CUSIP No. | 009720103 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Barry Cinnamon | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S.A. | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
8,311,001 (1) | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
8,311,001 (1) | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
8,311,001 (1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
23.9 (2)% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
(1) Includes 305,501 shares of common stock that are subject to options exercisable within 60 days of December 31, 2009.
(2) Based on 34,717,579 shares of the Issuer's Common Stock outstanding as of October 26, 2009, as reported in the Issuer's Quarterly Report on Form 10-Q for the period ended September 30, 2009. |
(a) | Name
of Issuer |
Akeena Solar, Inc. |
(b) | Address
of Issuer’s Principal Executive Offices |
16005 Los Gatos Blvd.
Los Gatos, CA 95032 |
(a) | Name
of Person Filing |
Barry Cinnamon |
(b) | Address
of Principal Business Office or, if none, Residence |
16005 Los Gatos Blvd.
Los Gatos, CA 95032 |
(c) | Citizenship |
U.S.A. |
(d) | Title
of Class of Securities |
Common Stock, $0.001 par value |
(e) | CUSIP
Number |
009720103 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C.
o78c). |
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | Group,
in accordance with §240.13d-1(b)(1)(ii)(J). |
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
8,311,001 |
(b) |
Percent of class: 23.9 |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
8,311,001 |
(ii) |
Shared power to vote or to direct the vote:
0 |
(iii) |
Sole power to dispose or to direct the disposition of:
8,311,001 |
(iv) |
Shared power to dispose or to direct the disposition of:
0 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
Not applicable. |
Akeena Solar, Inc. | |||
Date:
February 16, 2010 | By:
| /s/ Barry Cinnamon | |
Name: Barry Cinnamon | |||
Title: CEO | |||
Footnotes: | In reference to Item 4. (a), the amount beneficially owned includes 305,501 shares of common stock that are subject to options exercisable within 60 days of December 31, 2009.
In reference to Item 4. (b), the percent of class is based on 34,717,579 shares of the Issuer's Common Stock outstanding as of October 26, 2009, as reported in the Issuer's Quarterly Report on Form 10-Q for the period ended September 30, 2009. |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |