SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

(Rule 13d-101)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO

RULE 13d-2(a)
(Amendment No.     )*

 

Laredo Petroleum, Inc.

(Name of Issuer)

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

516806 106

(CUSIP Number)

 

Laredo Petroleum, Inc.

15 W. Sixth Street

Suite 1800

Tulsa, OK 74119

Copies to:

Willkie Farr & Gallagher, LLP

787 Seventh Avenue

New York, New York 10019

Attn: Maurice Lefkort, Esq.

(212) 728 8239

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

March 5, 2015

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240.13d-l(f) or 240.13d-1(g), check the following box. o

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).

 



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity IX, L.P.
I.R.S. Identification Nos. of above persons (entities only)
20-2975990

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
46,215,059

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
46,215,059

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
46,215,059

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
21.8%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus IX GP L.P.
I.R.S. Identification Nos. of above persons (entities only)
20-2975945

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
46,215,059

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
46,215,059

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
46,215,059

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
21.8%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
WPP GP LLC
I.R.S. Identification Nos. of above persons (entities only)
47-2029791

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
70,043,481

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
70,043,481

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
70,043,481

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
33.0%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

4



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Partners, L.P.
I.R.S. Identification Nos. of above persons (entities only)
13-4069737

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
70,043,481

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
70,043,481

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
70,043,481

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
33.0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Partners GP LLC
I.R.S. Identification Nos. of above persons (entities only)
47-1971658

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
70,043,481

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
70,043,481

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
70,043,481

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
33.0%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

6



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus & Co.
I.R.S. Identification Nos. of above persons (entities only)
13-6358475

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
New York

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
70,043,481

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
70,043,481

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
70,043,481

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
33.0%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

7



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
WP Antero TopCo, Inc.
I.R.S. Identification Nos. of above persons (entities only)
26-3735042

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
6,900,452

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
6,900,452

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,900,452

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
3.3%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 

8



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity X, L.P.
I.R.S. Identification Nos. of above persons (entities only)
26-0849130

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
6,900,452

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
6,900,452

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,900,452

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
3.3%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

9



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus X, L.P.
I.R.S. Identification Nos. of above persons (entities only)
26-0403670

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
23,828,422

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
23,828,422

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
23,828,422

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
11.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

10



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus X GP L.P.
I.R.S. Identification Nos. of above persons (entities only)
26-0403605

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
23,828,422

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
23,828,422

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
23,828,422

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
11.2%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

11



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus X Partners, L.P.
I.R.S. Identification Nos. of above persons (entities only)
26-0869910

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
1,291,411

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
1,291,411

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,291,411

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
Less than 1%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

12



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity X O&G, L.P.
I.R.S. Identification Nos. of above persons (entities only)
26-3605628

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
15,636,559

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
15,636,559

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
15,636,559

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
7.4%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

13



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity (E&P) X, Inc.
I.R.S. Identification Nos. of above persons (entities only)
27-3764107

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
4,847,321

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
4,847,321

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,847,321

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.3%

 

 

14.

Type of Reporting Person (See Instructions)
CO

 

14



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity (E&P) X-B, L.P.
I.R.S. Identification Nos. of above persons (entities only)
27-3762954

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
4,847,321

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
4,847,321

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,847,321

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.3%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

15



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (E&P) X, L.P.
I.R.S. Identification Nos. of above persons (entities only)
27-3763776

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
11,747,773

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
11,747,773

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
11,747,773

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.5%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

16



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (E&P) X LLC
I.R.S. Identification Nos. of above persons (entities only)
27-3763653

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
11,747,773

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
11,747,773

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
11,747,773

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.5%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

17



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Partners (E&P) LLC
I.R.S. Identification Nos. of above persons (entities only)
27-3763498

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
11,747,773

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
11,747,773

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
11,747,773

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.5%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

18



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus & Company US, LLC
I.R.S. Identification Nos. of above persons (entities only)
26-1609068

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
New York

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
11,747,773

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
11,747,773

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
11,747,773

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
5.5%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

19



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus Private Equity (E&P) X-A, L.P.
I.R.S. Identification Nos. of above persons (entities only)
27-3762729

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WC

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
6,900,452

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
6,900,452

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,900,452

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
3.3%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

20



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (Bermuda) Private Equity X, LLC
I.R.S. Identification Nos. of above persons (entities only)
26-3946042

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
WL

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Delaware

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
5,878,873

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
5,878,873

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,878,873

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.8%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

21



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (Bermuda) Private Equity X, L.P.
I.R.S. Identification Nos. of above persons (entities only)
98-0584170

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Bermuda

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
5,878,873

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
5,878,873

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,878,873

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.8%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

22



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (Bermuda) X, L.P.
I.R.S. Identification Nos. of above persons (entities only)
98-0587706

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Bermuda

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
5,878,873

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
5,878,873

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,878,873

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.8%

 

 

14.

