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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, DC 20549
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
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(Amendment No.3)*
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Virtus Investment Partners Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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92828Q109
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(CUSIP Number)
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11/30/2016
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(Date of Event Which Requires Filing of this Statement)
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Check the appropriate box to designate the rule pursuant to which this Schedule is
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filed:
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| x | Rule 13d-1(b) | ||||||||
| o | Rule 13d-1(c) | ||||||||
| o | Rule 13d-1(d) | ||||||||
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* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form
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with respect to the subject class of securities, and for any subsequent amendment containing
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information which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the
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purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the
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liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
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see the Notes.)
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CUSIP No. 92828Q109
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13G
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Page 2 of 7 Pages
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1.
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NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Huber Capital Management LLC
20-8441410
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ¨
(b) ¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware, U.S.A.
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
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SOLE VOTING POWER
174,410
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6.
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SHARED VOTING POWER
0
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7.
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SOLE DISPOSITIVE POWER
623,350
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8.
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SHARED DISPOSITIVE POWER
0
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
623,350
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
¨
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.59% (see response to Item 4)
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12.
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TYPE OF REPORTING PERSON*(see instructions)
IA
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Page 3 of 7 Pages
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Item 1(a).
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Name of Issuer:
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Virtus Investment Partners Inc.
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
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100 Pearl Street
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9th Floor
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| Hartford, CT 06103 | ||||||||
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Item 2(a).
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Name of Persons Filing:
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Item 2(b).
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Address of Principal Business Office, or if None, Residence:
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Item 2(c).
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Citizenship
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Huber Capital Management, LLC
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2321 Rosecrans Ave., Suite 3245
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El Segundo, CA 90245
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(Delaware)
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Item 2(d).
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Title of Class of Securities:
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Common Stock
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Item 2(e).
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CUSIP Number:
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92828Q109
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Page 4 of 7 Pages
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Item 3.
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If This Statement Is Filed Pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c),
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Check Whether the Person Filing is a:
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| (a) | ☐ |
Broker or dealer registered under Section 15 of the Exchange
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| Act (15 U.S.C 78o). | |||||||||
| (b) | ☐ |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
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| (c) | ☐ |
Insurance company as defined in Section 3(a)(19) of the
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Exchange Act (15 U.S.C. 78c).
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| (d) | ☐ |
Investment company registered under Section 8 of the
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Investment Company Act of 1940 (15 U.S.C. 80a-8).
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| (e) | ☒ |
An investment adviser in accordance with §240.13d-
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| 1(b)(1)(ii)(E). | |||||||||
| (f) | ☐ |
An employee benefit plan or endowment fund in accordance
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with §240.13d-1(b)(1)(ii)(F).
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| (g) | ☐ |
A parent holding company or control person in accordance
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with §240.13d-1(b)(1)(ii)(G).
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| (h) | ☐ |
A savings association as defined in Section 3(b) of the Federal
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Deposit Insurance Act (12 U.S.C. 1813);
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| (i) | ☐ |
A church plan that is excluded from the definition of an
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investment company under Section 3(c)(14) of the Investment
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Company Act of 1940 (15 U.S.C. 80a-3);
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| (j) | ☐ |
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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| If this statement is filed pursuant to Rule 13d-1 (c), check this box. |
£
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Page 5 of 7 Pages
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| Item 4. | Ownership | ||||||||
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If the percent of class owned, as of December 31 of the year covered by the statement,
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or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds
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five percent, provide the following information as of that date and identify those shares
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which there is a right to acquire.
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| (a) | Amount beneficially owned: | 623,350 | |||||||
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(b)
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Percent of class:
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10.59% | |||||||
| (c) |
Number of shares as to which such person has:
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(i) Sole power to vote or to direct the vote:
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174,410 | ||||||||
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(ii) Shared power to vote or to direct the vote:
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0 | ||||||||
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(iii) Sole power to dispose or to direct the disposition of:
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623,350 | ||||||||
| (iv) Shared power to dispose or to direct the disposition of: | none | ||||||||
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Page 6 of 7 Pages
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the
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reporting person has ceased to be the beneficial owner of more than five percent
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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If any other person is known to have the right to receive or the power to direct
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the receipt of dividends from, or the proceeds from the sale of, such
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securities, a statement to that effect should be included in response to this
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item and, if such interest relates to more than five percent of the class, such
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person should be identified. A listing of the shareholders of an investment
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company registered under the Investment Company Act of 1940 or the
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beneficiaries of employee benefit plan, pension fund or endowment fund is not
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required.
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security
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Being Reported on by the Parent Holding Company.
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
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Item 10.
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the
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securities referred to above were acquired and are held in the ordinary course of
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business and were not acquired and are not held for the purpose of or with the
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effect of changing or influencing the control of the issuer of the securities and
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were not acquired and are not held in connection with or as a participant in any
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transaction having that purpose or effect.
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Page 7 of 7 Pages
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SIGNATURE
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After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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Dated this 9th day of December, 2016
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Huber Capital Management, LLC
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| By: /s/ Gary Thomas | |||||||||
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Gary Thomas
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Principal, COO/CCO
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