|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 11/16/2018 | A | 2,740 | (2) | (2) | Common Stock | 2,740 | $ 0 | 2,740 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOBSON CHARLES E 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | X | ||
DELTA PARTNERS LP 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | |||
Delta Advisors, LLC 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X | |||
Delta Partners GP, LLC 265 FRANKLIN STREET SUITE 903 BOSTON, MA 02110 |
X |
Charles Jobson | 11/20/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of GTIM common stock. |
(2) | The restricted stock unit will vest 1/3 per year over three years from the grant date. |
(3) | Reporting Person Charles Jobson holds 2,011,363 common shares of the issuer, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. In addition, Mr. Jobson is the managing member of Delta Advisors, LLC, which holds directly 2,850 common shares of the issuer and indirectly 6,200 shares by entity of which Reporting Person Delta Advisors, LLC is the general partner. Mr. Jobson is the principal of Delta Partners, LP and managing member of Delta Partners GP, LLC and can be deemed to have investment discretion. Mr. Jobson is a member of the Board of Directors of Good Times Restaurants, Inc. Each of Charles Jobson, Delta Partners, LP, Delta Advisors, LLC, and Delta Partners GP, LLC disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest. |