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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FINNEGAN PAUL J C/O MADISON DEARBORN PARTNERS, L.L.C. 70 W. MADISON STREET, SUITE 4600 CHICAGO, IL 60602 |
X |
Paul J. Finnegan, by /s/ Mark B. Tresnowski, Attorney in Fact | 03/05/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 3, 2014, Boise Cascade Holdings, L.L.C. ("BC Holdings") made a pro rata distribution for no consideration of 7,785,938 shares of Boise Cascade Company's common stock, par value $0.01 per share (collectively, the "Shares"), to its members (the "BC Holdings Distribution"). Forest Products Holdings, L.L.C. ("FPH"), BC Holdings' controlling equityholder, then made a pro rata distribution for no consideration of 6,228,265 of the Shares to its members, including its controlling equityholder Madison Dearborn Capital Partners IV, L.P. ("MDCP IV"), on the same date. MDCP IV further distributed on a pro rata basis for no consideration the Shares it received from FPH to its partners on the same date. Madison Dearborn Partners IV, L.P., the general partner of MDCP IV, then distributed on a pro rata basis for no consideration the Shares it received from MDCP IV to its partners on the same date (the "MDP IV Distribution"). |
(2) | In the MDP IV Distribution: (i) Mr. Finnegan received 73,612 Shares; (ii) Glen Lake Partners II, L.P. received 7,428 Shares; (iii) Paul McCally Dynasty Trust received 10,444 Shares; (iv) Alexander James Finnegan Dynasty Trust received 10,444 Shares; (v) Katherine Marie Finnegan Dynasty Trust received 10,444 Shares; (vi) Mary M. Finnegan Dynasty Trust received 10,444 Shares; (vii) Peter A. Finnegan 2005 Trust received 5,222 Shares; and (viii) Albert W. McCally 2005 Trust received 5,222 Shares. |
(3) | Mr. Finnegan is the trustee of Glen Lake Partners Management Trust I, a general partner of Glen Lake Partners II, L.P. Mr. Finnegan's wife, Mary M. Finnegan, is the trustee of Glen Lake Partners Management Trust II, the other general partner of Glen Lake Partners II, L.P. Mrs. Finnegan and Peter Finnegan, Mr. Finnegan's brother, are co-trustees of each of Paul McCally Dynasty Trust, Alexander James Finnegan Dynasty Trust, Katherine Marie Finnegan Dynasty Trust and Mary Finnegan Dynasty Trust. Mrs. Finnegan is trustee of Peter A. Finnegan 2005 Trust and Albert W. McCally 2005 Trust. The direct and indirect acquisition of such Shares by Mr. Finnegan was exempt under Rule 16a-9 and Rule 16a-13. |
(4) | Prior to giving effect to the distributions discussed in Note (1) above, BC Holdings was the record owner of the Shares. The reporting person previously reported the Shares as indirectly owned through BC Holdings. |
(5) | Mr. Finnegan hereby disclaims beneficial ownership of any shares of the issuer's common stock held by Glen Lake Partners II, L.P., Paul McCally Dynasty Trust, Alexander James Finnegan Dynasty Trust, Katherine Marie Finnegan Dynasty Trust, Mary M. Finnegan Dynasty Trust, Peter A. Finnegan 2005 Trust and Albert W. McCally 2005 Trust, except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report should not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |