fp0000921_npx.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-06445

The Herzfeld Caribbean Basin Fund, Inc.
(Exact name of registrant as specified in charter)

PO Box 161465, Miami, FL
33116
(Address of principal executive offices)
(Zip code)
 
(Name and address of agent for service)

Registrant's telephone number, including area code: 305-271-1900

 
Date of fiscal year end: 6/30

 
Date of reporting period: year-ended 6/30/09

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

SEC 2451 (4-03)
Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 
 
ITEM 1. PROXY VOTING RECORD:

 
Meeting Date/ Type
Company-Ticker Symbol/ Ballot Issues
Security ID/ Proponent
Mgmt. Rec.
Vote Cast
Shares Available
Shares Voted
             
8/29/2008
Caribbean Utilities Company, Ltd. (CUPUF)
G1899E146
        
AGM
        
12,000
12,000
 
Amendments to the articles of incorporation of the Co. as set out in the info. Circular dated 7/14/08
Mgmt
For
For
    
 
Election of Directors nominees named in the accompanying info. Circular
Mgmt
For
For
    
 
Appointment of Ernst & Young Cayman Islands as auditors of the company
Mgmt
For
For
    
 
Amendment of the board of director and committee remuneration structure
Mgmt
For
For
    
             
9/8/2008
Mexichem S.A.B de C.V.
MX01ME050007
        
EGM
        
100
100
 
Approve the conversion of shares and amend Article 6 of the Corporate Bylaws
Mgmt
For
For
    
 
Approve the proposal for complementary resolutions derived from the adaptations passedresolutions and/or by the EGM of shareholders on 26 JUN 2008
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
10/6/2008
Grupo Financiero Banorte S.A.B. de C.V.
MXP370711014
        
AGM
        
16400
16400
 
Approve to pay a cash dividend in the amount of MXN 0.47 per share
Mgmt
For
For
    
 
Approve the report from the outside Auditor regarding the fiscal situation of the Company
Mgmt
For
For
    
 
Approve the designation delegates to formalizeand carry out if relevant, the resolutions passed by the meeting
Mgmt
For
For
    
 
Approve the meeting minutes
Mgmt
For
For
    
             
10/8/2008
Ultrapetrol (Bahamas) Limited (ULTR)
P94398107
    
23000
23000
AGM
            
 
Approval of financial statements of the company for the year ended 12-31-07
Mgmt
For
For
    
 
Re- election of Felipe Mendez Ross
Mgmt
For
For
    
 
Re-election of Ricardo Mendez Ross
Mgmt
For
For
    
 
Re-election of James F. Martin
Mgmt
For
For
    
 
Re-election of Katherine A. Downs
Mgmt
For
For
    
 
Re-election of Leonard J. Hoskinson
Mgmt
For
For
    
 
Re-election of Michael C. Hagan
Mgmt
For
For
    
 
Re-election of George Wood
Mgmt
For
For
    
 
To ratify  and confirm all acts for the year ended 12-31-07
Mgmt
For
For
    
             
11/6/2008
Cuban Electric Company (CGAR)
229615109
    
700
700
AGM
            
 
Election of director Irving Littman
Mgmt
For
For
    
 
Election of director Deborah O'Connor
Mgmt
For
For
    
 
Election of director John Jennings
Mgmt
For
For
    
             
11/7/2008
W Holding Company, Inc. (WHI)
929251106
    
192200
192200
EGM
            
 
Approve Reverse Stock Split
Mgmt
For
For
    
             
11/11/2008
Grupo Financiero Inbursa S.A. de C.V.
MXP370641013
    
9900
9900
EGM
            
 
Approve the tax opinion of the outside auditor in relation to the 2007 FY
Mgmt
For
For
    
 
Approve to carry out a partial amendment of the Company's Corporate Bylaws
Mgmt
For
For
    
 
Approve the cancellation of the unsubscribed and unpaid shares
Mgmt
For
For
    
 
Approve the cancellation of the agreements adopted to separate Arrendadora Financiera Inbursa, S.a. De C.V, Sofom, E.rR, and Grupo Financiero Inbursa from the financial group
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
12/5/2008
Mexichem S.A.B. de C.V.
MX01ME050007
    
300
300
AGM
            
 
Approve the proposal for the payment of a cash dividend
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
1/8/2009
Consolidated Water Company Limited (CWCO)
G23773107
    
68241
68241
EGM
            
 
Amend articles board relatad
Mgmt
For
For
    
             
1/14/2009
Grupo Bimbo S.A.B de C.V.
MXP495211262
    
7600
7600
AGM
            
 
Please note that this is an amendment to meeting ID 525490 due to change in voting status
Non-Voting
        
 
Approve the acquisition of the bakery business of Weston Foods, Inc.
Mgmt
For
For
    
 
Approve the designation of special delegates
Mgmt
For
For
    
             
1/28/2009
Orthofix International N.V. (OFIX)
N6748L102
    
23360
0
EGM - contested
          
 
Revoke consent to hold special meeting
Mgmt
 N/A      
             
1/28/2009
Orthofix International N.V. (OFIX)
N6748L102
    
23360
23360
EGM - contested
          
 
Consent to hold special meeting
Mgmt
 N/A
For
    
             
2/27/2009
Kimberly-Clark de Mexico S.A.B. de C.V.
MXP606941179
    
6100
0
AGM/ EGM
          
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING.
  
 
Approval of the report from the Director General
Non-Voting
        
 
Approval of the proposal from the Board of Directors to pay a cash dividend
Non-Voting
        
 
Appointment and/or ratification, of the Members of the Board of Directors
Non-Voting
        
 
Remuneration for the Members of the Board of Directors and of the various Committees
Non-Voting
        
 
Presentation and, if relevant, approval of the report from the Board of Directors
Non-Voting
        
2/27/2009
Western Asset Emerging Markets Debt Fund, Inc. (ESD)
95766A101
    
144
144
AGM
            
 
Election of Director Carol L. Colman
Mgmt
For
For
    
 
Election of Director Daniel P. Cronn
Mgmt
For
For
    
 
Election of Director Paolo M Cucchi
Mgmt
For
For
    
             
2/27/2009
Western Asset Worldwide Income Fund, Inc. (SBW)
957668106
    
9000
9000
AGM
            
 
Election of Director Carol L. Colman
Mgmt
For
For
    
 
Election of Director William R. Hutchinson
Mgmt
For
For
    
 
Election of Director R. Jay Gerken
Mgmt
For
For
    
             
3/3/2009
Telefonos de Mexico S.A.B. de C.V.
MXP904131085
    
23800
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Proposal to increase by an additional MXN 10,000,000,000, the maximum amount of funds of the Company for the purchase of Company's own shares
Non-Voting
        
 
Appointment of a provisional member of the Board of Directors
Non-Voting
        
 
Presentation of the report regarding the fulfillment of tax obligations
Non-Voting
        
 
Designation of special delegates
Non-Voting
        
             
3/12/2009
Wal-Mart de Mexico S.A. de C.V.
MXP810081010
    
45111
45111
AGM
            
 
Receive the report of the Board of Directors
Mgmt
For
For
    
 
Receive the report of the Chief Executive Officer
Mgmt
For
For
    
 
Receive the report of the Audit and Corporate Practices
Committees
Mgmt
For
For
    
 
Approve the financial info document for the FY running
from 1/1/08 -12/31/08
Mgmt
For
For
    
 
Receive the report of the fund for the repurchase of shares
Mgmt
For
For
    
 
Approve the plan to cancel 69,940,100 shares of the Company
Mgmt
For
For
    
 
Approve the plan for the allocation of results
Mgmt
For
For
    
 
Approve the plan to pay a cash dividend
Mgmt
For
For
    
 
Amend the Article 5 of the Corporate Bylaws
Mgmt
For
For
    
 
Approve the report concerning the fulfillment of the tax obligations
Mgmt
For
For
    
 
Approve the report concerning the Share Plan for Staff
Mgmt
For
For
    
 
Approve the report from the Wal-Mart De Mexico Foundation
Mgmt
For
For
    
 
Ratify the activities of the Board of Directors
Mgmt
For
For
    
 
Approve to nominate the Members of the Board of Directors
Mgmt
For
For
    
 
Approve to nominate the Chairpersons of the Audit and
Corporate Practices Committees
Mgmt
For
For
    
 
Approve to state the agenda of the general meeting that is held
Mgmt
For
For
    
             
3/20/2009
Corporacion GEO S.A.B. de C.V.
MXP3142C1177
    
1700
1700
AGM
            
 
Receive the report from the Board of Director
Mgmt
For
For
    
 
Receive the report of the Director General
Mgmt
For
For
    
 
Receive the annual report of the Audit and corporate practices committee
Mgmt
For
For
    
 
Approve the allocation of results from the FYE on 31 DEC 2008
Mgmt
For
For
    
 
Approve to determine amount of funds for repurchase of shares
Mgmt
For
For
    
 
Appoint the Members of the Board of Directors
Mgmt
For
For
    
 
Ratify Members of the Audit and corporate practices committee
Mgmt
For
For
    
 
Approve remuneration for Members of the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
3/23/2009
Coca-Cola Femsa S.A.B. de C.V.
MXP2861W1067
    
200
200
AGM
            
 
Receive the report of the Board of Directors
Mgmt
For
For
    
 
Receive the report concerning the complianc
Mgmt
For
For
    
 
Approve the allocation of the profits account for the 2008 FY
Mgmt
For
For
    
 
Approve the amount of funds for repurchase of shares
Mgmt
For
For
    
 
Elect the Members of the Board of Directors and Secretaries
Mgmt
For
For
    
 
Approve the Membership of these committees - [I] Finance and Planning, [II] Audit and [III] Corporate Practices
Mgmt
For
For
    
 
Approve the nomination of the Delegates
Mgmt
For
For
    
 
Approve the Minutes of the General Meeting
Mgmt
For
For
    
             
3/23/2009
Coca-Cola Femsa S.A.B. de C.V. (KOF)
191241108
    
19500
19500
EGM
            
 
Approve Financial Statements, Allocation of Income, and
Discharge Directors
Mgmt
  
For
    
 
Report with respect to the compliance of tax obligations
Mgmt
 For
For
    
 
Payment of cash dividend, in Mexican pesos of $0.7278
Mgmt
  
For
    
 
Stock Repurchase Plan
Mgmt
  
For
    
 
Election of members and secretaries of the Board of Directors
Mgmt
  
For
    
 
Approve the Membership of these committees - [I] Finance and Planning, [II] Audit and [III] Corporate Practices
Mgmt
  
