form8k.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) December 4, 2009

Charles & Colvard, Ltd.
(Exact name of registrant as specified in its charter)

North Carolina
000-23329
56-1928817
(State or other jurisdiction of
incorporation)
(Commission File
Number)
(I.R.S. Employer
Identification No.)


300 Perimeter Park Drive, Suite A
  
Morrisville, North Carolina
27560
(Address of principal executive offices)
(Zip Code)
 

(919) 468-0399
(Registrant’s telephone number, including area code)

N/A
(Former name or former address, if changed since last report)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
 
 

Item 8.01
Other Events.
 
On December 4, 2009, Charles & Colvard, Ltd. (the “Company”) issued a press release announcing that it had received notification from The Nasdaq Stock Market Listing Qualifications Department (“NASDAQ”) that, because the closing bid price of the Company’s common stock has been at $1.00 per share or greater for at least 10 consecutive trading days, the Company has regained compliance with the minimum bid price requirement pursuant to Listing Rule 5450(a)(1) and the matter is now closed. The press release is attached as Exhibit 99.1 hereto and is incorporated herein by reference.
 
 
Item 9.01                      Financial Statements and Exhibits.
 
 
(d)           Exhibits.
 
Exhibit No.
Description of Document
 
99.1
Press Release, dated December 4, 2009
 

 

 
 
 

 
SIGNATURE
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
  Company Name  
       
December 4, 2009
By:
/s/ Timothy L. Krist  
    Timothy L. Krist  
    Chief Financial Officer  
       


 
 
 

 
EXHIBIT INDEX

Exhibit No.
Description of Document
 
99.1
Press Release, dated December 4, 2009