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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 43.35 | (4) | 02/06/2016 | Class A Common Stock | 5,883 | 5,883 | D | ||||||||
Employee Stock Option | $ 21.62 | (2) | 02/08/2012 | Class A Common Stock | 6,750 | 6,750 | D | ||||||||
Employee Stock Option | $ 51.62 | (3) | 02/07/2015 | Class A Common Stock | 7,749 | 7,749 | D | ||||||||
Employee Stock Option | $ 41.25 | (6) | 04/25/2017 | Class A Common Stock | 7,273 | 7,273 | D | ||||||||
Employee Stock Option | $ 36.49 | 04/24/2008 | A | 5,790 | (7) | 04/24/2018 | Class A Common Stock | 5,790 | $ 0 | 5,790 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NAUGHTON TODD R 333 CORPORATE WOODS PARKWAY VERNON HILLS, IL 60061 |
VP Finance |
/s/ Noel Elfant, attorney in fact | 04/28/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 95 shares acquired by the reporting person on December 31, 2007 and 254 shares acquired by the reporting person on March 31, 2008 pursuant to Zebra's employee stock purchase plan. |
(2) | All such options vested on February 8, 2007. |
(3) | Of such options, 1,162 vested on February 7, 2006, 1,356 vested on February 7, 2007, 1,549 vested on February 7, 2008, 1,744 vest on February 7, 2009 and 1,938 vest on February 7, 2010. |
(4) | Of such options, 882 vested on February 6, 2007, 1,029 vested on February 6, 2008, 1,177 vest on February 6, 2009, 1,324 vest on February 6, 2010 and 1,471 vest on February 6, 2011. |
(5) | Specified percentages of 3,640 of such shares will vest, if at all, upon the Company's achievement, prior to September 4, 2012, of pre-determined performance goals, measured by total stockholder return, as set forth in the Restricted Stock Agreement applicable to such shares. |
(6) | Of such options, 1,818 vested on April 25, 2008, 1,818 vest on April 25, 2009, 1,818 vest on April 25, 2010 and 1,819 vest on April 25, 2011. |
(7) | Of the shares subject to such option, 1,447 vest on April 24, 2009, 1,447 vest on April 24, 2010, 1,448 vest on April 24, 2011 and 1,448 vest on April 24, 2012. |