Brian L. Schorr, Esq.
Trian Fund Management, L.P.
280 Park Avenue, 41 st Floor
New York, New York 10017
Tel. No.: (212) 451-3000
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nelson Peltz
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
8,591,836
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
8,591,836
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,591,836
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Peter W. May
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
8,591,836
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
8,591,836
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,591,836
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Edward P. Garden
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
8,591,836
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
8,591,836
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,591,836
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%*
|
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
|
1
|
NAME OF REPORTING PERSON
Trian Fund Management, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454182
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
8,591,836
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
8,591,836
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,591,836
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Fund Management GP, LLC
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3454087
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
AF
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
8,591,836
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
8,591,836
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,591,836
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[ ]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.95%*
|
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3453988
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,348,341
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,348,341
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,348,341
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.78%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Master Fund, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-0468601
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,117,434
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,117,434
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,117,434
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.64%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Parallel Fund I, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
20-3694154
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
290,753
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
290,753
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
290,753
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.17%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-A, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
27-4180625
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,745,991
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,745,991
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,745,991
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.01%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-N, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
80-0958490
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
1,249,955
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
1,249,955
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,249,955
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.72%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund II, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
45-4929803
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
784,552
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
784,552
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
784,552
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.45%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Investment Fund-D, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-1108184
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
387,878
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
387,878
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
387,878
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.22%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Fund (Sub)-G, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
90-1035117
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
124,179
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
124,179
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
124,179
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.07%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-G II, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
46-5509975
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
367,671
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
367,671
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
367,671
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.21%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-G III, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
47-2121971
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
184,589
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
184,589
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
184,589
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.11%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-K, L.P.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
47-5116069
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
568,469
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
568,469
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
568,469
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.33%*
|
|
||
14
|
TYPE OF REPORTING PERSON
PN
|
|
1
|
NAME OF REPORTING PERSON
Trian Partners Strategic Fund-C, Ltd.
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
98-1327448
|
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [_]
(b) [_]
|
||
3
|
SEC USE ONLY
|
|
||
4
|
SOURCE OF FUNDS
WC
|
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
[_]
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
|
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
|
8
|
SHARED VOTING POWER
410,905
|
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
|
||
10
|
SHARED DISPOSITIVE POWER
410,905
|
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
410,905
|
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
[X]
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.24%*
|
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
|
|
TRIAN FUND MANAGEMENT, L.P.
|
||
By:
|
Trian Fund Management GP, LLC, its general partner
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
||
|
TRIAN FUND MANAGEMENT GP, LLC
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
||
|
TRIAN PARTNERS, L.P.
|
||
By:
|
Trian Partners GP, L.P., its general partner
|
||
|
|
||
By:
|
Trian Partners General Partner, LLC, its general partner
|
||
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
||
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
TRIAN PARTNERS MASTER FUND, L.P.
|
|||
By:
|
Trian Partners GP, L.P., its general partner
|
|||
|
|
|||
By:
|
Trian Partners General Partner, LLC, its general partner
|
|||
|
|
|||
By:
|
/s/ EDWARD P. GARDEN
|
|||
|
Name:
|
Edward P. Garden
|
||
|
|
Title:
|
Member
|
|
|
|
|
||
|
TRIAN PARTNERS PARALLEL FUND I, L.P.
|
|
||
By:
|
Trian Partners Parallel Fund I General Partner, LLC, its general partner
|
|
||
|
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
|
||
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-A, L.P.
|
|
||
By:
|
Trian Partners Strategic Investment Fund-A GP, L.P., its general partner
|
|
||
|
|
|
||
By:
|
Trian Partners Strategic Investment Fund-A General Partner, LLC, its general partner
|
|
||
|
|
|
||
By:
|
/s/ EDWARD P. GARDEN
|
|
||
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-N, L.P.
|
|
||
|
By:
|
Trian Partners Strategic Investment Fund-N GP, L.P., its general partner
|
|
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-N General Partner, LLC., its general partner
|
|
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
|
Title:
|
Member
|
|
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND II, L.P.
|
||
|
By:
|
Trian Partners Strategic Investment Fund II GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-II General Partner, LLC., its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
||
|
TRIAN PARTNERS STRATEGIC INVESTMENT FUND-D, L.P.
|
||
|
By:
|
Trian Partners Strategic Investment Fund-D GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Investment Fund-D General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
|
TRIAN PARTNERS FUND (SUB)-G, L.P.
|
||
|
By:
|
Trian Partners Investment Fund-G GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Investment Fund-G General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
TRIAN PARTNERS STRATEGIC FUND-G II, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-G II GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-G II General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name:
|
Edward P. Garden
|
|
|
Title:
|
Member
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC FUND-G III, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-G III GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-G III General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name
|
Edward P. Garden
|
|
|
Title
|
Member
|
|
|
|
|
|
TRIAN PARTNERS STRATEGIC FUND-K, L.P.