For
    
 
Approve the designation of delegates
Mgmt
  
For
    
 
Approve the Minutes of the Meeting
Mgmt
  
For
    
             
3/25/2009
Fomento Economico Mexicano S.A.B. de C.V.
MXP320321310
    
18900
18900
AGM
            
 
Receive the report of the Board of Directors
Mgmt
For
For
    
 
Report with respect to the compliance of tax obligations
Mgmt
For
For
    
 
Approve the allocation of the income account from the 2008 FY
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Elect the Members of the Board of Directors and Secretaries
Mgmt
For
For
    
 
Approve the Membership of these committees - [I] Finance and Planning, [II] Audit and [III] Corporate Practices
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
 
Approve the Minutes of the Meeting
Mgmt
For
For
    
             
4/1/2009
Alfa S.A.B. de C.V.
MXP000511016
    
5400
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of a proposal to cancel 40000000 shares
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
 
Approve the Minutes of the Meeting
Non-Voting
        
 
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE
    
             
4/1/2009
Alfa S.A.B. de C.V.
MXP000511016
    
5400
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the reports that are referred to in-Article 28
Non-Voting
        
 
Proposals on the allocation of the  account for the 2008 FY
Non-Voting
        
 
Election of the Members of the Board of Directors
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
 
Approve the Minutes of the Meeting
Non-Voting
        
             
4/2/2009
Grupo Elektra S.A. de C.V.
MX01EL000003
    
1270
1270
AGM
            
 
Approve the report that Article 172 of the General Mercantile Company law refers to
Mgmt
For
For
    
 
Approve financial statements of the Company for the FY 08
Mgmt
For
For
    
 
Approve the report from the Audit Committee
Mgmt
For
For
    
 
Approve the report from the Board of Directors
Mgmt
For
For
    
 
Appoint and/or ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/2/2009
Grupo Elektra S.A. de C.V.
MX01EL000003
    
1270
1270
EGM
            
 
Amend the Articles 26 and 28 of the Corporate Bylaws
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/15/2009
Banco Latinoamericano de Exportaciones, S.A. (BLX)
P16994132
    
40000
40000
AGM
            
 
Approve Financial Statements
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Election of Director Gonzalo Mendez Duque
Mgmt
For
For
    
 
Election of Director Jaime Rivera
Mgmt
For
For
    
 
Election of Director Will C. Wood
Mgmt
For
For
    
 
Approve Company Name Change
Mgmt
For
For
    
 
Approve Charter Amendment
Mgmt
For
For
    
 
Stock Issuance
Mgmt
For
For
    
 
Approve Charter Amendment
Mgmt
For
For
    
             
4/15/2009
Carnival Corporation (CCL)
143658300
    
37500
37500
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Approve Remuneration of Directors and Auditors
Mgmt
For
For
    
 
Fix Number of Directors
Mgmt
For
For
    
 
Approve Remuneration of Directors and Auditors
Mgmt
For
For
    
 
Authorize Common Stock Increase
Mgmt
For
For
    
 
Amend Articles/Charter to Reflect Changes in Capital
Mgmt
For
For
    
 
Amend Articles/Charter to Reflect Changes in Capital
Mgmt
For
For
    
 
Allot Securities
Mgmt
For
For
    
 
Eliminate Pre-Emptive Rights
Mgmt
For
For
    
 
Authorize Directors to Repurchase Shares
Mgmt
For
For
    
             
4/15/2009
Grupo Bimbo S.A.B. de C.V.
MXP495211262
    
7600
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval or modification of the report from Management
Non-Voting
        
 
Approval of the report that is referred to in Article 86, part xx
Non-Voting
        
 
Approval of the allocation of results for the FY 08
Non-Voting
        
 
Approval of the payment of a cash dividend of MXN 0.46
Non-Voting
        
 
Apointment of the members of the Board of Directors
Non-Voting
        
 
Appointments of the Chairpersons and Members of the Audit and corporate practices Committees
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Designation of special delegates
Non-Voting
        
             
4/15/2009
Lennar  Corporation (LEN)
526057104
    
33500
33500
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Amend Stock Compensation Plan
Mgmt
For
For
    
 
Proposal regarding the company's building practices
Shareholder
Against
For
    
             
4/20/2009
America Movil S.A.B. de C.V. Series A
MXP001691015
    
35600
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Report from the chief executive officer
Non-Voting
        
 
Report from the Board of Directors
Non-Voting
        
 
Report of the Board of Directors concerning the operations
Non-Voting
        
 
Annual report regarding the activities
Non-Voting
        
 
financial statements of the Company to 31 DEC 2008
Non-Voting
        
 
Report concerning the compliance with the tax obligations
Non-Voting
        
 
Ratification of the Board of Directors
Non-Voting
        
 
Ratification of the term in office of the executive committee
Non-Voting
        
 
Approval of the report of the Board of Directors
Non-Voting
        
 
Designation of delegates
Non-Voting
        
             
4/20/2009
America Movil S.A.B. de C.V. Series L
MXP001691013
    
50891
50891
EGM
            
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/20/2009
America Movil S.A.B. de C.V. (AMX)
02364W105
    
20000
20000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/20/2009
Grupo Modelo S.A. de C.V.
P4833F104
    
7700
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS MAY PARTICIPATE IN THIS MEETING
  
 
Report from the Board of Directors
Non-Voting
        
 
Proposals in relation to the allocation of results
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Remuneration for the Members of the Board of Directors
Non-Voting
        
 
Ratification of the Members of the Board of Directors
Non-Voting
        
 
Ratification of the Members of the Executive Committee
Non-Voting
        
 
Ratification of the Chairpersons of the Audit Committee
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/22/2009
Dine S.A.B. de C.V.
MX01DI1J0014
    
