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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive Stock Option (right to buy) | $ 7.6719 | 10/30/1999(2) | 10/30/2005(3) | Common Stock | 21,156 | 21,156 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 151.25 | 08/01/2001(4) | 08/01/2007 | Common Stock | 1,322 | 1,322 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 7.6719 | 10/30/1999(2) | 10/30/2005 | Common Stock | 50,850 | 50,850 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 10.08 | 05/24/2003(5) | 05/24/2009 | Common Stock | 75,000 | 75,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 12.88 | 11/11/2003(6) | 08/11/2013 | Common Stock | 80,000 | 80,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 22.71 | 02/21/2003(5) | 02/21/2009 | Common Stock | 100,000 | 100,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 34.16 | 09/06/2002(7) | 09/06/2008 | Common Stock | 90,000 | 90,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 34.438 | 03/15/2002(8) | 03/15/2008 | Common Stock | 40,000 | 40,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 37.0625 | 07/30/2000(2) | 07/30/2006 | Common Stock | 198,646 | 198,646 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 74.188 | 12/29/2001(9) | 12/29/2007 | Common Stock | 25,000 | 25,000 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 151.25 | 08/01/2001(4) | 08/01/2007 | Common Stock | 123,678 | 123,678 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| EVAN DANA L 487 EAST MIDDLEFIELD ROAD MOUNTAIN VIEW, CA 94043 |
Executive Vice President & CFO | |||
| By: Donald T Rozak Jr, as attorney-in-fact For: Dana L. Evan | 11/01/2004 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares held by TDC&R Investment LP, a family limited partnership, of which the Reporting Person, her spouse and children are partners. |
| (2) | Are exercisable as to 6.25% of the shares each quarter after the date of grant. |
| (3) | The August 15, 2000 Option Exercise of 1,354 shares was previously reported as a disposition of a derivative security and subsequent acquisition of a non-derivative security with respect to the reporting person's Incentive Stock Options granted on October 30, 1998 and should have been reported as a disposition of a derivative security and subsequent acquisition of a non-derivative security with respect to the reporting person's Non-Qualified Stock Options granted July 30, 1999. Reporting person has not exercised any Incentive Stock Options received under the October 30, 1998 grant. |
| (4) | Twenty-five percent (25%) of the total options granted on August 1, 2000 vest and become exercisable 1 year after the option grant date and thereafter with respect to 6.25% of the shares each quarter. |
| (5) | Twenty-five percent (25%) of the total options granted vest and become exercisable one year after the date of grant and thereafter with respect to 6.25% of the shares each quarter until fully vested. |
| (6) | Are exercisable as to 6.25% of the shares each quarter from the date of grant. |
| (7) | Fifty percent (50%) of the total options granted on September 6, 2001, vest and become exercisable 1 year after the option grant date and thereafter with respect to 6.25% of the shares each quarter |
| (8) | Fifty percent (50%) of the total options granted on March 15, 2001, vest and become exercisable 1 year after the option grant date and thereafter with respect to 6.25% of the shares each quarter |
| (9) | Twenty-five percent (25%) of the total options granted on December 29, 2000, vest and become exercisable 1 year after the option grant date and thereafter with respect to 6.25% of the shares each quarter. |
| Remarks: Reporting Person's total direct holdings disclosed in Table I, Item 5 under Amount of Securities Beneficially Owned Following Reported Transaction(s) includes shares acquired through the VeriSign 1998 Employee Stock Purchase Plan. | |