UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILLIAMS KATHRYN ANNE 601 UNION STREET, SUITE 2000 SEATTLE, WA 98101 |
 |  |  SVP - Comm Relations Dir |  |
/s/ Godfrey B. Evans, attorney in fact for Kathryn A Williams | 02/21/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Participants in HomeStreet, Inc.'s Employee Stock Ownership Plan, or ESOP, have the authority to direct voting of shares they hold through the ESOP only in certain circumstances. |
(2) | Ms. Williams is the trustee for the Andrew Alvaro Mullins-Williams Trust. |
(3) | Ms. Williams is the trustee for the Andrew A. Mullins-Williams Trust dated 12/27/88. |
(4) | Ms. Williams is the trustee for the Mullins-Williams Children's Trust. |
 Remarks: This amends and restates Table I of the Form 3 to which this filing is related for the purposes of (a) correcting the number of shares reported as directly held and (b) amending the indirect ownership information.  Table II is not amended hereby. |