UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): July 25, 2006
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BROOKS AUTOMATION, INC. |
(Exact name of registrant as specified in its charter) |
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DELAWARE |
(State or other jurisdiction of incorporation) |
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0-25434 |
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04-3040660 |
(Commission File Number)
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(IRS Employer Identification No.) |
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15 Elizabeth Drive, Chelmsford, MA |
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01824 |
(Address of principal executive offices)
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(Zip Code) |
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Registrants telephone number, including area code (978) 262-2400.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR
STANDARD; TRANSFER OF LISTING.
On July 25, 2006, Brooks Automation, Inc. (the Company) received a notification from the Nasdaq
Stock Market that the Nasdaq Listing Qualifications Panel (the Panel) has determined to grant the
Companys request for continued listing on the Nasdaq Global Market provided that the Company files
its Form 10-Q for the quarter ended March 31, 2006 and all required restatements on or prior to
August 15, 2006. The Nasdaq Listing and Hearing Review Council (the Listing Council) may
determine to review the Panels decision within 45 days of the issuance of the decision. The
Listing Council may affirm, modify, reverse, dismiss or remand the decision to the Panel.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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BROOKS AUTOMATION, INC.
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/s/ Thomas S. Grilk
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Thomas S. Grilk |
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Senior Vice President, General Counsel and
Secretary |
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Date: July 26, 2006