sc13ga7_honda.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
 
(Amendment No. 7)*
 
Honda Motor Co., Ltd.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
438128308
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
þ :
Rule 13d-1(b)
   
o :
Rule 13d-1(c)
   
o :
Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Financial Group, Inc.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
113,253,776
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
113,253,776
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
113,253,776
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.3%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
 
Page 2 of 35
 
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
The Bank of Tokyo–Mitsubishi UFJ, Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
36,686,700
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
36,686,700
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
36,686,700
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
2.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
 
Page 3 of 35
 

 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Trust and Banking Corporation
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
59,767,900
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
59,767,900
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
59,767,900
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
3.3%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
Page 4 of 35
 


CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Securities Holdings Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
6,185,731
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
6,185,731
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
6,185,731
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
Page 5 of 35
 


CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
6,185,731
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
6,185,731
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
6,185,731
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.3%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
Page 6 of 35
 
 
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
7,852,700
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
7,852,700
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
7,852,700
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.4%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 

 
 
Page 7 of 35
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
Mitsubishi UFJ Asset Management (UK) Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
London, United Kingdom
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
44,400
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
44,400
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
44,400
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
Page 8 of 35
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
MU Investments Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
2,411,800
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
2,411,800
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,411,800
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.1%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
 
Page 9 of 35
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
kabu.com Securities Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
145,460
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
145,460
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
145,460
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 


 
Page 10 of 35
 
 
CUSIP No. 438128308

 
1
NAME OF REPORTING PERSON
 
KOKUSAI Asset Management Co., Ltd.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Tokyo, Japan
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
203,400
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
203,400
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
203,400
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
FI
  
 
 
Page 11 of 35
 

CUSIP No. 438128308
 

1
NAME OF REPORTING PERSON
 
HighMark Capital Management, Inc.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
California, United States
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
85
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
85
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
85
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.0%
  
12
TYPE OF REPORTING PERSON (See Instructions)
 
IA
  
 
 
 
 
Page 12 of 35
 

CUSIP No. 438128308
 
ITEM 1
 
(a)           Name of Issuer
 
Honda Motor Co., Ltd.
 
(b)           Address of Issuer’s Principal Executive Offices
 
1-1 Minami-Aoyama 2-chome, Minato-ku, Tokyo 107-8556, Japan
 
ITEM 2
 
(a)           Names of Persons Filing
 
Mitsubishi UFJ Financial Group, Inc. (“MUFG”)
 
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (“BTMU”)
 
Mitsubishi UFJ Trust and Banking Corporation (“MUTB”)
 
Mitsubishi UFJ Securities Holdings Co., Ltd. (“MUSHD”)
 
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (“MUMSS”)
 
Mitsubishi UFJ Asset Management Co., Ltd. (“MUAM”)
 
Mitsubishi UFJ Asset Management (UK) Ltd. (“MUAMUK”)
 
MU Investments Co., Ltd. (“MUI”)
 
kabu.com Securities Co., Ltd. (“KC”)
 
KOKUSAI Asset Management Co., Ltd. (“KAM”)
 
HighMark Capital Management, Inc. (“HCM”)
 
(b)           Address of Principal Business Office or, if none, Residence
 
MUFG:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8330, Japan
 
BTMU:
7-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-8388, Japan
 
MUTB:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
 
MUSHD:
4-1 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-6317, Japan
 
 
 
Page 13 of 35
 
CUSIP No. 438128308

MUMSS:
5-2 Marunouchi 2-chome, Chiyoda-ku
Tokyo 100-0005,Japan
 
MUAM:
4-5 Marunouchi 1-chome, Chiyoda-ku
Tokyo 100-8212, Japan
 
MUAMUK:
Ropemaker Place,25 Ropemaker Street
London EC2M 7BT, United Kingdom
(prior to January 24, 2011,
12-15 Finsbury Circus, London EC2M 7BT, United Kingdom)
 
MUI:
2-15 Nihonbashi Muromachi 3-chome, Chuo-ku
Tokyo 103-0022, Japan
 
KC:
3-2 Otemachi 1-chome, Chiyoda-ku
Tokyo 100-0004, Japan
 
KAM:
1-1 Marunouchi 3-chome, Chiyoda-ku
Tokyo 100-0005, Japan
 
HCM:
350 California Street, San Francisco
California 94104, USA
 
(c)           Citizenship
 
Not applicable.
 
