UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
AMBER HOLDING SUBSIDIARY CO. 800 THIRD AVENUE, 5TH FLOOR NEW YORK, NY 10022 |
 |  X |  |  |
/s/ Debra Ford, Amber Holding Subsidiary Co. By: Debra Ford Its: Vice President, Assistant Treasurer & Secretary | 10/10/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 10, 2013, Vivendi, S.A. ("Vivendi") contributed 100% of its ownership in Vivendi Holding I Corp. ("VHI") to Amber Holding Subsidiary Co., which was wholly-owned by Vivendi, in connection with the restructuring of certain interests of Vivendi in certain of its subsidiaries (the "Contribution"). At the time of the Contribution, VHI directly held these shares of common stock of Activision Blizzard, Inc., par value $0.000001 per share. As a result of this Contribution, Amber Holding Subsidiary Co. became an indirect beneficial owner of these shares. |