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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BOZZONE ROBERT P 1049 CAMINO DOS RIOS THOUSAND OAKS, CA 91360 |
X |
Robert P. Bozzone by Melanie S. Cibik pursuant to Power of Attorney previously filed with SEC | 06/27/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 47,939 shares previously reported as indirectly owned were automatically transferred from the Robert P. Bozzone Grantor Retained Annuity Trust I (the "GRAT") to direct beneficial ownership by the Reporting Person upon the termination of the GRAT on June 25, 2007 pursuant to the terms of the GRAT. The number of shares distributed to the Reporting Person were determined pursuant to the terms of the GRAT by using a fair market value of $45.7425 per share. |
(2) | Reporting Person holds 684,874 shares directly and 46,842 shares held indirectly by the GRAT. Excludes 34,285 shares held by spouse, beneficial ownership of which has previously been disclaimed by the Reporting Person. |
(3) | 46,842 shares previously reported as indirectly held by the GRAT were automatically transferred from the GRAT to three of Mr. Bozzone's children upon the termination of the GRAT on June 25, 2007 pursuant to the terms of the GRAT. The number of shares distributed to the children of the Reporting Person were determined pursuant to the terms of the GRAT by using a fair market value of $45.7425 per share. |
(4) | Reporting Person holds 684,874 shares directly. Excludes 34,285 shares held by spouse, beneficial ownership of which has previously been disclaimed by the Reporting Person. |