1580
1580
AGM
            
 
Receive the presentation of the reports
Mgmt
For
For
    
 
Ratify the acts done by the Chief Executive Office
Mgmt
For
For
    
 
Approve the financial statements of the Company to 31 DEC 2008
Mgmt
For
For
    
 
Approve the allocation of the results
Mgmt
For
For
    
 
Approve the report regarding compliance with the tax obligations
Mgmt
For
For
    
 
Approve resolution regarding the reduction of Capital
Mgmt
For
For
    
 
Appointment of the Members of the Board of Directors
Mgmt
For
For
    
 
Remuneration for the Members of the Board of Directors
Mgmt
For
For
    
 
Receive the report from the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
 
Approve the Minutes of the Meeting
Mgmt
For
For
    
             
4/22/2009
Grupo Kuo S.A.B. de C.V.
MX01KU000012
    
1580
1580
AGM
            
 
Approve the reports and the opinion that are referred to in Article 28
Mgmt
For
For
    
 
Ratify the acts carried out by the Chief Executive Officer
Mgmt
For
For
    
 
Approve the financial statements of the Company to 31 DEC 2008
Mgmt
For
For
    
 
Approve the allocation of profits
Mgmt
For
For
    
 
Approve  the report concerning compliance with the tax obligations
Mgmt
For
For
    
 
Appoint or re-elect the Members of the Board of Directors
Mgmt
For
For
    
 
Remuneration for the Members of the Board of Directors
Mgmt
For
For
    
 
Receive the report from the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
 
Approve the Minutes of the Meeting
Mgmt
For
For
    
             
4/23/2009
Cemex S.A.B. de C.V.
MXP225611567
    
49599
49599
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Presentation of the report from the Chief Executive Officer
Non-Voting
        
 
Resolution regarding the Plan for the allocation of profit
Non-Voting
        
 
Proposal to increase the share capital
Non-Voting
        
 
Renegotiation of debt with Financial Institutions
Non-Voting
        
 
Appointment of Members of the Board of Directors
Non-Voting
        
 
Remuneration of the Members of the Board of Directors
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/23/2009
Cemex S.A.B. de C.V.
151290889
    
21863
21863
AGM
            
 
Approve Financial Statements, Allocation of Income, and
Discharge Directors
Mgmt
For
For
    
 
Approve Allocation of Dividends on Shares Held By Company
Mgmt
For
For
    
 
Amend Articles/Charter to Reflect Changes in Capital
Mgmt
For
For
    
 
Debt renegotiaton with financial institutions
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Compensation of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/23/2009
Consorcio ARA S.A. de C.V.
MXP001161019
    
17200
17200
AGM
            
 
Approve the reports that are referred to in Article 28, Part IV
Mgmt
For
For
    
 
Receive the report concerning compliance with the tax obligations
Mgmt
For
For
    
 
Approve the allocation of profits
Mgmt
For
For
    
 
ratification of the Members of the Board of Directors
Mgmt
For
For
    
 
designation or ratification of the Chairperson of the Audit Committee
Mgmt
For
For
    
 
designation or ratification of the Chairperson of the Corporate Practices Committee
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Report concerning the policies for the carrying out of operations involving the purchase and sale of shares  by certain related people
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/23/2009
Grupo Aeroportuario del Sureste S.A. de C.V.
MXP001661018
    
700
700
AGM
            
 
Receive and approve the report from the Director general
Mgmt
For
For
    
 
Approve the allocation of the results from the FY
Mgmt
For
For
    
 
Ratify the Management of the Board of Directors
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
 
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF DATE
Non-Voting
        
             
4/24/2009
Empresas ICA S.A.B. de C.V.
MXP371491046
    
3583
3583
AGM
            
 
Receive the reports from the Board of Directors
Mgmt
For
For
    
 
Receive the report of the Chief Executive Officer
Mgmt
For
For
    
 
Receive the reports and opinion that are referred to in lines [a] and [c] of Article 28, part IV
Mgmt
For
For
    
 
Approve the reports that referred to in items I and II above
Mgmt
For
For
    
 
Approve to allocate the profit
Mgmt
For
For
    
 
Approve the payment of compensation to Members of the Board of Directors
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve to modify several provisions from the Stock Option Plan
for employees of Grupo Ica
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/27/2009
Seaboard Corporation (SEB)
811543107
    
1201
1201
AGM
            
 
Election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Authorize Stock Decrease
Mgmt
For
For
    
             
4/27/2009
Urbi Desarrollos Urbanos S.A. de C.V.
MX01UR000007
    
1500
1500
AGM
            
 
Presentation of the reports and opinions that are referred to in Artcle 28
Mgmt
For
For
    
 
Receive the report concerning compliance with the tax obligations
Mgmt
For
For
    
 
Approve the allocation of profit
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
designation or ratification of the Chairperson of the Corporate Practices Committee
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/28/2009
Carso Global Telecom S.A. de C.V.
MXP740451010
    
11900
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval to amend several Articles of the Co-mpany's Corporate ByLaws
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/28/2009
Carso Global Telecom S.A. de C.V.
MXP740451010
    
11900
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the general Director's report
Non-Voting
        
 
Approval of the proposal for the allocation of profits
Non-Voting
        
 
Ratify the Members of the Board of Directors
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/28/2009
Cockleshell Ltd.
P3057B104
    
