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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) (5) | $ 70.3 | 05/01/2002 | 05/01/2012 | Common Shares | 2,134 | 1 | D | ||||||||
Option (right to buy) (6) | $ 70.3 | 05/01/2002 | 05/01/2012 | Common Shares | 1,422 | 1 | D | ||||||||
Option (right to buy) (6) | $ 70.01 | 11/06/2002 | 11/06/2012 | Common Shares | 3,571 | 1 | D | ||||||||
Option (right to buy) (6) | $ 59 | 11/05/2003 | 11/05/2013 | Common Shares | 5,084 | 1 | D | ||||||||
Option (right to buy) (5) | $ 54.2 | 12/08/2004 | 12/08/2014 | Common Shares | 3,094 | 1 | D | ||||||||
Option (right to buy) (6) | $ 54.2 | 12/08/2004 | 12/08/2014 | Common Shares | 2,441 | 1 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WALTER MATTHEW D 5200 RINGS ROAD DUBLIN, OH 43017 |
X |
Matthew D. Walter | 02/16/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Bona fide gifts. |
(2) | Bank One Trust Company, N.A. ("Bank One Trust") serves as the trustee of the MDW Trust, which was established in 1987 for the benefit of the reporting person. This transaction was initiated solely by Bank One Trust in the independent exercise of its discretion as trustee. |
(3) | Shares held in the MDW Trust of which the reporting person is the primary beneficiary and pursuant to which the reporting person may withdraw proceeds at certain specified times. |
(4) | Reporting person holds a one-third economic interest in, and is the manager of, the LLC. |
(5) | Stock options granted pursuant to the Cardinal Health, Inc. Equity Incentive Plan. |
(6) | Stock options granted pursuant to the Cardinal Health, Inc. Outside Directors Equity Incentive Plan. |