1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Michael
Wells
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
2
|
||
(ii)
|
GBP
13.72
|
1,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,002
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Wells
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depositary Receipt ("ADR")
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Acquisition
of ADRs in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
USD
35.94
|
1,058
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,058
USD
35.94
|
|
e)
|
Date of the transaction(s)
|
2016-10-04
|
|
f)
|
Place of the transaction(s)
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Nicolaos
Nicandrou
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief
Financial Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
14
|
||
(ii)
|
GBP
13.72
|
999
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,013
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
John
Foley
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
3
|
||
(ii)
|
GBP
13.72
|
1,337
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
1,340
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Penny
James
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Risk Officer (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan and the Group Deferred
Bonus Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
13.72
|
213
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
213
GBP
13.72
|
|
e)
|
Date of the transaction(s)
|
2016-10-04
|
|
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Barry
Stowe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
American Depositary Receipt ("ADR")
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Acquisition
of ADRs in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
USD
35.94
|
801
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
801
USD
35.94
|
|
e)
|
Date of the transaction(s)
|
2016-10-04
|
|
f)
|
Place of the transaction(s)
|
New
York Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Tony
Wilkey
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Executive
Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Corporation Asia All Employee Share Purchase
Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the PCA
Deferred Bonus Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
13.86
|
5
|
||
(ii)
|
GBP
13.72
|
925
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
930
GBP
13.79
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tony
Wilkey
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Executive
Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Sale of
shares under the Prudential Corporation Asia All Employee Share
Purchase Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
14.21
|
559
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
559
GBP
14.21
|
|
e)
|
Date of the transaction(s)
|
2016-10-05
|
|
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Julian
Adams
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Regulatory and Government Affairs Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive
Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
2
|
||
(ii)
|
GBP
13.72
|
245
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
247
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Raghu
Hariharan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Director
of Strategy & Capital Market Relations (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Group Deferred Bonus
Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
3
|
||
(ii)
|
GBP
13.72
|
127
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
130
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Jonathan
Oliver
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
Communications Director (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the
Group Deferred Bonus Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
7
|
||
(ii)
|
GBP
13.72
|
74
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
81
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Alan
Porter
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group
General Counsel & Company Secretary (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial
notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||
a)
|
Name
|
Prudential
plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transaction(s)
|
(i)
Acquisition of shares under the dividend re-investment associated
with the Prudential Group Share Incentive Plan
(ii)
Acquisition of shares in respect of dividends accruing to deferred
share awards under the Prudential Annual Incentive Plan and the
Group Deferred Bonus Plan
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
GBP
14.22
|
5
|
||
(ii)
|
GBP
13.72
|
218
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
223
GBP
13.97
|
||
e)
|
Date of the transaction(s)
|
2016-10-04
|
||
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Rolfe
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Human Resources Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Acquisition
of shares in respect of dividends accruing to deferred share awards
under the Prudential Annual Incentive Plan and the Group Deferred
Bonus Plan
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
13.72
|
274
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
274
GBP
13.72
|
|
e)
|
Date of the transaction(s)
|
2016-10-04
|
|
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Howard
Davies
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-Executive
Director (PDMR)
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Prudential
plc
|
|
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 5 pence each
GB0007099541
|
|
b)
|
Nature of the transaction(s)
|
Acquisition
of shares under the Dividend Re-investment Plan for ordinary
shareholders
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
GBP
13.9498
|
83
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
83
GBP
13.9498
|
|
e)
|
Date of the transaction(s)
|
2016-10-05
|
|
f)
|
Place of the transaction(s)
|
London
Stock Exchange
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By: /s/
Chris Smith
|
|
|
|
Chris
Smith
|
|
Deputy
Group Secretary
|