30300
30300
AGM
            
 
Approve, for the purposes of Rule 41 of the AIM Rule
Mgmt
For
For
    
             
4/28/2009
Grupo Cementos  de Chiuahua S.A.B. de C.V.
MX01GC2M0006
    
800
800
AGM
            
 
Approve report and opinion rendered by the Board of Directors
Mgmt
For
For
    
 
Approve and ratify the actions carried out by the Board of Directors
Mgmt
For
For
    
 
Approve the agreement on the allocation of profits of the FY 08
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Appoint the Members of the Company's Board of Directors
Mgmt
For
For
    
 
Appoint the Chairman of the Audit and Corporate Practices committee
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
 
Approve the meeting's minute
Mgmt
For
For
    
             
4/28/2009
Promotora Ambiental S.A.B de C.V.
MX01PA0B0006
    
100
100
AGM
            
 
Approve the reports that are referred to in Article 28, Part IV
Mgmt
For
For
    
 
Approve the financial statements and the balance sheet for the FY 08
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Receive the report regarding the fulfillment of the tax obligations
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/28/2009
Telefonos de Mexico S.A.B. de C.V. Series A
MXP904131085
    
23800
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Presentation of the report from the Chief Executive Officer
Non-Voting
        
 
Approval of a proposal in relation to the alloc-ation of profit
Non-Voting
        
 
Ratification of the term in office of the Board of Directors
Non-Voting
        
 
Ratify the Members of the Board of Directors
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/28/2009
Telefonos de Mexico S.A.B. de C.V. Series L
MXP904131325
    
78600
78600
AGM
            
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
Corporacion Interamericana de Entretenimiento S.A.B
MXP201161017
    
3200
3200
AGM/ EGM
          
 
Approve to carry out a reduction of the fixed and variable part of the share capital of the Company
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
 
Approve the report from the Chief Executive Officer
Mgmt
For
For
    
 
Approve the report from the Board of Directors
Mgmt
For
For
    
 
Approve the audited financial statements of the Company
Mgmt
For
For
    
 
Approve the report regarding the fulfillment of the tax obligations
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Ratify the appointment of the Chairperson
Mgmt
For
For
    
 
Approve the report from the Audit and Corporate Practices
Mgmt
For
For
    
 
Approve the report regarding the transactions and activities in which the Board of Directors may have intervened
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
Desarrolladora Homex  S.A. de C.V.
MX01HO000007
    
100
100
AGM
            
 
Approve the reports that the Board of Directors
Mgmt
For
For
    
 
Approve the allocation of the results obtained in said FY
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Appoint or ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the designation or ratification of the Chairpersons of the Audit and Corporate Practices Committees
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
Fresh del Monte Produce, Inc. (FDP)
G36738105
    
18690
18690
AGM
            
 
Vote for the election of directors
Mgmt
For
For
    
 
Approve Financial Statements, Allocation of Income, and
Discharge Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
4/29/2009
Mexichem S.A.B. de C.V.
MX01ME050007
    
300
300
AGM
            
 
Receive the report from the Chief Executive Officer
Mgmt
For
For
    
 
Receive the annual report from the Corporate practices and Audit
Committees of the Company
Mgmt
For
For
    
 
Approve the resolution for the allocation of results for the FY 08
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve  the compensation for the Members of the Board of Directors
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Receive the annual report from the Board of Directors
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
Sare Holdings S.A.B. de C.V.
MX01SA030007
    
400
400
AGM
            
 
Approval the annual report from the Board of Directors
Mgmt
For
For
    
 
Approve the report of the Chief Executive Officer
Mgmt
For
For
    
 
Approve the annual report of the audit and Corporate Practices Committees
Mgmt
For
For
    
 
Approve the allocation of profit from the FYE on 31 DEC 2008
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Approve the report from the Board of Directors
Mgmt
For
For
    
 
Ratification of the Members of the Board of Directors
Mgmt
For
For
    
 
Rtification of the Members of the Audit and Corporate Practices Committees
Mgmt
For
For
    
 
remuneration for the Members of the Board of Directors
Mgmt
For
For
    
 
Approve to partially modify the Company's Corporate Bylaws
Mgmt
For
For
    
 
Designation of the Members of the Nomination and Remuneration Committee
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
Sare Holdings S.A.B. de C.V.
MX01SA030007
    
400
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approve the annual report from the Board of Directors
Non-Voting
        
 
Approve the report from the Chief Executive Officer
Non-Voting
        
 
Approve the annual report from the Audit and Corporation Practices Committees
Non-Voting
        
 
Approve the proposal for the allocation of results from the FY 08
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Approve the Board of Directors regarding the shares representative of the share capital of the Company
Non-Voting
        
 
ratify the Members of the Board of Directors
Non-Voting
        
 
Rtification of the Members of the Audit and Corporate Practices Committees
Non-Voting
        
 
Remuneration for the Members of the Board of Directors
Non-Voting
        
 
Amend the Corporate Bylaws of the Company
Non-Voting
        
 
Designation of the Members of the nomination and compensation Committee
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/29/2009
Teco Energy, Inc. (TE)
872375100
    
41500
41500
AGM
            
 
Election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Approve Stock Compensation Plan
Mgmt
For
For
    
 
S/H Proposal - Declassify Board
Shareholder
Against
For
    
             
4/29/2009
Telmex International S.A.B. de C.V.
MX01TE090006
    
23800
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the partial amendment of the Corporate Bylaws
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/29/2009
Telmex International S.A.B. de C.V.
MX01TE090006
    
23800
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the report of the Chief Executive Officer
Non-Voting
        
