UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEUTSCHE BANK AG\ THEODOR-HEUSS-ALLEE 70 60468 FRANKFURT AM MAIN, 2M |
 |  X |  |  |
Cesar A. Coy | 03/09/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Deutsche Bank AG acquired beneficial ownership of 3,780,600 shares of Emerson Radio Corp's common stock on March 1, 2010 upon the default of Grande Holdings Ltd. (the "Pledgor") who had pledged those shares to Deutsche Bank AG. Deutsche Bank AG will be making sales of those shares in order to satisfy the obligation of the Pledgor but has no pecuniary interest in those sales and therefore will not be reporting the sales on Form 4 pursuant to Section 16(a) of the Exchange Act. Deutsche Bank AG understands that the Pledgor, who will have a pecuniary interest in those sales, will be responsible for making appropriate Form 4 filings pursuant to Section 16(a) of the Exchange Act in connection with those sales. |