bailey_sc13da.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Amendment No. 1
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Envoy Capital Group Inc.
(Name of Issuer)
Common Shares, No Par Value
(Title of Class of Securities)
029479 85 2
(CUSIP Number)
John H. Bailey
44 Boulevard D’Italie, A 1603
Monte Carlo, Monaco
98000
377 97 98 69 45
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 3, 2009
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange
Act (however, see the Notes).
|
CUSIP No. 029479 85 2 |
13D
|
Page of 2 of 5 Pages
|
|
(1) |
Name of Reporting Person
John H. Bailey |
|
(2) |
Check the Appropriate Box if a Member of a Group (See Instructions) |
(a) o
(b) o |
|
(3) |
SEC Use Only
|
|
(4) |
Source of Funds (See Instructions)
PF |
|
(5) |
Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). o
|
|
(6) |
Citizenship or Place of Organization
Canada |
|
Number of
Shares Beneficially
Owned
by Each
Reporting
Person With
|
(7) |
Sole Voting Power
1,085,233 |
|
(8) |
Shared Voting Power
0 |
|
(9) |
Sole Dispositive Power
1,085,233 |
|
(10) |
Shared Dispositive Power
0 |
|
(11) |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,085,233 |
|
(12) |
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares o
(See Instructions)
|
|
(13) |
Percent of Class Represented by Amount in Row (11)
12.7% |
|
(14) |
Type of Reporting Person (See Instructions)
IN |
This Amendment No. 1 to Schedule 13D (this "Statement") is being filed on behalf of John H. Bailey relating to the common shares, without par value (the "Common Shares"), of Envoy Capital Group Inc., a corporation existing under the laws of Ontario, Canada (the "Issuer"). This Statement amends and supplements the initial statement
on Schedule 13D filed on June 2, 2009 (the "Original Statement"). The Original Statement is hereby amended and supplemented as follows.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 is hereby supplemented as follows:
Mr. Bailey used personal funds to acquire the 149,681 Common Shares described in Item 5(c) below.
Item 4. Purpose of Transaction
Item 4 is hereby supplemented as follows:
The 149,681 Common Shares described in Item 5(c) below were acquired for investment purposes only. Mr. Bailey does not have any current intention of acquiring ownership of, or control or direction over, any additional Common Shares. Depending on market conditions and other relevant factors, Mr. Bailey may, in the future,
increase or decrease his beneficial ownership of, or control or direction over, Common Shares through market transactions, exercise of options, private agreements or otherwise.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby supplemented as follows:
(a) As of the date hereof, Mr. Bailey beneficially owns the aggregate number and percentage of outstanding Common Shares set forth below:
|
|
|
Aggregate Number of Shares Beneficially Owned |
|
Percentage of Outstanding Common Shares |
| |
|
|
|
|
|
John Bailey |
|
1,085,233 |
|
12.7% |
The percentage of outstanding Common Shares in the table above is based on 8,558,377 Common Shares outstanding as of the date hereof.
(b) Mr. Bailey has the sole power to vote or direct the vote and sole power to dispose or to direct the disposition of 1,085,233 Common Shares.
(c) On September 3, 2009, Mr. Bailey acquired ownership of 149,681 Common Shares of the Issuer pursuant to open market purchases. The Common Shares were acquired at a price of US$1.38 per share and represent approximately 1.7% of the current issued
and outstanding Common Shares of the Issuer.
(d) Not applicable.
(e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 3, 2009
| |
|
By: |
/s/ John H. Bailey |
| |
|
|
John H. Bailey |
Page 5 of 5