pdfs_10qa-063012.htm
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________
 
FORM 10-Q/A

(Amendment No. 1)
________________
 
R
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
  
     
 
For the Quarterly Period ended June 30, 2012
  
     
or
     
£
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
  
     
 
For the transition period from ______ to ______
  

Commission File Number 000-31311
________________
 
PDF SOLUTIONS, INC.
(Exact name of Registrant as Specified in its Charter)

Delaware
25-1701361
(State or Other Jurisdiction of
(I.R.S. Employer
Incorporation or Organization)
Identification No.)
   
333 West San Carlos Street, Suite 1000
  
San Jose, California
95110
(Address of Principal Executive Offices)
(Zip Code)

(408) 280-7900
(Registrant’s Telephone Number, Including Area Code)
 
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes R No £

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes  R    No  £
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

£ Large accelerated filer
R Accelerated filer
£ Non-accelerated  filer
£ Smaller reporting company
       
  (Do not check if a smaller reporting company)

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes £ No R

The number of shares outstanding of the Registrant’s Common Stock as of August 3, 2012 was 28,539,502.
 
 
 
 
 
 
Explanatory Note

The purpose of this Amendment No. 1 to our Quarterly Report on Form 10-Q for the period ended June 30, 2012, as filed with the Securities and Exchange Commission on August 9, 2012 (the “Form 10-Q”), is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulations S-T. Exhibit 101 to this report furnishes the following items from our Form 10-Q formatted in XBRL (eXtensible Business Reporting Language): (i) the unaudited Condensed Consolidated Balance Sheets, (ii) the unaudited Condensed Consolidated Statements of Operations and Comprehensive Income (Loss), (iii) the unaudited Condensed Consolidated Statements of Cash Flows, and (iv) the notes to the unaudited Condensed Consolidated Financial Statements.

No other changes have been made to the Form 10-Q. This Amendment No. 1 speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way disclosures made in the original Form 10-Q.
 
 
 
 
 
PART II. OTHER INFORMATION
 
Item 6.     Exhibits
 
Exhibit
Number
  
Description
     
10.08
  
Letter regarding extension of the temporary employment offer with Michael Shahbazian with PDF Solutions, Inc., dated May 9, 2012.1
     
31.01
  
Certification of the principal executive officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1
     
31.02
  
Certification of the principal financial and accounting officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.1
     
32.01
  
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. †
     
32.02
  
Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. †
     
101.INS   XBRL Instance Document. ††
     
101.SCH   XBRL Taxonomy Extension Schema Document. ††
     
101.CAL   XBRL Taxonomy Extension Calculation Linkbase Document. ††
     
101.DEF   XBRL Taxonomy Extension Definition Linkbase Document. ††
     
101.LAB   XBRL Taxonomy Extension Label Linkbase Document. ††
     
101.PRE   XBRL Taxonomy Extension Presentation Linkbase Document. ††
___________
1 Previously filed as an exhibit to Form 10-Q for the quarter ended June 30, 2012.
†
 Previously furnished as an exhibit to Form 10-Q for the quarter ended June 30, 2012.
††  
In accordance with Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.

 
 
 
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
PDF SOLUTIONS, INC.
  
       
Date: September 7, 2012
By:
/s/ John K. Kibarian
  
   
John K. Kibarian
President and Chief Executive Officer
(principal executive officer)
  
       
       
Date: September 7, 2012
By:
/s/ Gregory Walker
  
   
Gregory Walker
Vice President, Finance and Chief Financial Officer
(principal financial and accounting officer)