 
Report from the Board of Directors
Non-Voting
        
 
Report of the activities and operations in which the Board of Directors intervened in accordance with Article 28, Part IV
Non-Voting
        
 
The individual and consolidated financial statements
Non-Voting
        
 
The annual report concerning the activities carried out by the Audit and Corporate Practices Committee
Non-Voting
        
 
Report on Compliance with tax obligation
Non-Voting
        
 
Discussion and the approval of the proposal for the allocation of profits
Non-Voting
        
 
Approval of the proposal for the payment of a dividend
Non-Voting
        
 
Ratification of the Members of the Board of Directors
Non-Voting
        
 
Compensation for the members of the Board of Directors
Non-Voting
        
 
approval of the designation and/or ratification of the Members of the Audit and Corporate Practices Committee
Non-Voting
        
 
Compensation for the Members of the Committees
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/29/2009
Telmex International S.A.B. de C.V.
MX01TE090014
    
78600
78600
EGM
            
 
Designation or ratification of the members of the Board of Directors
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/29/2009
TV Azteca  S.A. de C.V.
MXP740471117
    
13900
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the report from the Board of Directors
Non-Voting
        
 
Approval of the report from the Board regarding activities until FY 08
Non-Voting
        
 
Discussion of the Audited Financial Statements
Non-Voting
        
 
Determination of the payment of a unitary preferred dividend
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Designation of members of the Board of Directors
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/29/2009
Vitro S.A.B. de C.V.
MXP9802B1093
    
2900
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the annual reports regarding the activities conducted by the Audit Committee
Non-Voting
        
 
Approval of the report from the Chief Executive Officer
Non-Voting
        
 
Report regarding the fulfillment of the tax obligations
Non-Voting
        
 
Resolution of a plan for the allocation of the balance of the results account
Non-Voting
        
 
Election of the Members of the Board
Non-Voting
        
 
Election of Chairpersons of the Audit Committee and of a Corporate Practices Committee
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/30/2009
Alsea S.A.B. de C.V.
MXP001391012
    
1219
1219
AGM
            
 
Approve the annual report
          
 
Approve the declaration and form of payment of a dividend
Mgmt
For
For
    
 
Approve the declaration of an increase of the share capital
Mgmt
For
For
    
 
Approve the annual report, regarding the operations
Mgmt
For
For
    
 
Appoint or ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the compensation for the Members of the Board
Mgmt
For
For
    
 
Approve the report from the Board of Directors
Mgmt
For
For
    
 
Approve change of the terms and conditions of the rules for the stock option purchase plan
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/30/2009
Gruma S.A.B. de C.V.
MXP4948K1056
    
800
800
AGM
            
 
Receive the reports that are referred to in Article 28, Part [IV]
Mgmt
For
For
    
 
Receive the report on the compliance with the tax obligations
Mgmt
For
For
    
 
Approve the allocation of the results
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Elect the Members of Board of Directors and the Secretary
Mgmt
For
For
    
 
Elect the Chairpersons of the Audit and Corporate Practices Committees
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
 
Approve the minutes that are drawn up
Mgmt
For
For
    
             
4/30/2009
Grupo Carso S.A. de C.V.
MXP461181085
    
11000
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Presentation of the report from the Chief Execut-ive Office
Non-Voting
        
 
Approval of a proposal in relation tothe allocation of profit
Non-Voting
        
 
Ratification of the term in office of the Board of Directors
Non-Voting
        
 
Ratification of the members of the  Board of Directors
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/30/2009
Grupo Carso S.A. de C.V
MXP461181085
    
11000
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Amendment of various Articles of the Corporate By-Laws
Non-Voting
        
 
Appoint the special delegates
Non-Voting
        
             
4/30/2009
Grupo Casa Saba,S.A.B. de C.V. (SAB)
40048P104
    
13273
13273
AGM
            
 
Approval of the report by the Board of Directors
Mgmt
For
For
    
 
Approval of the report concerning Tax Obligations
Mgmt
For
For
    
 
Approval of allocation of profits
Mgmt
For
For
    
 
Approval of the report submited by the CEO
Mgmt
For
For
    
 
Approval of the opinion submited by the Board of Directors
Mgmt
For
For
    
 
Approval of the Audits committees annual report
Mgmt
For
For
    
 
Ratification of the members of the Board
Mgmt
For
For
    
 
Ratification of the members of the Audit Committee
Mgmt
For
For
    
 
Elimination of the Executive Committee from the Company
Mgmt
For
For
    
 
Ratification of the CEO
Mgmt
For
For
    
 
Remuneration for the members of the Board
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/30/2009
Grupo Financiero Banorte S.A.B. de C.V.
MXP370711014
    
16400
16400
AGM
            
 
Approve the reports that are referred to in Part IV of Article 28
Mgmt
For
For
    
 
Approve the allocation of profit
Mgmt
For
For
    
 
Approve the designation of the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the designation of the Members of the Audit and Corporate Practices Committee
Mgmt
For
For
    
 
Receive the report from the Board of Directors
Mgmt
For
For
    
 
Approve the cancellation of the shares in treasury
Mgmt
For
For
    
 
Approve the designation of a delegate
Mgmt
For
For
    
 
Approve the drafting and reading of the meeting minutes
Mgmt
For
For
    
             
4/30/2009
Grupo Financiero Banorte S.A.B. de C.V.
MXP370711014
    
16400
16400
EGM
            
 
Amend the Article 2 of the Corporate Bylaws
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
 
