SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
November 21, 2006
U.S. GLOBAL INVESTORS, INC.
(Exact name of registrant as specified in its charter)
Texas 0-13928 74-1598370
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(State or Other Jur (Commission File Number) (I.R.S. Employer
of Incorporation) Identification No.)
7900 Callaghan Road
San Antonio, Texas 78229
(Address of principal executive offices including Zip Code)
210-308-1234
(Registrant's telephone number, including area code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
On November 21, 2006, U.S. Global issued a press release announcing that it has
filed the definitive proxy statement with the Securities and Exchange
Commission. Further, the press release announced the declaration of a dividend
payable February 16, 2007, to shareholders of record as of February 7, 2007,
subject to the approval of certain amendments to U.S. Global's Third Amended and
Restated Articles of Incorporation at the meeting to be held on January 10,
2007. Pursuant to the rules and regulations of the Securities and Exchange
Commission, this exhibit and the information set forth therein are deemed to
have been furnished and shall not be deemed to be "filed" under the Securities
Exchange Act of 1934, as amended.
Item 9.01. Exhibits.
(d) Exhibits
Exhibit No. Description of Exhibit
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99.1 Press Release of U.S. Global Investors, Inc. dated
November 21, 2006 announcing Board of Directors
approval of additional authorized shares, a proposed
split and other amendments to the Third Amended and
Restated Articles of Incorporation.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
U.S. GLOBAL INVESTORS, INC.
(Registrant)
Dated: November 21, 2006 By:/s/ Catherine A. Rademacher
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Name: Catherine A. Rademacher
Title: Chief Financial Officer
EXHIBIT INDEX
Exhibit No. Description of Exhibits
99.1 Press Release of U.S. Global Investors, Inc. dated November
21, 2006 announcing Board of Directors approval of additional
authorized shares, a proposed split and other amendments to
the Third Amended and Restated Articles of Incorporation.