UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of
the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): September 9, 2002
CONSECO, INC.
(Exact name of registrant as specified in its charter)
Indiana 1-9250 35-1468632
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(State or other (Commission (I.R.S. Employer
jurisdiction of File Number) Identification No.)
organization)
11825 North Pennsylvania Street
Carmel, Indiana 46032
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(Address of principal executive offices) (Zip Code)
(317) 817-6100
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(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address,
if changed since last report.)
Item 5. Other Events
Attached as Exhibit 99.1 is a copy of a press release dated September 9, 2002.
Item 7(c). Exhibits.
99.1 Press release of Conseco, Inc. issued September 9, 2002.
99.2 Waiver No. 2 (TO 1997 D&O LOANS), dated as of September 8, 2002, to
the Guaranty dated as of November 22, 2000 between Conseco, Inc.,
an Indiana corporation, and Bank of America, N.A., as
Administrative Agent, and to the Agreement, dated as of September
22, 2000, Re 1997 D&O Loans among Conseco, various financial
institutions signatory thereto, and the Agent, entered into in
connection with the Credit Agreement dated as of November 22, 2000
among the borrowers party thereto, the various financial
institutions signatory thereto and the Agent relating to the
refinancing of certain loans under an Amended and Restated Credit
Agreement dated as of August 26, 1997 among the Borrowers, certain
other borrowers, the Banks and the Agent.
99.3 Waiver No. 2 (TO 1998 D&O LOANS), dated as of September 8, 2002, to
the Guaranty dated as of November 22, 2000 between Conseco, Inc.,
an Indiana corporation, and Bank of America, N.A., as
Administrative Agent, and to the Agreement, dated as of September
22, 2000, Re 1998 D&O Loans among Conseco, various financial
institutions signatory thereto, and the Agent, entered into in
connection with the Credit Agreement dated as of November 22, 2000
among the borrowers party thereto, the various financial
institutions signatory thereto and the Agent relating to the
refinancing of certain loans under an Amended and Restated Credit
Agreement dated as of August 21, 1998 among the Borrowers, certain
other borrowers, the Banks and the Agent.
99.4 Waiver No. 2 (TO 1998 NON-REFINANCED D&O LOANS), dated as of
September 8, 2002, to the Guaranty dated as of August 21, 1998
between Conseco, Inc., an Indiana corporation, and Bank of America,
N.A., as Administrative Agent, and to the Agreement, dated as of
September 22, 2000, Re 1998 D&O Loans among Conseco, various
financial institutions signatory thereto, and the Agent, entered
into in connection with the Credit Agreement dated as of August 21,
1998 among the borrowers party thereto, the various financial
institutions signatory thereto and the Agent.
99.5 Waiver No. 2 (TO 1999 D&O LOANS), dated as of September 8, 2002, to
the Guaranty dated as of November 22, 2000 between Conseco, Inc.,
an Indiana corporation, and JPMorgan Chase Bank, as Administrative
Agent, and to the Agreement, dated as of September 22, 2000, Re
1999 D&O Loans among Conseco, various financial institutions
signatory thereto, and the Agent, entered into in connection with
the Credit Agreement dated as of November 22, 2000 among the
borrowers party thereto, the various financial institutions
signatory thereto and the Agent relating to the refinancing of
certain loans under a Termination and Replacement Agreement dated
as of May 30, 2000 among the Borrowers, the Banks and the Agent.
99.6 Waiver No. 2 (TO $1,500,000,000 FIVE-YEAR CREDIT AGREEMENT), dated
as of September 8, 2002, to the $1,500,000,000 Five-Year Credit
Agreement dated as of September 25, 1998 among Conseco, Inc., an
Indiana corporation, the various financial institutions signatory
thereto and Bank of America, N.A., individually and as agent for
the Banks.
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
CONSECO, INC.
September 11, 2002
By: /s/ William J. Shea
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William J. Shea
Chief Operating Officer and
Acting Chief Financial Officer