SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 6)
American Financial Group, Inc.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
025932 10 4
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(CUSIP Number)
James C. Kennedy, Esq.
One East Fourth Street
Cincinnati, Ohio 45202
(513) 579-2538
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 2001
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/ X / Rule 13d-1(b)
/ / Rule 13d-1(c)
/ / Rule 13d-1(d)
Page 1 of 5 Pages
CUSIP NO. 025932 10 4 13G/A Page 2 of 5 Pages
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
The Administrative Plan Committee of The American
Financial Group, Inc. Retirement and Savings Plan
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Ohio
5 NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
SOLE VOTING POWER
8,308,513 shares (See Item 2)
6 SHARED VOTING POWER
- - -
7 SOLE DISPOSITIVE POWER
8,308,513 Shares (See Item 2)
8 SHARED DISPOSITIVE POWER
- - -
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON,
8,308,513 Shares (See Item 2)
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
12.4%
12 TYPE OF REPORTING PERSON*
EP
CUSIP NO. 025932 10 4 13G/A Page 3 of 5 Pages
Item 1(a). Name of Issuer.
American Financial Group, Inc.
Item 1(b). Address of Issuer's Principal Executive Office.
One East Fourth Street, Cincinnati, Ohio 45202
Item 2(a). Name of Person Filing.
The Administrative Plan Committee of The American Financial Group, Inc.
Retirement and Savings Plan
Item 2(b). Address of Principal Business Office or, if None,
Residence.
One East Fourth Street, Cincinnati, Ohio 45202
Item 2(c). Citizenship.
Not Applicable
Item 2(d). Title of Class of Securities.
Common Stock, no par value
Item 2(e). Cusip Number.
025932 10 4
Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) and
the person filing is an Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund.
CUSIP NO. 025932 10 4 13G/A Page 4 of 5 Pages
Item 4. Ownership.
(a) Amount Beneficially Owned: 8,308,513
(b) Percentage of Class: 12.4%
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote: 8,308,513
(ii) Shared power to vote or direct the vote: none
(iii) Sole power to dispose or direct the
disposition of: 8,308,513
(iv) Shared power to dispose or direct the
disposition of: none
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any transaction having
such purpose or effect.
After reasonable inquiry and to the best knowledge and belief of the
undersigned, it is hereby certified that the information set forth in this
statement is true, complete and correct.
Dated: February 6, 2002
The Administrative Plan Committee of
The American Financial Group, Inc. Retirement and
Savings Plan
By: Sandra W. Heimann *
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Sandra W. Heimann, Member
By: Thomas E. Mischell*
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Thomas E. Mischell, Member
Karl J. Grafe
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* By Karl J. Grafe, Attorney-in-Fact pursuant to authority granted in the Powers
of Attorney attached hereto as Exhibit 1.
CUSIP NO. 025932 10 4 13G/A Page 5 of 5 Pages
Exhibit 1
POWER OF ATTORNEY
I, Sandra W. Heimann, do hereby appoint James C. Kennedy and Karl J.
Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my
behalf individually and as a member of the The Administrative Plan Committee of
The American Financial Group, Inc. Retirement and Savings Plan (the "Plan
Committee") and to file with the Securities and Exchange Commission any
schedules or other filings or amendments thereto made by me or on behalf of the
Plan Committee pursuant to Sections 13(d), 13(f), 13(g), and 14(d) of the
Securities and Exchange Act of 1934, as amended.
IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as
of the 5th day of November, 1997.
/s/ Sandra W. Heimann
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Sandra W. Heimann
POWER OF ATTORNEY
I, Thomas E. Mischell, do hereby appoint James C. Kennedy and Karl J.
Grafe, or either of them, as my true and lawful attorneys-in-fact to sign on my
behalf individually and as a member of the The Administrative Plan Committee of
The American Financial Group, Inc. Retirement and Savings Plan (the "Plan
Committee") and to file with the Securities and Exchange Commission any
schedules or other filings or amendments thereto made by me or on behalf of the
Plan Committee pursuant to Sections 13(d), 13(f), 13(g), and 14(d) of the
Securities and Exchange Act of 1934, as amended.
IN WITNESS WHEREOF, I have hereunto set my hand at Cincinnati, Ohio as
of the 5th day of November, 1997.
/s/ Thomas E. Mischell
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Thomas E. Mischell