Type of Reporting Person (See Instructions)
PN

 

23



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (Bermuda) X, Ltd.
I.R.S. Identification Nos. of above persons (entities only)
98-0591812

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o

Not applicable

 

 

6.

Citizenship or Place of Organization
Bermuda

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
5,878,873

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
5,878,873

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,878,873

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.8%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

24



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Warburg Pincus (Bermuda) Private Equity Ltd.
I.R.S. Identification Nos. of above persons (entities only)
01-0569187

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
Bermuda

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
5,878,873

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
5,878,873

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,878,873

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
2.8%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

25



 

 

1.

Name of Reporting Person
Warburg Pincus LLC
I.R.S. Identification Nos. of above persons (entities only)
13-3536050

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
New York

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power

 

8.

Shared Voting Power
87,670,127

 

9.

Sole Dispositive Power

 

10.

Shared Dispositive Power
87,670,127

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
87,670,127

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
41.3%

 

 

14.

Type of Reporting Person (See Instructions)
OO

 

26



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Charles R. Kaye
I.R.S. Identification Nos. of above persons (entities only)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
178,358

 

8.

Shared Voting Power
87,670,127

 

9.

Sole Dispositive Power
178,358

 

10.

Shared Dispositive Power
87,670,127

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
87,848,485

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
41.4%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

27



 

CUSIP No. 516806 106

 

 

1.

Name of Reporting Person
Joseph P. Landy
I.R.S. Identification Nos. of above persons (entities only)

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 x

 

 

(b)

 o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
OO

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
Not applicable

 

 

6.

Citizenship or Place of Organization
United States

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
84,953

 

8.

Shared Voting Power
87,670,127

 

9.

Sole Dispositive Power
84,953

 

10.

Shared Dispositive Power
87,670,127

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
87,755,080

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13.

Percent of Class Represented by Amount in Row (11)
41.3%

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

28



 

SCHEDULE 13D

 

Item 1.           Security and Issuer

 

This Statement on Schedule 13D (the “Schedule 13D”) relates to shares of common stock, par value $0.01 per share, of Laredo Petroleum, Inc.  (the “Shares”). The name of the issuer is Laredo Petroleum, Inc., a Delaware corporation (f/k/a Laredo Petroleum Holdings, Inc.) (the “Issuer”).  The principal executive offices of the Issuer are 15 W. Sixth Street, Suite 1800, Tulsa, OK 74119.

 

Item 2.           Identity and Background

 

