UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (1) | 04/20/2008 | 04/19/2017 | Common | 5,000 | $ 14.73 | D | Â |
Option (1) | 04/20/2009 | 04/19/2017 | Common | 5,000 | $ 14.73 | D | Â |
Option (1) | 04/20/2010 | 04/19/2017 | Common | 5,000 | $ 14.73 | D | Â |
Option (2) | 07/14/2012 | 07/13/2021 | Common | 1,750 | $ 8.02 | D | Â |
Option (2) | 07/14/2013 | 07/13/2021 | Common | 1,750 | $ 8.02 | D | Â |
Option (2) | 07/14/2014 | 07/13/2021 | Common | 1,750 | $ 8.02 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Baker David C P.O. BOX 626 3525 FAIRYSTONE PARK HWY BASSETT, VA 24055 |
 |  |  SVP, Corporate Retail |  |
David C Baker | 08/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted under the 1997 Employee Stock Plan which is a Rule 16b-3 Plan. |
(2) | Granted under the 2010 Employee Stock Plan which is a Rule 16b-3 Plan. |
(3) | Restrictions on sale and risk of forfeiture until one-third vesting if continuously employed each 07/17/2016, 07/17/2017 and 07/17/2018 or earlier upon death or retirement, also, subject to sale restriction in accordance with the Compnay's stock ownership guidlines. |
(4) | Restrictions on sale and risk of forfeiture until vesting after 2 years of continuous service from issuance date (01/22/2015), or earlier upon death or retirement, also, subject to sale restriction in accordance with the Compnay's stock ownership guidlines. |