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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) |
These options were granted on December 14, 2011 and become exercisable in four installments on each of December 14, 2012, 2013, 2014 and 2015. All of these options are currently vested and exercisable. |
| (2) |
These options were granted on June 10, 2013 and become exercisable in four installments on each of June 10, 2014, 2015, 2016 and 2017. All of these options are currently vested and exercisable. |
| (3) |
These options were granted on May 30, 2014 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment of the Company. 8,570 of these options are currently vested and exercisable. |
| (4) |
These options were granted on May 26, 2015 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment of the Company. 5,000 of these options are currently vested and exercisable. |
| (5) |
These options were granted on June 24, 2016 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of May 26, 2016, subject to continued employment of the Company. 6,950 of these options are currently vested and exercisable. |
| (6) |
These options were granted on March 14, 2017 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment of the Company. 5,750 of these options are currently vested and exercisable. |
| (7) |
These options were granted on February 17, 2018 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment of the Company. |
| (8) |
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited. |
| (9) |
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of May 26, 2016 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance option that has not performance vested by May 26, 2020 shall be forfeited. |
| (10) |
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by March 14, 2021 shall be forfeited. |
| (11) |
The performance options vest and become exercisable when they have both time vested and performance vested as follows: (i) the performance options time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance options performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance option that has not performance vested by February 17, 2022 shall be forfeited. |
| (12) |
4,975 restricted stock units were granted on May 30, 2014. 3,732 of these restricted stock units have vested and settled and 1,243 are scheduled to vest on May 30, 2018. |
| (13) |
Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. |
| (14) |
3,800 restricted stock units were granted on May 26, 2015. 1,900 of these restricted stock units have vested and settled and 1,900 are scheduled to vest ratably in equal installments on May 26, 2018 and May 26, 2019. |
| (15) |
3,500 restricted stock units were granted on June 24, 2016. 875 of these restricted stock units have vested and settled and 2,625 are scheduled to vest ratably in equal installments on May 26, 2018, May 26, 2019 and May 26, 2020. |
| (16) |
2,910 restricted stock units were granted on March 14, 2017. 728 of these restricted stock units have vested and settled and 2,182 are scheduled to vest ratably in equal installments on March 14, 2019, March 14, 2020 and March 14, 2021. |
| (17) |
2,925 restricted stock units were granted on February 17, 2018. 2,925 of these restricted stock units are scheduled to vest ratably in equal installments on February 17, 2019, February 17, 2020, February 17, 2021 and February 17, 2022. |
| (18) |
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $21 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited. |
| (19) |
Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash. |
| (20) |
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of May 26, 2016 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of May 26, 2016 equals or exceeds $28 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by May 26, 2020 shall be forfeited. |
| (21) |
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of March 14, 2017 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of March 14, 2017 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by March 14, 2021 shall be forfeited. |
| (22) |
The performance restricted stock units vest and are settled when they have both time vested and performance vested as follows: (i) the performance restricted stock units time vest in equal annual installments on the first four anniversaries of February 17, 2018 and (ii) the performance restricted stock units performance vest at such time, if any, as the per share closing price of Gogo common stock on the NASDAQ market during the period beginning on the grant date and ending on the fourth anniversary of February 17, 2018 equals or exceeds $25 for a period of 30 consecutive trading days. Any performance restricted stock unit that has not performance vested by February 17, 2022 shall be forfeited. |