UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Warrant | 08/16/2013 | 08/16/2018 | Common Stock | 32,000 | $ 2.75 | D (2) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STETSON ROBERT J 6125 LUTHER LN #380 DALLAS, TX 75225 |
 X |  X |  |  |
REST Redux LLC 14901 QUORUM DRIVE SUITE 900 DALLAS, TX 75254 |
 X |  X |  |  |
REIT REDUX LP 14901 QUORUM DRIVE SUITE 900 DALLAS, TX 75254 |
 X |  X |  |  |
REIT Redux GP LLC 14901 QUORUM DRIVE SUITE 900 DALLAS, TX 75254 |
 X |  X |  |  |
/s/ Robert J. Stetson | 05/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Rest Redux LLC | 05/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Reit Redux LP | 05/12/2014 | |
**Signature of Reporting Person | Date | |
/s/ Reit Redux GP, LLC | 05/12/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Securities owned directly by Rest Redux LLC, REIT Redux, LP (controlling member of Rest Redux LLC), REIT Redux GP, LLC (general partner of REIT Redux, LP), and Robert Stetson (President of REIT Redux GP, LLC) may be deemed to be the beneficial owners of all shares of Common Stock held by Redux. Each of the reporting persons disclaims beneficial ownership of any securities reported herein except to the extent of such reporting person's pecuniary interest herein. |
(2) | The Reporting Persons may also be deemed to be members of a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended, and accordingly may be deemed to beneficially own the Issuer's securities owned in the aggregate by the other members of the Section 13(d) group. The Group consists of the Reporting Persons, David Martin West Asset Trust, David West, B.T. Interest Ltd., Lonnie B. Whatley III, The Kropp 2010 Family Trust and James Kropp. Each of the reporting persons disclaims beneficial ownership of securities owned by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein. |