Approve the meeting minutes
Mgmt
For
For
    
             
4/30/2009
Grupo Financiero Inbursa S.A. de C.V.
MXP370641013
    
9900
9900
AGM
            
 
Approve the presentation of the fiscal opinion from the Outside Auditor
Mgmt
For
For
    
 
Approve the report from the Chief Executive Officer
Mgmt
For
For
    
 
Approve the report from the Board of Directors
Mgmt
For
For
    
 
Approve the report on the activities and transactions of the Board of Directors
Mgmt
For
For
    
 
Approve the individual and consolidated financial statements
Mgmt
For
For
    
 
Approve the annual reports
Mgmt
For
For
    
 
Approve the allocation of results, resolutions in this regard
Mgmt
For
For
    
 
Approve the payment of a dividend, resolutions in this regard
Mgmt
For
For
    
 
Ratification of the members of the Board
Mgmt
For
For
    
 
Determine the compensation for the members of the Board
Mgmt
For
For
    
 
Ratification of the members of the Audit  Committee
Mgmt
For
For
    
 
Determine the compensation for the members of the Audit  Committee
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/30/2009
Grupo Iusacell S.A. de C.V.
MX01CE080006
    
871
871
AGM
            
 
Approve or modify the report from the Board of Directors
Mgmt
For
For
    
 
Approve the presentation of the report from the Committees
Mgmt
For
For
    
 
Approve the financial statements of the Company for the FY 08
Mgmt
For
For
    
 
Ratify the Members of the Board of Directors
Mgmt
For
For
    
 
Remuneration for the Members of the Board of Directors
Mgmt
For
For
    
 
Approve the revocation and grant of powers
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/30/2009
Grupo Mexico S.A.B. de C.V.
MXP370841019
    
3776
3776
AGM
            
 
Receive the report from the Chief Executive Officer
Mgmt
For
For
    
 
Receive the report regarding the fulfillment of the tax obligations
Mgmt
For
For
    
 
Approve the allocation of profits
Mgmt
For
For
    
 
Receive the report that is referred to in Article 60, part iii
Mgmt
For
For
    
 
Ratify the acts done by the Board of Directors
Mgmt
For
For
    
 
Approve the remuneration for the Members of the Board
Mgmt
For
For
    
 
Appoint the special delegates
Mgmt
For
For
    
             
4/30/2009
Grupo Pochteca S.A.B. de C.V.
MX01PO020005
    
20
20
AGM
            
 
Receive the report from the Chief Executive Officer
Mgmt
For
For
    
 
Approve the annual report from the audit and Corporate Practices Committee
Mgmt
For
For
    
 
Approve the resolution regarding allocation of results for the FY 08
Mgmt
For
For
    
 
Ratify Members of the Board of Directors
Mgmt
For
For
    
 
Determine the compensation for the members of the Board
Mgmt
For
For
    
 
Stock Repurchase Plan
Mgmt
For
For
    
 
Approve the annual report from the Board of Directors
Mgmt
For
For
    
 
Approve to increase of the variable part of the share capital
Mgmt
For
For
    
 
Approve the recomposition of the share capital
Mgmt
For
For
    
 
Approve the designation of delegates
Mgmt
For
For
    
             
4/30/2009
Grupo Televisa S.A.
MXP4987V1378
    
13400
0
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Resolution concerning the cancellation of shares
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/30/2009
Grupo Televisa S.A.
MXP4987V1378
    
13400
0
AGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
  
 
Approval of the reports that are referred to in Article 28, PART IV
Non-Voting
        
 
Report concerning compliance with the tax obligation
Non-Voting
        
 
Resolution concerning the allocation of profits
Non-Voting
        
 
Stock Repurchase Plan
Non-Voting
        
 
Resolutions concerning the stock Repurchase Plan
Non-Voting
        
 
Ratify Members of the Board of Directors
Non-Voting
        
 
Ratify members of  the Excecutive Committee
Non-Voting
        
 
Ratify the chairperson of the Audit and Corporate Practices Committee
Non-Voting
        
 
Remuneration to the Members of the Board of Directors
Non-Voting
        
 
Approve the designation of delegates
Non-Voting
        
             
4/30/2009
Grupo Televisa S.A.B  (TV)
40049J206
    
32400
32400
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
 
Ratify Members of the Board of Directors
Mgmt
For
      
 
Approve the designation of delegates
Mgmt
For
      
             
4/30/2009
Grupo Televisa S.A.B  (TV)
40049J206
    
32400
32400
EGM
            
 
PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE VOTING RIGHTS AT THIS MEETING
      
 
Ratify Members of the Board of Directors
Mgmt
For
      
 
Approve the designation of delegates
Mgmt
For
      
 
Approval of the  reports reffered to in Article 28 [IV]
Mgmt
For
      
 
Presentation of report regarding fiscal obligations
Mgmt
For
      
 
Allocation of final results from the FY 08
Mgmt
For
      
 
Stock Repurchase Plan
Mgmt
For
      
 
Ratify Members of the Board of Directors
Mgmt
For
      
 
Ratify members of  the Excecutive Committee
Mgmt
For
      
 
Ratify the chairperson of the Audit and Corporate Practices Committee
Mgmt
For
      
 
Compensation of the members of the board
Mgmt
For
      
 
Approve the designation of delegates
Mgmt
For
      
 
Resoluion regarding the cancelation of shares
Mgmt
For
      
 
Approve the designation of delegates
Mgmt
For
      
             
5/1/2009
Popular, Inc (BPOP)
733174106
    
50000
50000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
To amend article 5 of the restated articles of incorporation
Mgmt
For
For
    
