* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This is a joint filing by Desert Rock Enterprises LLC, a Nevada limited liability company ("Desert Rock"), the Derek J.
Stevens Trust under agreement dated July 16, 1993 (the "Derek J. Stevens Trust"), Derek J. Stevens, as trustee of the Derek
J. Stevens Trust, the Gregory J. Stevens Trust under agreement dated September 20, 1995 (the "Gregory J. Stevens Trust") and
Gregory J. Stevens, as trustee of the Gregory J. Stevens Trust (collectively, the "Reporting Persons"). |
(2) |
Desert Rock directly owns 1,109,914 shares of Common Stock, par value $0.001 (the "Desert Rock Shares"), of Riviera Holdings
Corporation, a Nevada corporation. As members of Desert Rock, the Derek J. Stevens Trust and the Gregory J. Stevens Trust
may be deemed to have beneficial ownership of the Desert Rock Shares. Additionally, as Manager of Desert Rock, Derek J.
Stevens may also be deemed to have beneficial ownership of the Desert Rock Shares. |
(3) |
The Derek J. Stevens Trust directly owns 167,000 shares of Common Stock (the "Derek J. Stevens Trust Shares"). By virtue of
Derek J. Stevens' position as the Manager of Desert Rock, and as trustee of the Derek J. Stevens Trust (which trust is also
a member of Desert Rock), Derek J. Stevens may be deemed to have beneficial ownership of the Desert Rock Shares and/or the
Derek J. Stevens Trust Shares. |
(4) |
The Gregory J. Stevens Trust directly owns 90,000 shares of Common Stock (the "Gregory J. Stevens Trust Shares"). By virtue
of Gregory J. Stevens' position as the trustee of the Gregory J. Stevens Trust (which trust is also a member of Desert
Rock), Gregory J. Stevens may be deemed to have beneficial ownership of the Desert Rock Shares and/or the Gregory J. Stevens
Trust Shares. |
(5) |
Desert Rock is the designated filer. The Reporting Persons are filing this joint Form 3 because they may be regarded as part
of a group. However, each Reporting Person disclaims beneficial ownership of the shares owned by the other Reporting Persons
and disclaims membership in a group, and this filing shall not constitute an acknowledgement that the Reporting Persons are
part of a group. |