1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Options (Right to Buy)
|
Â
(5)
|
05/16/2016 |
Common Stock
|
45,259
|
$
15.18
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(6)
|
01/12/2017 |
Common Stock
|
33,004
|
$
29.26
|
D
|
Â
|
Employee Stock Options (Right to Buy)
|
Â
(7)
|
08/04/2018 |
Common Stock
|
33,750
|
$
37.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 701 and 875 shares of the Issuer's common stock acquired on November 28, 2008 and May 29, 2009, respectively, through the McAfee, Inc. 2002 Employee Stock Purchase Plan. |
(2) |
On February 11, 2008, the Reporting Person was granted 62,917 stock units, 1/3 of which are scheduled to vest on each of the first, second and third anniversaries of November 19, 2007 (the date of the acquisition of the Reporting Person's then ultimate employer, SafeBoot Holding BV, by an indirect wholly-owned subsidiary of the Issuer). |
(3) |
On August 4, 2008, the Reporting Person was granted 20,000 stock units, 1/3 of which are scheduled to vest on each of the first, second and third anniversaries of the grant date. |
(4) |
On February 17, 2009, the Reporting Person was granted 21,700 stock units, 1/3 of which are scheduled to vest on each of the first, second and third anniversaries of the grant date. |
(5) |
On May 16, 2006, the Reporting Person was granted stock options to purchase shares of stock of the Reporting Person's then ultimate employer, SafeBoot Holding BV. On November 19, 2007, an indirect wholly-owned subsidiary of the Issuer acquired SafeBoot Holding BV and the Issuer assumed the Reporting Person's remaining stock options to purchase 75,777 shares of the Issuer's common stock (on an as-converted basis). 1/3 of the 75,777 shares subject to the stock options are scheduled to vest on each of the second, third and fourth anniversaries of the grant date. |
(6) |
On January 12, 2007, the Reporting Person was granted stock options to purchase 66,008 shares of the Issuer's common stock (on an as-converted basis following the acquisition of the Reporting Person's then ultimate employer, SafeBoot Holding BV, by an indirect wholly-owned subsidiary of the Issuer on November 19, 2007). 25% of the shares subject to the stock options are scheduled to vest on each of the first, second, third and fourth anniversaries of the grant date. |
(7) |
On August 4, 2008, the Reporting Person was granted stock options to purchase 45,000 shares of the Issuer's common stock. 25% of the shares subject to the stock options are scheduled to vest one year from the grant date and the remaining 75% of the shares are scheduled to vest monthly over the next 36 months until the option is fully vested on the fourth anniversary of the grant date. |