hb_8k1101.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

FORM 8-K
 
CURRENT REPORT
 
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 
Date of report (Date of earliest event reported):   November 7, 2012
 
 
Horizon Bancorp
(Exact Name of Registrant as Specified in Its Charter)
     
     
Indiana
000-10792
35-1562417
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
   
   
515 Franklin Square, Michigan City, Indiana
46360
(Address of Principal Executive Offices)
(Zip Code)
 
 
(219) 879-0211
(Registrant’s Telephone Number, Including Area Code)
 
 
N/A
(Former Name or Former Address, if Changed Since Last Report)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 

Item 8.01 Other Events
 
On November 7, 2012, Craig M. Dwight, President and Chief Executive of Horizon Bancorp (“Horizon”), announced that he sold 31,500 shares of Horizon common stock for the purpose of purchasing and remodeling a new home. Mr. Dwight continues to own more than 125,000 shares of Horizon common stock, which have a current aggregate market price equal to more than nine times his annual base salary. Mr. Dwight’s ownership interest in Horizon after the sale exceeds the minimum threshold for his position that was established in the Ownership Guidelines that Horizon’s Board of Directors adopted in April 2012.
 



 
 
 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.
 
Date: November 7, 2012
Horizon Bancorp
     
     
 
By:
 /s/ Mark E. Secor
   
Mark E. Secor,
Chief Financial Officer