1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
11/20/1999(2)
|
11/20/2005 |
Common Stock
|
1,500
|
$
15.5
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
11/19/2000(3)
|
11/19/2006 |
Common Stock
|
1,500
|
$
12.125
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
11/18/2001(4)
|
11/18/2007 |
Common Stock
|
2,000
|
$
11.625
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
08/22/2005(5)
|
08/22/2010 |
Common Stock
|
5,000
|
$
8
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
01/12/2006(6)
|
01/12/2011 |
Common Stock
|
3,000
|
$
5.25
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
05/07/2007(7)
|
05/07/2012 |
Common Stock
|
4,000
|
$
9.25
|
I
|
By Wife
|
Stock Option (Right to Buy)
|
07/28/2008(8)
|
07/28/2013 |
Common Stock
|
5,000
|
$
18.67
|
I
|
By Wife
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
614 of the shares mentioned were acquired under Applied Signal Technology, Inc. 1993 Employee Stock Purchase Plan in a transaction exempt under old capital rule 16b-3. |
(2) |
The option became exercisable as to 1,500 shares on November 20, 1999. |
(3) |
The option became exercisable as to 1,500 shares on November 19, 2000. |
(4) |
the option became exercisable as to 1,500 shares on November 18, 2001. |
(5) |
The option became exercisable as to 1,000 shares on August 22, 2001, and vested monthly thereafter. The option will be fully vested on August 22, 2005. |
(6) |
The option became exercisable as to 600 shares on January 12, 2002, and vested monthly thereafter. The option will be fully vested on January 12, 2006. |
(7) |
The option became exercisable as to 800 shares on May 07, 2003, and vested monthly thereafter. The option will be fully vested on May 07, 2007. |
(8) |
The option became exercisable as to 1,000 shares on July 28, 2004, and vested monthly thereafter. The option will be fully vested on July 28, 2008. |