Exhibit
No. 1
|
Total Voting Rights dated 01 March 2019
|
Exhibit
No. 2
|
Director/PDMR Shareholding dated 01 March 2019
|
Exhibit
No. 3
|
Publication of a Prospectus dated 05 March 2019
|
Exhibit
No. 4
|
Holding(s) in Company dated 06 March 2019
|
Exhibit
No. 5
|
Scrip Reference Share Price dated 07 March 2019
|
Exhibit
No. 6
|
Director/PDMR Shareholding dated 12 March 2019
|
Exhibit
No. 7
|
Director/PDMR Shareholding dated 12 March 2019
|
Exhibit
No. 8
|
Director/PDMR Shareholding dated 18 March 2019
|
Exhibit
No. 9
|
Additional Listing dated 21 March 2019
|
Exhibit
No. 10
|
Leadership changes dated 27 March 2019
|
Exhibit
No. 11
|
Publication of Suppl.Prospcts dated 27 March 2019
|
Exhibit
No. 12
|
Publication of Final Terms dated 29 March 2019
|
|
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
Investor Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom
Hoskin
|
+44 (0)
20 7773 0708
|
+44 (0)
20 7116 6927
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of shares by Barclays Wealth Nominees Limited on behalf of
the individual set out above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.6332 per share
|
50,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2019-02-28
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|
NOTIFICATION OF MAJOR
HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or
the underlying issuer of existing shares to which voting rights are
attachedii:
|
Barclays PLC
|
|||||
1b. Please indicate if the
issuer is a non-UK issuer (please mark with an "X" if
appropriate)
|
||||||
Non-UK
issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
X
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
BlackRock, Inc.
|
|||||
City and country of registered office (if applicable)
|
Wilmington, DE, USA
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
04/03/2019
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
05/03/2019
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
5.11%
|
0.96%
|
6.08%
|
17,136,048,798
|
||
Position of previous notification (if
applicable)
|
2.94%
|
3.13%
|
6.07%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
A: Voting rights attached to shares
|
|||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
GB0031348658
|
|
876,290,311
|
|
5.11%
|
|||||
|
|
|
|
|
|||||
|
|
|
|
|
|||||
SUBTOTAL 8. A
|
876,290,311
|
5.11%
|
|||||||
|
|||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
Securities Lending
|
|
|
157,252,477
|
0.91%
|
|||||
American Depository Receipt
|
|
|
2,164
|
0.00%
|
|||||
|
|
|
|
|
|||||
|
|
SUBTOTAL 8. B 1
|
157,254,641
|
0.91%
|
|||||
|
|||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
CFD
|
|
|
Cash
|
8,493,232
|
0.04%
|
||||
|
|
|
|
|
|
||||
|
|
|
|
|
|
||||
|
|
|
SUBTOTAL 8.B.2
|
8,493,232
|
0.04%
|
||||
|
|||||||||
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
See Attachment
|
|
|
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
|
|||
The number and % of voting rights held
|
|
|||
The date until which the voting rights will be held
|
|
|||
|
||||
11. Additional informationxvi
|
||||
BlackRock Regulatory Threshold Reporting Team James
Michael
020 7743 3650
|
||||
|
|
|
|
|
Place of completion
|
12 Throgmorton Avenue, London, EC2N 2DL, U.K.
|
Date of completion
|
5 March, 2019
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Capital Holdings, Inc.
|
|
|
|
BlackRock Advisors, LLC
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Holdco 4, LLC
|
|
|
|
BlackRock Holdco 6, LLC
|
|
|
|
BlackRock Delaware Holdings Inc.
|
|
|
|
BlackRock Fund Advisors
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Investment Management (UK) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Australia Holdco Pty. Ltd.
|
|
|
|
BlackRock Investment Management (Australia) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Advisors (UK) Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock Holdco 4, LLC
|
|
|
|
BlackRock Holdco 6, LLC
|
|
|
|
BlackRock Delaware Holdings Inc.
|
|
|
|
BlackRock Institutional Trust Company, National
Association
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
Trident Merger, LLC
|
|
|
|
BlackRock Investment Management, LLC
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Canada Holdings LP
|
|
|
|
BlackRock Canada Holdings ULC
|
|
|
|
BlackRock Asset Management Canada Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock International Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock HK Holdco Limited
|
|
|
|
BlackRock Asset Management North Asia Limited
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock Investment Management (UK) Limited
|
|
|
|
BlackRock Asset Management Deutschland AG
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock HK Holdco Limited
|
|
|
|
BlackRock Lux Finco S.a.r.l.
|
|
|
|
BlackRock Japan Holdings GK
|
|
|
|
BlackRock Japan Co., Ltd.