 
To amend article 5 of the restated articles of incorporation
Mgmt
For
For
    
 
To approve advisory vote
Mgmt
For
For
    
 
Ratify  Pricewatercoopers, LLP as the independenet acct. firm
Mgmt
For
For
    
             
5/12/2009
Caribbean Utilities Company, Ltd. (CUPUF)
G1899E146
    
12000
12000
AGM
            
 
Adopt Employee Stock Purchase Plan
Mgmt
For
For
    
 
Election of Directors (Full Slate)
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
5/13/2009
Doral Financial Corporation (DRL)
25811P886
    
6500
6500
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Approve Motion to Adjourn Meeting
Mgmt
For
For
    
             
5/13/2009
The Western Union Company (WU)
959802109
    
5000
5000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
5/14/2009
Mastec, Inc. (MTZ)
576323109
    
67132
37132
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
5/14/2009
Norfolk Southern Corporation (NSC)
655844108
    
16000
16000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
S/H Proposal - Political/Government
Shareholder
Against
For
    
             
5/20/2009
Chiquiuta Brands International, Inc. (CQB)
170032809
    
12000
12000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
5/20/2009
Consolidated Water Company Limited (CWCO)
G23773107
    
68241
68241
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Eliminate requirement that a poll be demanded
Mgmt
For
For
    
 
Approve the amendment of the amended and restated articles
Mgmt
For
For
    
 
Amend the articles of association
Mgmt
For
For
    
 
Amend article related to chatitable contributions
Mgmt
For
For
    
 
Approve repurchase at fair market value
Mgmt
For
For
    
 
Amended and restated articles of incorporation
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
5/27/2009
Royal Caribbean Cruise Ltd. (RCL)
V7780T103
    
33500
33500
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Delist from the OSLO Dtock Exchange
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Shareholder Proposal
Shareholder
Against
For
    
             
5/28/2009
Trailer Bridge, Inc. (TRBR)
892782103
    
66797
66797
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Amend Stock Compensation Plan
Mgmt
For
For
    
             
5/29/2009
Watsco, Inc. (WSO)
942622200
    
3100
3100
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Approve Stock Compensation Plan
Mgmt
For
For
    
 
Amend Articles; Board Related
Mgmt
For
For
    
 
Stock Issuance
Mgmt
For
For
    
             
6/3/2009
Atlantic Tele-Network, Inc. (ATNI)
049079205
    
36819
36819
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
6/3/2009
Controladora Comercial Mexicana S.A.B. de C.V.
MXP200821413
    
3700
3700
EGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
6/3/2009
Controladora Comercial Mexicana S.A.B. de C.V.
MXP200821413
    
3700
3700
AGM
            
 
Annual reports concerning the activities carried out by the Audit Committee
Mgmt
For
For
    
 
Stock Repurchace plan
Mgmt
For
For
    
 
Ratification of the members of the Board
Mgmt
For
For
    
 
Approve the designation of the special delegates
Mgmt
For
For
    
             
6/3/2009
Spanish Broadcasting System,  Inc. (SBSA)
846425882
    
80304
80304
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
             
6/10/2009
Steiner Leisure Limited (STNR)
P8744Y102
    
7000
7000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Approve Stock Compensation Plan
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
             
6/11/2009
Freeport-McMoran Copper & Gold Inc. (FCX)
35671D857
    
31000
31000
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Approve Cash/Stock Bonus Plan
Mgmt
For
For
    
 
S/H Proposal - Environmental
Shareholder
Against
For
    
             
6/17/2009
Micromet, Inc. (MITI)
59509C105
    
8386
8386
AGM
            
 
Vote for the election of Directors
Mgmt
For
For
    
 
Ratify Appointment of Independent Auditors
Mgmt
For
For
    
 
Transact Other Business
Mgmt
For
For
    
             
6/25/2009
Empresas ICA S.A.B. de C.V.
MXP371491046
    
3583
3583
EGM
            
 
Approve to cancel up to 5,349,500 of our own shares
Mgmt
For
For
    
 
Approve to allocate the shares from the Stock Option Plan
Mgmt
For
For
    
 
Approve to increase the share capital in its variable part
Mgmt
For
For
    
 
Approve to carry out a primary public offering of shares
Mgmt
For
For
    
 
Approve the designation to appoint attorneys
Mgmt
For
For
    
             
6/30/2009
Impellam Group Plc
G47192102
    
13000
13000
AGM
            
 
Receive the Company's accounts and the reports of the Directors
Mgmt
For
For
    
 
Re-appoint PricewaterhouseCoopers LLP as the Auditors
Mgmt
For
For
    
 
Vote for the election of Directors
Mgmt
For
For
    
 
Authorize the Company, to make Political Donations
Mgmt
For
For
    
 
Authorize the Director, in substitution for all previous authorities
Mgmt
For
For
    
 
Authorize the Director, in substitution for all previous authority
Mgmt
For
For
    
 
Authorize the Company, pursuant to the authorities as specified in its Articles of Association
Mgmt
For
For
    
             
 
 
 
 
SIGNATURES
 
 
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
(Registrant) The Herzfeld Caribbean Basin Fund, Inc.
 
 
By (Signature and Title)* /s/ Thomas J. Herzfeld - President & Chairman
 
 
Date August 28, 2009
 
 
* Print the name and title of each signing officer under his or her signature.