(d)           Title of Class of Securities
 
Common Stock
 
(e)           CUSIP Number
 
438128308
 
ITEM 3
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
MUFG:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
 
 
 
Page 14 of 35
 
 
CUSIP No. 438128308
 
 
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Parent holding company
 
 
BTMU:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUTB:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
 
 
 
Page 15 of 35
 
 
CUSIP No. 438128308
 
 
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Bank
 
 
MUSHD:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
 
Page 16 of 35
 
 
CUSIP No. 438128308
 
 
 
MUMSS:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
MUAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
 
 
 
Page 17 of 35
 
CUSIP No. 438128308

 
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUAMUK:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
MUI:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
 
 
 
Page 18 of 35
 
CUSIP No. 438128308
 
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
KC:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Broker-dealer
 
 
KAM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[   ]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
 
 
 
Page 19 of 35
 
CUSIP No. 438128308
 
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[ü]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Investment adviser
 
 
HCM:
(a)
[   ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
         
   
(b)
[   ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
         
   
(c)
[   ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
         
   
(d)
[   ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
         
   
(e)
[ü]
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
         
   
(f)
[   ]
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
         
   
(g)
[   ]
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
         
   
(h)
[   ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
         
   
(i)
[   ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
         
   
(j)
[   ]
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
         
   
(k)
[   ]
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
         
   
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:  Not applicable
 
ITEM 4
Ownership
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
For MUFG
  
       
 
(a)
Amount beneficially owned:
113,253,776
       
 
 
 
Page 20 of 35
 
CUSIP No. 438128308
 
 
(b)
Percent of class:
6.28%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
113,253,776
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
113,253,776
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For BTMU
  
       
 
(a)
Amount beneficially owned:
36,686,700
       
 
(b)
Percent of class:
2.04%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
36,686,700
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
36,686,700
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUTB
  
       
 
(a)
Amount beneficially owned:
59,767,900
       
 
(b)
Percent of class:
3.32%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
59,767,900
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
59,767,900
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUSHD
  
       
 
(a)
Amount beneficially owned:
6,185,731
       
 
(b)
Percent of class:
0.34%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
6,185,731
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
6,185,731
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUMSS
  
       
 
(a)
Amount beneficially owned:
6,185,731
       
 
 
 
Page 21 of 35
 
CUSIP No. 438128308

 
(b)
Percent of class:
0.34%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
6,185,731
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
6,185,731
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAM
  
       
 
(a)
Amount beneficially owned:
7,852,700
       
 
(b)
Percent of class:
0.44%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
7,852,700
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
7,852,700
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUAMUK
  
       
 
(a)
Amount beneficially owned:
44,400
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
44,400
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
44,400
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For MUI
  
       
 
(a)
Amount beneficially owned:
2,411,800
       
 
(b)
Percent of class:
0.13%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
2,411,800
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
2,411,800
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KC
  
 
(a)
Amount beneficially owned:
145,460
       
 
 
 
Page 22 of 35
 
CUSIP No. 438128308

 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
145,460
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
145,460
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For KAM
  
       
 
(a)
Amount beneficially owned:
203,400
       
 
(b)
Percent of class:
0.01%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
203,400
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
203,400
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
       
 
For HCM
  
       
 
(a)
Amount beneficially owned:
85
       
 
(b)
Percent of class:
0.00%
       
 
(c)
Number of shares as to which the person has:
  
       
   
(i) Sole power to vote or to direct the vote:
85
       
   
(ii) Shared power to vote or to direct the vote:
-0-
       
   
(iii) Sole power to dispose or to direct the disposition of:
85
       
   
(iv) Shared power to dispose or to direct the disposition of:
-0-
 
ITEM 5
Ownership of Five Percent or Less of a Class
 
Not applicable.
 
ITEM 6
Ownership of More than Five Percent on Behalf of Another Person
 
Not applicable.
 