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock Holdco 3, LLC
|
|
|
|
BlackRock Cayman 1 LP
|
|
|
|
BlackRock Cayman West Bay Finco Limited
|
|
|
|
BlackRock Cayman West Bay IV Limited
|
|
|
|
BlackRock Group Limited
|
|
|
|
BlackRock Finance Europe Limited
|
|
|
|
BlackRock (Netherlands) B.V.
|
|
|
|
|
|
|
|
BlackRock, Inc.
|
|
|
|
BlackRock Holdco 2, Inc.
|
|
|
|
BlackRock Financial Management, Inc.
|
|
|
|
BlackRock International Holdings, Inc.
|
|
|
|
BR Jersey International Holdings L.P.
|
|
|
|
BlackRock (Singapore) Holdco Pte. Ltd.
|
|
|
|
BlackRock (Singapore) Limited
|
|
|
|
|
|
|
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0) 20 7773 0708
|
+44 (0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of shares by Barclays Wealth Nominees Limited on behalf of
the individual set out above.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
£1.598 per share
|
230,756
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|
Director/ PDMR
|
SVP/DSVP
(Shares)
|
LTIP
(Shares)
|
Total Gross
(Shares)
|
Gross value at award
(£)
|
Net value at award
(£)
|
Jes Staley
|
443,951
|
2,681,618
|
3,125,569
|
£3,956,200
|
n/a
|
Tushar Morzaria
|
220,968
|
1,806,625
|
2,027,593
|
£2,549,000
|
n/a
|
Paul Compton
|
1,592,332
|
|
1,592,332
|
£2,075,000
|
n/a
|
Bob Hoyt
|
1,132,127
|
|
1,132,127
|
£1,560,469
|
n/a
|
Laura Padovani
|
225,828
|
|
225,828
|
£277,500
|
n/a
|
Tristram Roberts
|
618,319
|
|
618,319
|
£800,000
|
n/a
|
Tim Throsby
|
2,340,536
|
|
2,340,536
|
£3,050,000
|
n/a
|
Ashok Vaswani
|
901,682
|
|
901,682
|
£1,175,000
|
n/a
|
C.S. Venkatakrishnan
|
805,758
|
|
805,758
|
£1,050,000
|
n/a
|
Total
|
8,281,501
|
4,488,243
|
12,769,744
|
£16,493,169
|
n/a
|
Director/ PDMR
|
Gross - SIA (HP)
(Shares)
|
Net - SIA (HP)
(Shares)
|
Gross value
(£)
|
Net value
(£)
|
Jes Staley
|
125,376
|
53,072
|
£200,000
|
£84,660
|
Tushar Morzaria
|
125,376
|
66,450
|
£200,000
|
£106,001
|
Paul Compton
|
125,376
|
55,580
|
£200,000
|
£88,661
|
Bob Hoyt
|
125,376
|
66,450
|
£200,000
|
£106,001
|
Laura Padovani
|
115,972
|
61,466
|
£185,000
|
£98,051
|
Tristram Roberts
|
125,376
|
66,450
|
£200,000
|
£106,001
|
Tim Throsby
|
125,376
|
66,450
|
£200,000
|
£106,001
|
Ashok Vaswani
|
125,376
|
66,450
|
£200,000
|
£106,001
|
C.S. Venkatakrishnan
|
125,376
|
61,410
|
£200,000
|
£97,961
|
Total
|
1,118,980
|
563,778
|
£1,785,000
|
£899,339
|
Director/ PDMR
|
Gross - Fixed Pay
(Shares)
|
Net - Fixed Pay
(Shares)
|
Gross value
(£)
|
Net value
(£)
|
Jes Staley
|
184,146
|
77,950
|
£293,750
|
£124,346
|
Tushar Morzaria
|
129,294
|
68,526
|
£206,250
|
£109,313
|
Paul Compton
|
172,392
|
76,422
|
£275,000
|
£121,908
|
Bob Hoyt
|
148,884
|
78,909
|
£237,500
|
£125,876
|
Laura Padovani
|
70,524
|
37,378
|
£112,500
|
£59,625
|
Tristram Roberts
|
113,622
|
60,220
|
£181,250
|
£96,063
|
Tim Throsby
|
344,784
|
182,736
|
£550,000
|
£291,500
|
Ashok Vaswani
|
129,294
|
68,526
|
£206,250
|
£109,313
|
C.S. Venkatakrishnan
|
168,474
|
82,519
|
£268,750
|
£131,634
|
Total
|
1,461,414
|
733,186
|
£2,331,250
|
£1,169,578
|
Director/ PDMR
|
SVP/DSVP
(Shares)
|
JSVP/JDSVP
(Shares)
|
LTIP 2016-2018
(Shares)
|
Total Gross
(Shares)
|
Total net
(Shares)
|
Gross value
(£)
|
Net value
(£)
|
Tushar Morzaria
|
90,671
|
0
|
529,660
|
620,331
|
328,776
|
£989,552
|
£524,463
|
Paul Compton
|
420,527
|
924,199
|
0
|
1,344,726
|
596,118
|
£2,145,107
|
£950,927
|
Bob Hoyt
|
239,921
|
0
|
0
|
239,921
|
127,159
|
£382,722
|
£202,844
|
Laura Padovani
|
21,257
|
0
|
0
|
21,257
|
11,267
|
£33,909
|
£17,973
|
Tristram Roberts
|
136,814
|
0
|
0
|
136,814
|
72,512
|
£218,246
|
£115,671
|
Tim Throsby
|
0
|
2,252,440
|
0
|
2,252,440
|
1,193,793
|
£3,593,092
|
£1,904,339
|
Ashok Vaswani
|
194,015
|
0
|
0
|
194,015
|
102,828
|
£309,493
|
£164,031
|
C.S. Venkatakrishnan
|
0
|
393,884
|
0
|
393,884
|
192,925
|
£628,324
|
£307,754
|
Total
|
1,103,203
|
3,570,523
|
529,660
|
5,203,388
|
2,625,378
|
£8,300,445
|
£4,188,005
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in two tranches
over two years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952 per
share
|
443,951
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in two tranches
over two years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952 per
share
|
220,968
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
1,592,332
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above conditional
awards to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over five years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
1,132,127
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
225,828
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
618,319
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Barclays International and CEO, Barclays Bank
PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
2,340,536
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
901,682
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Deferred Share Value
Plan (the "Award"). Shares under the Award typically vest in five
tranches over seven years.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
805,758
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years, subject to performance conditions being
met.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
2,681,618
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The Company granted the individual described above a conditional
award to acquire Shares under the Barclays Long Term Incentive Plan
(the "Award"). Shares under the Award typically vest in five
tranches over seven years subject to performance conditions being
met.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
1,806,625
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 53,072 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
After the settlement of tax and social security, the individual
described above received 66,450 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period lifting
during which they cannot be charged, pledged or otherwise
encumbered. After the settlement of tax and social security, the
