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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Yu Vernon D C/O ENBRIDGE INC. 200, 425 1ST STREET SW CALGARY, A0 T2P 3L8 |
See Remarks |
/s/ Michelle Lowther, attorney-in-fact | 12/21/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the Agreement and Plan of Merger, dated September 17, 2018, among Enbridge Energy Management, L.L.C. ("EEM"), Enbridge Inc. ("Enbridge"), Winter Acquisition Sub I, Inc. and the other parties thereto, at the closing of the merger on December 20, 2018, each listed share of EEM (other than those held by Enbridge or its subsidiaries) was exchanged for 0.335 of an Enbridge Common Share and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $10.51. |
(2) | Includes 40 Enbridge Common Shares acquired by the Reporting Person between November 9, 2018 and December 20, 2018 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), and 235 Enbridge Common Shares acquired by the Reporting Person between November 9, 2018 and December 20, 2018 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. |
(3) | Includes 290 Enbridge Common Shares acquired by the Reporting Person between February 3, 2018 and November 30, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11, and 94 Enbridge Common Shares acquired by the Reporting Person between December 1, 2018 and December 20, 2018 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. |
Remarks: Executive Vice President & Chief Development Officer |