As filed with the Securities and Exchange Commission on June 27, 2018 | ||
Registration No. 333- | ||
UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
FORM S-8 | ||
REGISTRATION STATEMENT | ||
UNDER | ||
THE SECURITIES ACT OF 1933 | ||
Delaware | 77-0019522 | |
(State of incorporation) | (I.R.S. Employer Identification No.) |
345 Park Avenue San Jose, California 95110 (408) 536-6000 | ||
(Address, including zip code, and telephone number, including area code, of principal executive offices) | ||
Adobe Systems Incorporated 2003 Equity Incentive Plan, as amended | ||
(Full title of the plan) | ||
John Murphy Executive Vice President and Chief Financial Officer Adobe Systems Incorporated 345 Park Avenue San Jose, California 95110 (408) 536-6000 | ||
(Name, address and telephone number, including area code, of agent for service) | ||
With a copy to: | ||
Jonathan Vaas, Esq. Adobe Systems Incorporated 3900 North Adobe Way Lehi, Utah 84043 (408) 536-6000 | ||
Large accelerated filer þ | Accelerated filer o |
Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Emerging growth company o |
Title of Securities to be Registered | Amount to be Registered | Proposed Maximum Offering Price per Share | Proposed Maximum Aggregate Offering Price | Amount of Registration Fee | |||||||
Common Stock par value $.0001 per share(1) | 7,500,000 | $ | 238.915(2) | $ | 1,791,862,500.00(2) | $ | 223,086.89 | ||||
Common Stock par value $.0001 per share, under the MagentoTech LLC Unit Option Plan, as amended(3) | 218,236(4) | $ | 93.937(5) | $ | 20,500,350.36(5) | $ | 2,552.30 | ||||
Totals | 7,718,236 | N/A | $ | 1,812,362,850.36 | $ | 225,639.19 |
(1) | Pursuant to Rule 416(a) of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of common stock which become issuable under the Adobe Systems Incorporated 2003 Equity Incentive Plan, as amended (the “2003 Plan”) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without receipt of consideration by Adobe Systems Incorporated (the “Registrant”) which results in an increase in the number of outstanding shares of the Registrant’s common stock. |
(2) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h) of the Securities Act. The offering price per share and aggregate offering price are calculated based upon the average of the high and low prices of the Registrant’s common stock on June 25, 2018, as reported on the Nasdaq Global Select Market. |
(3) | Pursuant to Rule 416(a) of the Securities Act, this Registration Statement shall also cover any additional shares of common stock which become issuable under the MagentoTech LLC Unit Option Plan, as amended (the “2016 Plan”) by reason of any stock dividend, stock split, recapitalization or similar transaction effected without receipt of consideration by the Registrant which results in an increase in the number of outstanding shares of the Registrant’s common stock. |
(4) | Represents shares subject to issuance upon the exercise of outstanding stock options under the 2016 Plan and assumed by the Registrant pursuant to the Purchase Agreement by and among the Registrant, MagentoTech LLC and certain other parties named therein (the “Purchase Agreement”). |
(5) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(h) under the Securities Act. The price per share and aggregate offering price are based upon the weighted average exercise price for outstanding options to purchase 218,236 shares of common stock granted pursuant to the 2016 Plan and assumed by the Registrant pursuant to the Purchase Agreement. |
(a) | The Registrant’s annual report on Form 10-K for its fiscal year ended December 1, 2017, filed with the Commission on January 22, 2018; |
(b) | All other reports filed pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) since the end of the fiscal year covered by the Registrant’s document referred to in (a) above; and |
(c) | The description of the Registrant’s common stock contained in Registration Statement on Form 8-A, filed on November 19, 1986, under the Exchange Act including any amendment or report filed for the purpose of updating such description. |
1. | The undersigned Registrant hereby undertakes: |
(a) | To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this Registration Statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement. |
(b) | That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
2. | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference into this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
3. | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the indemnity provisions summarized in Item 6, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question of whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
ADOBE SYSTEMS INCORPORATED | |
By: | /s/ John Murphy |
John Murphy | |
Executive Vice President and Chief Financial Officer |
Signature | Title | |
/s/ Shantanu Narayen | Chairman of the Board, President and Chief Executive Officer and Director (Principal Executive Officer) | |
Shantanu Narayen | ||
/s/ John Murphy | Executive Vice President and Chief Financial Officer (Principal Financial Officer) | |
John Murphy | ||
/s/ Amy Banse | Director | |
Amy Banse | ||
/s/ Edward Barnholt | Director | |
Edward Barnholt | ||
/s/ Robert Burgess | Director | |
Robert Burgess | ||
/s/ Frank Calderoni | Director | |
Frank Calderoni | ||
/s/ James Daley | Director | |
James Daley | ||
/s/ Laura Desmond | Director | |
Laura Desmond | ||
/s/ Charles Geschke | Director | |
Charles Geschke | ||
/s/ David Ricks | Director | |
David Ricks | ||
/s/ Daniel Rosensweig | Director | |
Daniel Rosensweig | ||
/s/ John Warnock | Director | |
John Warnock | ||
Incorporated by Reference | |||||||||||||
Exhibit Number | Description | Form | Filing Date | Exhibit Number | SEC File No. | Filed Herewith | |||||||
4.1 | 8-K | 4/26/11 | 3.3 | 000-15175 | |||||||||
4.2 | 8-K | 9/2/16 | 3.2 | 000-15175 | |||||||||
4.3 | 10-Q | 6/25/14 | 4.1 | 000-15175 | |||||||||
5.1 | X | ||||||||||||
23.1 | X | ||||||||||||
23.2 | X | ||||||||||||
24.1 | X | ||||||||||||
99.1 | 8-K | 04/13/18 | 10.1 | 000-15175 | |||||||||
99.2 | 8-K | 12/20/10 | 99.4 | 000-15175 | |||||||||
99.3 | 8-K | 1/26/18 | 10.6 | 000-15175 | |||||||||
99.4 | 10-Q | 10/7/04 | 10.11 | 000-15175 | |||||||||
99.5 | 8-K | 1/29/16 | 10.2 | 000-15175 | |||||||||
99.6 | 8-K | 1/29/16 | 10.3 | 000-15175 | |||||||||
99.7 | 8-K | 1/27/17 | 10.2 | 000-15175 | |||||||||
99.8 | 8-K | 1/27/17 | 10.3 | 000-15175 | |||||||||
99.9 | 8-K | 1/26/18 | 10.2 | 000-15175 | |||||||||
99.10 | 8-K | 1/26/18 | 10.3 | 000-15175 |
99.11 | 8-K | 12/20/10 | 99.6 | 000-15175 | |||||||||
99.12 | 8-K | 12/20/10 | 99.7 | 000-15175 | |||||||||
99.13 | 8-K | 12/20/10 | 99.8 | 000-15175 | |||||||||
99.14 | X |