Brian L. Schorr, Esq.
Trian Fund Management, L.P.
280 Park Avenue, 41 st Floor
New York, New York 10017
Tel. No.: (212) 451-3000
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nelson Peltz
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
12,301,837
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
12,301,837
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,301,837
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter W. May
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
12,301,837
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
12,301,837
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,301,837
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Edward P. Garden
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
12,301,837
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
12,301,837
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,301,837
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
Trian Fund Management, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454182
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
12,301,837
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
12,301,837
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,301,837
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Fund Management GP, LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454087
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
12,301,837
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
12,301,837
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,301,837
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3453988
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,968,192
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,968,192
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,968,192
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.12%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Master Fund, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-0468601
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
3,287,379
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
3,287,379
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,287,379
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.87%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Parallel Fund I, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3694154
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
334,504
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
334,504
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
334,504
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.19%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-A, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
27-4180625
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
2,008,726
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
2,008,726
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,008,726
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.15%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-N, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
80-0958490
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,438,045
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,438,045
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,438,045
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.82%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund II, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
45-4929803
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
902,609
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
902,609
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
902,609
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.51%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-D, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-1108184
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
446,245
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
446,245
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
446,245
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.25%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Fund (Sub)-G, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
90-1035117
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
142,866
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
142,866
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
142,866
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.08%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-G II, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
46-5509975
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
422,996
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
422,996
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
422,996
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.24%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-G III, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
47-2121971
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
212,365
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
212,365
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
212,365
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-K, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
47-5116069
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
654,011
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
654,011
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
654,011
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.37%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-C, Ltd.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-1327448
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
472,736
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
472,736
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
472,736
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.27%*
|
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
|
Reporting Person
|
|
Date
|
|
Shares
|
|
Price
|
|
Type
|
Trian Partners, L.P.
|
|
8/13/2018
|
|
604,085
|
|
$ 42.15
|
|
Sale
|
Trian Partners Master Fund, L.P
|
8/13/2018
|
1,095,018
|
$ 42.15
|
Sale
|
||||
Trian Fund Management, L.P.
|
8/13/2018
|
897
|
$ 42.15
|
Sale
|
||||
|
TRIAN FUND MANAGEMENT, L.P.
|
||
By:
|
Trian Fund Management GP, LLC, its general partner
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
||
|
TRIAN FUND MANAGEMENT GP, LLC
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
||
|
TRIAN PARTNERS, L.P.
|
||
By:
|
Trian Partners GP, L.P., its general partner
|
||
|
|
||
By:
|
Trian Partners General Partner, LLC, its general partner
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
TRIAN PARTNERS MASTER FUND, L.P.
|
|||
By:
|
Trian Partners GP, L.P., its general partner
|
|||
|
|
|||
By:
|
Trian Partners General Partner, LLC, its general partner
|
|||
|
|
|||
By:
|
/s/ EDWARD P. GARDEN
|
|||
|
Name:
|
Edward P. Garden
|
||
|
|
Title:
|
Member
|
|
|
|
|
||
|
TRIAN PARTNERS PARALLEL FUND I, L.P.
|
|
||
By:
|
Trian Partners Parallel Fund I General Partner, LLC, its general partner
|
|
||
|
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
|
||
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-A, L.P.
|
|
||
By:
|
Trian Partners Strategic Investment Fund-A GP, L.P., its general partner
|
|
||
|
|
|
||
By:
|
Trian Partners Strategic Investment Fund-A General Partner, LLC, its general partner
|
|
||
|
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
|
||
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-N, L.P.
|
|
||
|
By:
|
Trian Partners Strategic Investment Fund-N GP, L.P., its general partner
|
|
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-N General Partner, LLC., its general partner
|
|
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND II, L.P.
|
||
|
By:
|
Trian Partners Strategic Investment Fund II GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-II General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-D, L.P.
|
||
|
By:
|
Trian Partners Strategic Investment Fund-D GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-D General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
|
TRIAN PARTNERS FUND (SUB)-G, L.P.
|
||
|
By:
|
Trian Partners Investment Fund-G GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Investment Fund-G General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC FUND-G II, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-G II GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-G II General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC FUND-G III, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-G III GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-G III General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name
|
Edward P. Garden
|
|
|
Title
|
Member
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC FUND-K, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-K GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-K General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name
|
Edward P. Garden
|
|
|
Title
|
Member
|
TRIAN PARTNERS STRATEGIC FUND-C, LTD. | |||
By: | /s/EDWARD P. GARDEN | ||
Name: | Edward P. Garden | ||
Title: | Director | ||
|
/s/NELSON PELTZ
Nelson Peltz
|
|
/s/PETER W. MAY
Peter W. May
|
|
/s/EDWARD P. GARDEN
Edward P. Garden
|