(a)           This Schedule 13D is filed jointly on behalf of:  (i) Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP Private Equity IX”), (ii) Warburg Pincus IX GP, L.P., a Delaware limited partnership (“WP IX GP”), (iii) WP Antero TopCo, Inc., a Delaware corporation (“TopCo”), (iv) Warburg Pincus Private Equity X, L.P., a Delaware limited partnership (“WP Private Equity X”), (v) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership (“WP X O&G”), (vi) Warburg Pincus X Partners, L.P., a Delaware limited partnership (“WP X Partners”), (vii) Warburg Pincus X, L.P., a Delaware limited partnership (“WP X”), (viii) Warburg Pincus X GP, L.P., a Delaware limited partnership (“WP X GP”), (ix) WPP GP LLC, a Delaware limited liability company, (x) Warburg Pincus Partners, L.P., a Delaware limited partnership (“WP Partners”), (xi) Warburg Pincus Partners GP LLC, a Delaware limited liability company (“WP Partners GP”), (xii) Warburg Pincus & Co, a New York general partnership (“WP&Co”), (xiii) Warburg Pincus Private Equity (E&P) X-A, L.P., a Delaware limited partnership (“WP E&P X-A”), (xiv) Warburg Pincus Private Equity (E&P) X, Inc., a Delaware corporation (“WP E&P X”), (xv) Warburg Pincus Private Equity (E&P) X-B, L.P., a Delaware limited partnership (“WP E&P X-B”), (xvi) Warburg Pincus (E&P) X, L.P., a Delaware limited partnership (“WP E&P X LP”), (xvii) Warburg Pincus (E&P) X LLC, a Delaware limited liability company (“WP E&P X LLC”), (xviii) Warburg Pincus Partners  (E&P) LLC, a Delaware  limited liability company (“WP Partners E&P”), (xix) Warburg Pincus & Company US, LLC, a New York limited liability company (“WP&Co US”), (xx) Warburg Pincus (Bermuda) Private Equity X, LLC, a Delaware limited liability company (“WP Bermuda X”), (xxi) Warburg Pincus (Bermuda) Private Equity X, L.P., a Bermuda limited partnership (“WP Private Equity Bermuda X”), (xxii) Warburg Pincus (Bermuda) X, L.P., a Bermuda limited partnership (“WP Bermuda X LP”), (xxiii) Warburg Pincus (Bermuda) X, Ltd., a Bermuda limited company (“WP Bermuda X Ltd”), (xxiv) Warburg Pincus (Bermuda) Private Equity Ltd., a Bermuda limited company (“WP Bermuda Private Equity”), (xxv)Warburg Pincus LLC, a New York limited liability company (“WP LLC”) and (xxvi) Messrs. Charles R. Kaye and Joseph P. Landy (collectively, the “Warburg Pincus Reporting Persons”).  The agreement among the Warburg Pincus Reporting Persons to file this Statement in accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) is attached hereto as Exhibit 1.

 

(b)           The address of the principal business and principal office of the Warburg Pincus Reporting Persons is c/o Warburg Pincus LLC, 450 Lexington Avenue, New York, New York 10017.  Additional information relating to the Warburg Pincus Reporting Persons is included on Schedule A hereto.

 

(c)           The principal business of the Warburg Pincus Reporting Persons is as follows:  (i) WP Private Equity IX:  making private equity investments, (ii) WP IX GP:  serving as the general partner of WP Private Equity IX, (iii) TopCo:  making private equity investments, (iv) WP Private Equity X:  making private equity investments, (v) WP X O&G:  making private equity investments, (vi) WP X Partners:  making private equity investments, (vii) WP X:  serving as the general partner of WP Private Equity X, WP X O&G, and WP X Partners, (viii) WP X GP:  serving as the general partner of WP X, (ix) WPP GP LLC:  serving as the general partner of WP IX GP and WP X GP, (x) WP Partners:  serving as the managing member of WPP GP LLC, (xi) WP Partners GP: serving as the general partner of WP Partners, (xii) WP&Co:  serving as the managing member of WP Partners GP and as the ultimate general partner of other private equity funds, (xiii) WP E&P X-A:  making private equity investments, (xiv) WP E&P X:  making private equity investments, (xv) WP E&P X-B:  serving as the sole shareholder of WP E&P X, (xvi) WP E&P X LP:  serving as the general partner of WP E&P X-A and WP E&P X-B, (xvii) WP E&P X LLC:  serving as the general partner of WP E&P X LP, (xviii) WP Partners E&P:  serving as the sole member of WP E&P X LLC, (xix) WP&Co US serving as the managing member of WP Partners E&P, (xx) WP Bermuda X:  making private equity investments, (xxi) WP Private Equity Bermuda X:  serving as the sole member of WP Bermuda X, (xxii) WP Bermuda X LP:  serving as the GP of WP Private Equity Bermuda X, (xxiii) WP Bermuda X Ltd:  serving as the GP of WP Bermuda X LP, (xxiv) WP Bermuda Private Equity: serving as the sole equityholder of WP Bermuda X Ltd., (xxv) WP LLC: the manager of each of WP Private Equity IX, WP Bermuda X, WP Private Equity Bermuda X, WP X O&G, WP E&P X-A, WP E&P X-B, WP X Partners, and WP Private Equity X, and (xxvi) Messrs. Kaye and Landy:  acting as directors and co-chairmen of WP Bermuda Private Equity, managing general partners of WP&Co and WP&Co US and Co-Chief Executive Officers and managing members of WP LLC.  The principal business of the persons listed on Schedule A is as set forth on Schedule A.

