-------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Fiscal Year Ended Commission File December 31, 2001 No. 1-13653 AMERICAN FINANCIAL GROUP, INC. Incorporated under IRS Employer I.D. the Laws of Ohio No. 31-1544320 One East Fourth Street, Cincinnati, Ohio 45202 (513) 579-2121 Securities Registered Pursuant to Section 12(b) of the Act: Name of Each Exchange Title of Each Class on which Registered ------------------- ---------------------- American Financial Group, Inc.: Common Stock New York Stock Exchange 7-1/8% Senior Debentures due December 15, 2007 New York Stock Exchange 7-1/8% Senior Debentures due April 15, 2009 New York Stock Exchange American Financial Capital Trust I (Guaranteed by Registrant): 9-1/8% Trust Originated Preferred Securities New York Stock Exchange Securities Registered Pursuant to Section 12(g) of the Act: None Other securities for which reports are submitted pursuant to Section 15(d) of the Act: None ------------- -------------------------------------------------------------------------------- This Amendment on Form 10-K/A amends Item 13 of the Registrant's Annual Report on Form 10-K to add the following supplemental information: Item 13. Certain Relationships and Related Transactions William R. Martin is an independent director of the Registrant. One of his adult sons was an employee of the Registrant's technology group during 2001 and received compensation of approximately $100,000 during that year. The son is no longer employed by the Registrant. SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. AMERICAN FINANCIAL GROUP, INC. By:/s/Fred J. Runk ----------------------------------------- Fred J. Runk Senior Vice President and Treasurer (principal financial and accounting officer) As of August 7, 2002 Cincinnati, Ohio 2