UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2002 APPLIED INDUSTRIAL TECHNOLOGIES, INC. ------------------------------------- (Exact name of registrant as specified in its charter) OHIO 1-2299 34-0117420 ---- ------ ---------- (State or Other Jurisdiction of (Commission File (I.R.S. Employer Incorporation or Organization) Number) Identification No.) One Applied Plaza, Cleveland, Ohio 44115 ---------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, Including Area Code: (216) 426-4000. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits. --------- Exhibit No. 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. Exhibit No. 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. ITEM 9. REGULATION FD On September 23, 2002, David L. Pugh, the registrant's Chairman & Chief Executive Officer (Principal Executive Officer), and John R. Whitten, the registrant's Vice President-Chief Financial Officer & Treasurer (Principal Financial Officer), submitted to the Securities and Exchange Commission the sworn statements required by the Commission's Order No. 4-460. Copies of the sworn statements are attached as Exhibits 99.1 and 99.2. SIGNATURE --------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized. APPLIED INDUSTRIAL TECHNOLOGIES, INC. (Registrant) By: /s/ Fred D. Bauer ----------------------------------- Fred D. Bauer Vice President-General Counsel & Secretary Date: September 23, 2002 EXHIBIT INDEX Exhibit No. Description ----------- ----------- 99.1 Statement Under Oath of Principal Executive Officer Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings.