UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 24, 2011
FULL HOUSE RESORTS, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 1-32583 | 13-3391527 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| 4670 S. Fort Apache Road, Suite 190 Las Vegas, Nevada |
89147 |
|
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: 702-221-7800
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 1.02 | Termination of a Material Definitive Agreement. |
On March 24, 2011, Full House Resorts, Inc. (the “Company”) terminated its Reducing Revolving
Loan Agreement and related Reducing Revolving Promissory Note with Nevada State Bank dated January
31, 2007 and amended July 25, 2009 (collectively, the “Revolver”). At the time of termination, the
Company had no borrowing on the remaining $7.6 million Revolver. No penalties were incurred by the
Company as a result of the termination. The Revolver was terminated in connection with the
Company’s previously announced pending acquisition of the Grand Victoria Casino and Resort in
Rising Sun, Indiana, which the Company expects to complete in early April 2011.
| Item 7.01 | Regulation FD Disclosure. |
On March 28, 2011, the Company issued a press release announcing the termination of the Revolver.
A copy of this press release is attached hereto as Exhibit 99.1. The information contained in
Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except
as expressly set forth by specific reference in such a filing
Section 9 — Financial Statements and Exhibits
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| 99.1 | Press release issued by the Company on March 28, 2011. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Full House Resorts, Inc. | ||||
Date: March 28, 2011
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| Barth F. Aaron Secretary/General Counsel |
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EXHIBIT INDEX
| Exhibit No. | Description | |||
| 99.1 | Press release issued by the Company on March 28, 2011. |
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