 

29



 

(d)           During the last five years, none of the Warburg Pincus Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor, to the knowledge of the Warburg Pincus Reporting Persons, have any of the persons named on Schedule A.

 

(e)           During the last five years, none of the Warburg Pincus Reporting Persons nor, to the knowledge of the Warburg Pincus Reporting Persons, any of the persons listed on Schedule A, has been a party to a civil proceeding or a judicial or administrative body of competent jurisdiction and as result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

(f)            Messrs. Kaye and Landy are citizens of the United States of America, and except as otherwise indicated on Schedule A each of the individuals referred to on Schedule A hereto is a citizen of the United States of America.

 

Item 3.           Source and Amount of Funds

 

As of February 27, 2015, WP Private Equity IX owned 46,215,059 Shares, WP X Partners owned 367,611 Shares and WP X O&G owned 11,287,457 Shares.  Each of WP Private Equity IX, WP X Partners and WP X O&G acquired their respective shares as a result of their investment in the Issuer’s predecessor prior to the Issuer’s public offering.  Such ownership was reported by each of WP Private Equity IX, WP X Partners and WP X O&G and certain affiliated entities on a Schedule 13G, as amended from time to time in the ordinary course.  As a result of the acquisition of additional Shares, the Warburg Pincus Reporting Persons are reporting their ownership on a Schedule 13D.

 

On March 2 2015, the Issuer conducted an underwritten public offering of Shares (the “Offering”).  In the Offering, the following Warburg Pincus Reporting Persons acquired the number of Shares set forth opposite their name at a price of $11.05 per Share:  TopCo: 6,900,452 shares, WP X Partners: 923,800 shares, WP X O&G: 4,349,102 shares, WP E&P X: 4,847,321 shares, WP E&P X-A: 6,900,452 shares, and WP Bermuda X: 5,878,873 shares.  All of the funds required for the purchase for each of such Warburg Pincus Reporting Persons were obtained from the working capital of such Warburg Pincus Reporting Persons, including from capital contributions from their respective limited partners.

 

Item 4.           Purpose of the Transaction

 

The acquisition of the Shares as indicated herein was effected in the ordinary course of business because of the belief that the Shares represent an attractive investment.  The Warburg Pincus Reporting Persons beneficially own the Shares as an investment.  Depending on prevailing market, economic, and other conditions, the Warburg Pincus Reporting Persons may from time to time acquire additional Shares or engage in discussions with the Issuer concerning future acquisitions of shares of its capital stock.  Such acquisitions may be made by means of open-market purchases, privately negotiated transactions, direct acquisitions from the Issuer, or otherwise.  The Warburg Pincus Reporting Persons intend to review their investment in the Issuer on a continuing basis, and depending upon the price and availability of shares of the Issuer’s capital stock, subsequent developments affecting the Issuer, the Issuer’s business and prospects, other investment and business opportunities available to the Warburg Pincus Reporting Persons, general stock market and economic conditions, tax considerations and other factors considered relevant, may decide at any time to increase or to decrease the size of their investment in the Issuer, including by distributing Shares pro rata to the beneficial owners of one or more of the Warburg Pincus Reporting Persons.

 

In addition, the Warburg Pincus Reporting Persons will routinely monitor the Issuer’s operations, prospects, business development, management, competitive and strategic matters, capital structure, and any proposals received from third parties with respect to the Issuer.  The Warburg Pincus Reporting Persons may discuss such matters with management or directors of the Issuer, existing or potential strategic partners, persons who have expressed an interest in acquiring all or a portion of the Issuer’s equity interests, sources of credit and other investors.  In evaluating the Issuer, the Warburg Pincus Reporting Persons will also consider alternative investment opportunities available to them, the Warburg Pincus Reporting Persons’ liquidity requirements and other investment considerations.

 

The factors described in the preceding paragraphs may materially affect, and result in, the Warburg Pincus Reporting Persons proposing changes in the Issuer’s operations, governance or capitalization or proposing one or more of the other actions described in subsections (a) through (j) of Item 4 of Schedule 13D.  The Warburg Pincus Reporting Persons reserve the right to formulate other plans and/or make other proposals, and take such actions with respect to their investment in the Issuer or dispose of all or a portion of their investment in the Issuer in privately negotiated transactions.  The Warburg Pincus Reporting Persons may at any time reconsider and change their plans or proposals relating to the foregoing as to the Issuer.

 

30



 

On March 5, 2015, WP X O&G (“Buyer”) entered into a stock purchase agreement (“Stock Purchase Agreement”) with each of TopCo, WP E&P X, WP E&P X-A, and WP Bermuda X (each a “Seller”).  Pursuant to the terms of the Stock Purchase Agreement, Buyer agreed to purchase the shares acquired by the Seller in the Offering at a price of $11.05 per share (less any dividends received) subject to the receipt of approval under the Hart-Scott-Rodino Antitrust Improvement Act of 1976.  A copy of the Stock Purchase Agreement is included as Exhibit 3 to this Schedule 13D.

 

Item 5.           Interest in Securities of the Issuer

 

Immediately following the offering described in Item 3 above, each of the Warburg Pincus Reporting Persons had the following beneficial ownership of Shares (percentages are based on 143,263,488 Shares reported as outstanding in the Issuer’s Form 10-K for the year ended December 31, 2014 and 69,000,000 Shares sold in the Offering):

 

(i)            WP Private Equity IX had shared dispositive and voting power over 46,215,059 Shares, representing 21.8% of the outstanding Shares.

 

(ii)           WP IX GP by virtue of its status as the general partner of WP Private Equity IX had shared dispositive and voting power over 46,215,059 Shares, representing 21.8% of the outstanding Shares.

 

(iii)          TopCo had shared dispositive and voting power over 6,900,452 Shares, representing 3.3% of the outstanding Shares.

 

(iv)          WP Private Equity X by virtue of its status as the sole shareholder of TopCo had shares dispositive and voting power over 6,900,452 Shares, representing 3.3% of the outstanding Shares.

 

(v)           WP X O&G had shared dispositive and voting power 15,636,559 Shares sold in the offering, representing 7.4% of the outstanding Shares.

 

(vi)          WP X Partners had shared dispositive and voting power over 1,291,411 Shares, representing less than 1.0 % of the outstanding Shares.

 

(vii)         WP X by virtue of its status as the general partner of WP Private Equity X, WP X O&G and WP X Partners had shared dispositive and voting power over 23,828,422 Shares, representing 11.2% of the outstanding Shares.

 

(viii)        WP X GP LP by virtue of its status as the general partner of WP X had shared dispositive and voting power over 23,828,422 Shares, representing 11.2% of the outstanding Shares.

 

(ix)          WPP GP LLC by virtue of its status as the general partner of WP IX GP and WP X GP had shared dispositive and voting power over 70,043,481 Shares, representing 33.0% of the outstanding Shares.

 

(x)           WP Partners by virtue of its status as the managing member of WPP GP LLC had shared dispositive and voting power over 70,043,481 Shares, representing 33.0% of the outstanding Shares.

 

(xi)          WP Partners GP by virtue of its status as the general partner of WP Partners had shared dispositive and voting power over 70,043,481 Shares, representing 33.0% of the outstanding Shares.

 

(xii)         WP&Co by virtue of its status as the sole member of WP Partners GP had shared dispositive and voting power over 70,043,481 Shares, representing 33.0% of the outstanding Shares.

 

(xiii)        WP E&P X-A had shared dispositive and voting power over 6,900,452 Shares, representing 3.3% of the outstanding Shares.

 

(xiv)        WP E&P X had shared dispositive and voting power over 4,847,321 Shares, representing 2.3% of the outstanding Shares.

 

(xv)         WP E&P X-B by virtue of its status as the sole shareholder of WP E&P X had shared dispositive and voting power over 4,847,321 Shares, representing 2.3% of the outstanding Shares.

 

31



 

(xvi)        WP E&P X LP by virtue of its status as the general partner of WP E&P X-A and WP E&P X-B had shared dispositive and voting power over 11,747,773 Shares, representing 5.5% of the outstanding Shares.

 

(xvii)       WP E&P X LLC by virtue of its status as the general partner of WP E&P X LP had shared dispositive and voting power over 11,747,773 Shares, representing 5.5% of the outstanding Shares.

 

(xviii)      WP Partners E&P by virtue of its status as the sole member of WP E&P X LLC had shared dispositive and voting power over 11,747,773 Shares, representing 5.5% of the outstanding Shares.