ITEM 7
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
As of December 31, 2010, MUFG beneficially owns 113,253,776 shares of the issuer indirectly through its subsidiaries as follows: BTMU holds 36,686,700 shares; MUTB holds 59,767,900 shares; MUSHD holds 6,185,731 shares (indirectly through MUSHD’s subsidiary, MUMSS);
 
 
 
Page 23 of 35
 
CUSIP No. 438128308
 
MUAM holds 7,852,700 shares (including 44,400 shares indirectly held through MUAM’s subsidiary, MUAMUK); MUI holds 2,411,800 shares; KC holds 145,460 shares; KAM holds 203,400 shares; and HCM holds 85 shares.
 
ITEM 8
Identification and Classification of Members of the Group
 
Not applicable.
 
ITEM 9
Notice of Dissolution of Group
 
Not applicable.
 
ITEM 10
Certifications
 
By signing below MUFG, BTMU, MUTB, MUSHD, MUMSS, MUAM, MUAMUK, MUI, KC and KAM certify that, to the best of their knowledge and belief, (i) the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, and (ii) the foreign regulatory schemes applicable to parent holding companies, banks, broker-dealers and investment advisers, respectively, are substantially comparable to the regulatory schemes applicable to the functionally equivalent U.S. institutions.  These filers also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.
 
By signing below HCM certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
Page 24 of 35
 

CUSIP No. 438128308

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ FINANCIAL GROUP, INC.
  
       
 
By:
/s/ Hironori Kamezawa
  
     
 
Name:  Hironori Kamezawa
  
     
 
Title:    General Manager, Credit & Investment Management Division

 
 
 
Page 25 of 35
 

CUSIP No. 438128308
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.
  
       
       
 
By:
/s/ Hironori Kamezawa
  
     
 
Name:  Hironori Kamezawa
  
     
 
Title:    General Manager, Credit Policy & Planning Division


 
 
 
Page 26 of 35
 

CUSIP No. 438128308


 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
  
       
       
 
By:
/s/ Hiroki Masuoka
  
     
 
Name:    Hiroki Masuoka
  
     
 
Title:      Deputy General Manager of Trust Assets Planning Division

 
 
 
Page 27 of 35
 

CUSIP No. 438128308

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
  
       
       
 
By:
/s/ Shingo Sumimoto
  
     
 
Name:    Shingo Sumimoto
  
     
 
Title:      General Manager, Corporate Planning Division
 
 
 
Page 28 of 35
 

CUSIP No. 438128308
 

 SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
  
       
       
 
By:
/s/ Koji Nishimoto
  
 
 
Name:     Koji Nishimoto
  
     
  Title:
Executive Officer, General Manager, Corporate Planning Division
  
 

 
 
Page 29 of 35
 
 
 
CUSIP No. 438128308

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
  
       
       
 
By:
/s/ Katsutoshi Edamura
  
     
 
Name:  Katsutoshi Edamura
  
     
 
Title:    General Manager of Risk Management Division
 
 
 
Page 30 of 35
 
 
CUSIP No. 438128308
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
  
       
       
 
By:
/s/ Shojiro Ueda
  
     
 
Name:  Shojiro Ueda
  
     
 
Title:    Managing Director & CE
 
 
 
 
Page 31 of 35
 
 
 
CUSIP No. 438128308
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
MU INVESTMENTS CO., LTD.
  
       
       
 
By:
/s/ Yuya Saijo
  
     
 
Name:     Yuya Saijo
  
     
 
Title:       Senior Managing Director
  
 
 
 

 
 
Page 32 of 35
 
CUSIP No. 438128308
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
KABU.COM SECURITIES CO., LTD.
  
       
       
 
By:
/s/ Takeshi Amemiya
  
     
 
Name:  Takeshi Amemiya
  
     
 
Title:    General Manager of Corporate Administration
 
 
 
Page 33 of 35
 

CUSIP No. 438128308
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
 
Date: February 8, 2011
  
       
 
KOKUSAI ASSET MANAGEMENT CO., LTD.
  
       
       
 
By:
/s/ Takeshi Dohi
  
     
 
Name:  Takeshi Dohi
  
     
 
Title:    General Manager, Investment Management Planning Dept.

 
Page 34 of 35
 

CUSIP No. 438128308
 

SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
   Date:  February 8, 2011  
     
 
HIGHMARK CAPITAL MANAGEMENT, INC.
  
       
       
 
By:
/s/  Earle A. Malm II  
 
 
Name:
 
Earle A. Malm II
  
 
 
Title:
 
Chairman, President and CEO
     
 
 
 
 
Page 35 of 35