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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ________)*
NEWGOLD, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
651362105
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(CUSIP Number)
SCOTT DOCKTER, P.O. BOX 1626, SHINGLE SPRINGS, CA 95682
(530)672-1116
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
OCTOBER 1, 2004
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
(11-02) CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
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CUSIP No.....651362105
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1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons
(entities only).
Scott Dockter......................................................
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a)................................................................
(b)................................................................
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3. SEC Use Only.......................................................
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4. Source of Funds (See Instructions).....PF..........................
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e).....[x]...............................................
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6. Citizenship or Place of Organization........USA....................
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Number of 7. Sole Voting Power............22,098,063..................
Shares ----------------------------------------------------------------
Beneficially 8. Shared Voting Power...................0..................
Owned by ----------------------------------------------------------------
Each 9. Sole Dispositive Power.......22,098,063..................
Reporting ----------------------------------------------------------------
Person With 10. Shared Dispositive Power.............0..................
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11. Aggregate Amount Beneficially Owned by Each Reporting Person
.......22,098,063..................................................
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
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13. Percent of Class Represented by Amount in Row (11)....35.1%........
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14. Type of Reporting Person (See Instructions)...........IN...........
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ITEM 1. SECURITY AND ISSUER
Common Stock
Newgold, Inc.
ITEM 2. IDENTITY AND BACKGROUND
(a) Scott Dockter
(b) P.O. Box 1626, Shingle Springs, CA 95682
(c) Reporting person is the Chairman and CEO of Issuer.
(d) In January 2002, reporting person pleaded guilty to one felony charge
of environmental pollution and was sentenced to 5 months in a Federal
detention camp and a $5,000 fine.
(e) Reporting person has not been a party to a proceeding which resulted in
a judgment, decree or finalorder enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
(f) Reporting person is a citizen of the United States.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
The shares were acquired from the reporting person's personal funds and as
compensation for loans made to the issuer by the reporting person.
ITEM 4. PURPOSE OF TRANSACTION
The shares were acquired from the reporting person's personal funds and in
exchange for retirement of loans made to the issuer by the reporting person.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) 22,098,063 shares, 35.1% on a fully diluted basis
(b) 22,098,063 (Amount includes 3,088,580 shares of the issuer's common
stock beneficially owned, an additional 9,657,869 shares issuable under
stock warrants exercisable within 60 days, and 9,351,614 shares
issuable upon conversion of a promissory note.)
(c) Not Applicable
(d) Not Applicable
(e) Not Applicable
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
Not Applicable
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
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Date
12/22/04
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Signature
/s/ SCOTT DOCKTER
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Name/Title: President and CEO
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative (other than an executive
officer or general partner of the filing person), evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement: provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)