126. The description of the
ADSs to be registered is set forth under the caption Description of American
Depositary Receipts on pages 141 to 149 of Post-Effective Amendment No. 1 to
the registrants Registration Statement on Form F-3 filed with the Commission
on September 26, 2001 (File No. 333-13516) under the Securities Act of 1933, as
amended. These descriptions are hereby incorporated by reference in answer to
this Item.
Item 2. Exhibits.
The following exhibits are filed herewith or incorporated by reference: | |||
1. | Registrants Annual Report on Form 20-F filed with the Commission on September 26, 2001 (File No. 0-28798) (incorporated by reference). | ||
2. | Registrants Registration Statement on Form F-3 filed with the Commission on September 26, 2001 (File No. 333-13516) (incorporated by reference). | ||
3. | Excerpts of relevant provisions of the South African Companies Act (incorporated by reference from Exhibit 2.3 to the Registrants Registration Statement on Form 20-F filed with the Commission on September 20, 1996 (File No. 0-28798)). | ||
4. | Excerpts of relevant provisions of the JSE Securities Exchange South Africa listing requirements (incorporated by reference from Exhibit 2.4 to the Registrants Registration Statement on Form 20-F filed with the Commission on September 20, 1996 (File No. 0-28798)) |
5. | Memorandum of Association of the Registrant, as amended (incorporated by reference from Exhibit 3.1 to Registrants Annual Report on Form 20-F filed with the Commission on September 26, 2001 (File No. 0-28798)). | ||
6. | Articles of Association of the Registrant, as amended. | ||
7. | Specimen of Ordinary Share Certificate. | ||
8. | Deposit Agreement among the Registrant, The Bank of New York, as Depositary, and owners and holders of American Depositary Receipts, dated as of August 12, 1996, as amended and restated as of October 2, 1996, as further amended and restated as of September 15, 1998 (incorporated by reference from Exhibit A of the Registrants Registration Statement on Form F-6 filed with the Commission on May 17, 2001 (File No. 333-13528)). | ||
9. | Form of ADR (incorporated by reference from Exhibit A of the Registrants Registration Statement on Form F-6 filed with the Commission on May 17, 2001 (File No. 333-13528)). | ||
10. | Warrant Agency Agreement between the Registrant and The Bank of New York, as U.S. Warrant Agent, dated as of June 29, 2001 (incorporated by reference from Exhibit 2.6 to Registrants Registration Statement on Form F-3 filed with the Commission on September 26, 2001 (File No. 333-13516)). | ||
11. | Forms of Warrants (incorporated by reference from Exhibit 2.5 to Registrants Annual Report on Form 20-F filed with the Commission on September 26, 2001 (File No. 0-28798)). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Dated: November 18, 2002 |
HARMONY GOLD MINING COMPANY LIMITED (Registrant) By: /s/ Frank Abbott Frank Abbott Chief Financial Officer and Director |