UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 10/31/2006 | 07/12/2010 | Common Stock | 12,500 | $ 6 | I | See footnote 2 (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MIKLES LEE E 1486 EAST VALLEY ROAD SANTA BARBARA, CA 93108 |
 X |  |  CEO and President |  |
/s/ Lee E. Mikles | 07/19/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held by Lee E. Mikles Gift Trust dated October 6, 1999 as to which Mr. Mikles is settler of the trust but not a trustee or a beneficiary. Mr. Mikles disclaims beneficial ownership of these shares. |
(2) | Shares are held by Alison L. Mikles Irrevocable Trust for the benefit of Mr. Mikles' minor child. While Mr. Mikles was the settler of the trust, he is not a trustee and retains no right to revoke the trust or name successor trustees and disclaims beneficial ownership of these warrants. |
 Remarks: Shares of FutureFuel Corp.'s common stock as well as certain warrants to acquire shares of FutureFuel Corp.'s common stock  are listed on the Alternative Investment Market of the London Stock Exchange plc. Shares of common stock and warrants trade  under the ticker symbols "FFU" and "FFUW," respectively. |