individual described above received 55,580 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 66,450 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 61,466 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
115,972
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 66,450 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Barclays International and CEO, Barclays Bank
PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 66,450 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays
Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 66,450 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise encumbered.
After the settlement of tax and social security, the individual
described above received 61,410 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
125,376
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 77,950 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
184,146
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 68,526 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
129,294
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 76,422 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
172,392
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 78,909 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
148,884
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 37,378 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
70,524
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 60,220 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
113,622
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Barclays International and CEO, Barclays Bank
PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 182,736 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
344,784
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 68,526 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
129,294
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year). After the settlement of tax and social security, the
individual described above received 82,519 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
168,474
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months. After the settlement of tax and social
security, the individual described above received 48,056
Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
90,671
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months. After the
settlement of tax and social security, the individual described
above received 186,420 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
420,527
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months. After the
settlement of tax and social security, the individual described
above received 127,159 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
239,921
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months. After the
settlement of tax and social security, the individual described
above received 11,267 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
21,257
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months. After the
settlement of tax and social security, the individual described
above received 72,512 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
136,814
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months. After the settlement of tax
and social security, the individual described above received
102,828 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
194,015
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
Transaction 1
|
|||
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to awards made under Schedule 1 to the
Barclays Group Deferred Share Value Plan ("DSVP") and Barclays
Group Share Value Plan ("SVP"). After the settlement of tax and
social security, the individual described above received 409,698
Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
924,199
|
||
Transaction 2
|
|||
b)
|
Nature of the transaction
|
Shares released under the transaction described above were then
sold on behalf on the individual as set out below.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
409,698
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President, Barclays International and CEO, Barclays Bank
PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Deferred Share Value Plan ("JDSVP"). After the
settlement of tax and social security, the individual described
above received 1,193,793 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
2,252,440
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan ("SVP"). After the settlement
of tax and social security, the individual described above received
192,925 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
393,884
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan
("LTIP"). The Shares are subject to a holding period with
restrictions lifting after two years. After the settlement of
tax and social security, the individual described above received
280,720 Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.5952
per share
|
529,660
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2019-03-08
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO, Barclays Bank PLC and CEO, Barclays International
|
|
b)
|
Initial
notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description
of the financial instrument, type of instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25 pence
each ('Shares')
GB0031348658
|
|
b)
|
Nature
of the transaction
|
Charge over Shares by J.P. Morgan as collateral for a personal
credit facility
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s)
|
Nil
|
1,438,616
|
||
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
e)
|
Date of
the transaction
|
2019-03-15
|
|
f)
|
Place
of the transaction
|
Not applicable
|
Investor Relations
|
Media Relations
|
Lisa
Bartrip
|
Tom
Hoskin
|
+44
(0)20 7773 0708
|
+44
(0)20 7116 4755
|
|
|
Investor Relations
|
Media
Relations
|
Lisa
Bartrip
|
Tom Hoskin
|
+44
(0)20 7773 0708
|
+44 (0)20 7116 4755
|
Investor Relations
|
Media Relations
|
Lisa Bartrip
|
Tom Hoskin
|
+44 (0)20 7773 0708
|
+44 (0)20 7116 4755
|