|
||
|
By:
|
Trian Partners Strategic Fund-K GP, L.P., its general partner
|
|
|
|
|
|
|
By:
|
Trian Partners Strategic Fund-K General Partner, LLC, its general partner
|
|
|
|
|
|
|
By:
|
/s/ EDWARD P. GARDEN
|
|
|
|
Name
|
Edward P. Garden
|
|
|
Title
|
Member
|
TRIAN PARTNERS STRATEGIC FUND-C, LTD.
|
|||
By: |
/s/ EDWARD P. GARDEN
|
||
Name | Edward P. Garden | ||
Title | Director | ||
|
/s/NELSON PELTZ
Nelson Peltz
|
||
|
/s/PETER W. MAY
Peter W. May
|
||
/s/EDWARD P. GARDEN
Edward P. Garden
|
Reporting Person
|
|
Date
|
|
Shares
|
|
Price
|
|
Type
|
Trian Partners, L.P.
Trian Partners, L.P.
Trian Partners, L.P.
Trian Partners, L.P.
Trian Partners, L.P.
Trian Partners Parallel Fund I, L.P.
Trian Partners Parallel Fund I, L.P.
Trian Partners Parallel Fund I, L.P.
Trian Partners Parallel Fund I, L.P.
Trian Partners Parallel Fund I, L.P.
Trian Partners Strategic Investment Fund II, L.P.
Trian Partners Strategic Investment Fund II, L.P.
Trian Partners Strategic Investment Fund II, L.P.
Trian Partners Strategic Investment Fund II, L.P.
Trian Partners Strategic Investment Fund II, L.P.
Trian Partners Strategic Investment Fund-A, L.P.
Trian Partners Strategic Investment Fund-A, L.P.
Trian Partners Strategic Investment Fund-A, L.P.
Trian Partners Strategic Investment Fund-A, L.P.
Trian Partners Strategic Investment Fund-A, L.P.
Trian Partners Strategic Investment Fund-D, L.P.
Trian Partners Strategic Investment Fund-D, L.P.
Trian Partners Strategic Investment Fund-D, L.P.
Trian Partners Strategic Investment Fund-D, L.P.
Trian Partners Strategic Investment Fund-D, L.P.
Trian Partners Fund (Sub)-G, L.P.
Trian Partners Fund (Sub)-G, L.P.
Trian Partners Fund (Sub)-G, L.P.
Trian Partners Fund (Sub)-G, L.P.
Trian Partners Fund (Sub)-G, L.P.
Trian Partners Strategic Fund G-II, L.P.
Trian Partners Strategic Fund G-II, L.P.
Trian Partners Strategic Fund G-II, L.P.
Trian Partners Strategic Fund G-II, L.P.
Trian Partners Strategic Fund G-II, L.P.
Trian Partners Strategic Fund G-III, L.P.
Trian Partners Strategic Fund G-III, L.P.
Trian Partners Strategic Fund G-III, L.P.
Trian Partners Strategic Fund G-III, L.P.
Trian Partners Strategic Fund G-III, L.P.
Trian Partners Strategic Investment Fund-N, L.P.
Trian Partners Strategic Investment Fund-N, L.P.
Trian Partners Strategic Investment Fund-N, L.P.
Trian Partners Strategic Investment Fund-N, L.P.
Trian Partners Strategic Investment Fund-N, L.P.
Trian Partners Strategic Fund-K, L.P.
Trian Partners Strategic Fund-K, L.P.
Trian Partners Strategic Fund-K, L.P.
Trian Partners Strategic Fund-K, L.P.
Trian Partners Strategic Fund-K, L.P.
Trian Partners Strategic Fund-C, Ltd.
Trian Partners Strategic Fund-C, Ltd.
Trian Partners Strategic Fund-C, Ltd.
Trian Partners Strategic Fund-C, Ltd.
Trian Partners Strategic Fund-C, Ltd.
|
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
11/28/2018
11/29/2018
11/30/2018
12/3/2018
12/4/2018
|
15,356
41,313
54,199
90,847
1,181
3,311
8,909
11,687
19,590
254
8,935
24,039
31,536
52,861
686
19,887
53,497
70,184
117,639
1,528
4,418
11,885
15,591
26,134
339
1,414
3,805
4,992
8,367
109
4,187
11,265
14,779
24,772
322
2,102
5,656
7,420
12,437
161
14,236
38,299
50,244
84,218
1,093
6,474
17,418
22,851
38,302
497
4,680
12,590
16,517
27,685
359
|
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
$42.8201
$42.6417
$42.7505
$42.8066
$42.5037
|
Sale
Sale
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Sale
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Sale
|