 

(xix)        WP&Co US by virtue of its status as the managing  member of WP Partners E&P had shared dispositive and voting power over 11,747,773 Shares, representing 5.5% of the outstanding Shares.

 

(xx)         WP Bermuda X had shared dispositive and voting power over 5,878,873 Shares, representing 2.8% of the outstanding Shares.

 

(xxi)        WP Private Equity Bermuda X by virtue of its status as the sole stockholder of WP Bermuda X had shared dispositive and voting power over 5,878,873 Shares, representing 2.8% of the outstanding Shares.

 

(xxii)       WP Bermuda X LP by virtue of its status as the general partner of WP Private Equity Bermuda X had shared dispositive and voting power over 5,878,873 Shares, representing 2.8% of the outstanding Shares.

 

(xxiii)      WP Bermuda X Ltd by virtue of its status as the general partner of WP Bermuda X LP had shared dispositive and voting power over 5,878,873 Shares, representing 2.8% of the outstanding Shares.

 

(xxiv)     WP Bermuda Private Equity by virtue of its status as the sole owner of WP Bermuda X Ltd. had shared dispositive and voting power over 5,878,873 Shares, representing 2.8% of the outstanding Shares.

 

(xxv)      WP LLC by virtue of its status as manager of WP Private Equity IX, WP Bermuda X, WP Private Equity Bermuda X, WP X O&G, WP E&P X-A, WP E&P X-B, WP X Partners, and WP Private Equity X had shared dispositive and voting power over 87,670,127 Shares, representing 41.3% of the outstanding Shares.

 

(xxvi)     Charles R. Kaye by virtue of his status as director and co-chairman of WP Bermuda Private Equity, Managing General Partner of WP&Co and WP&Co US and Co-Chief Executive Officer and Managing Member of WP LLC had shared dispositive and voting power over 87,670,127 Shares and sole dispositive and voting power over 178,358(1) Shares, representing in the aggregate 41.4% of the outstanding Shares.

 

(xxvii)    Joseph P. Landy by virtue of his status as director and co-chairman of WP Bermuda Private Equity, Managing General Partner of WP&Co and WP&Co US and Co-Chief Executive Officer and Managing Member of WP LLC had shared dispositive and voting power over 87,670,127 Shares and sole dispositive and voting power over 84,953 Shares, representing in the aggregate 41.3% of the outstanding Shares.

 

The information as provided on Schedule A to this Schedule 13D is hereby incorporated by reference.

 

Each of the Warburg Pincus Reporting Persons could be deemed to have beneficial ownership of all of the shares reported in this Schedule 13D; nevertheless, each of the Warburg Pincus Reporting Persons disclaims beneficial ownership of shares in excess of that reported in this Item 5.  Each of Messrs. Kaye and Landy disclaims beneficial ownership of the shares of common stock owned by the other Warburg Reporting Persons.

 

Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.

 


(1)  Such 178,358 Shares are held as follows: 142,703 Shares by Charles R. Kaye; 11,885 Shares by The Nicole Kaye 2013 GST Trust; 11,885 Shares by The Sydney Kaye 2013 GST Trust; and 11,885 Shares by The Tyler Kaye 2013 GST Trust.

 

32



 

Item 6.           Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

A Registration Rights Agreement, by and between the Issuer and WP Private Equity IX, WP X O&G, and WP X Partners (collectively, the “Registration Rights Parties”), dated as of December 20, 2011 (the “Registration Rights Agreement”), provides that at any time after an initial public offering of the Issuer (an “IPO”), the Registration Rights Parties may require the Issuer to register the offer and sale of the number of registrable securities requested to be so registered pursuant to the terms therein.  Additionally, should the Issuer propose to file at any time after an IPO a registration statement under the Securities Act of 1933, as amended, with respect to an offering of common stock of the Issuer, the Registration Rights Parties and other holders of securities identified thereto may request to include in such registration statement the number of registrable securities as the Registration Rights Parties and other holders thereto may request.

 

A Stock Purchase Agreement, by and among WP X O&G and Topco, WP E&P X, WP E&P X-A, and WP Bermuda X (each, a “Seller”), dated as of March 5, 2015 (the “Stock Purchase Agreement”), provides that each Seller shall sell to WP X O&G the number of the Issuer’s Shares acquired by such Seller in the Offering, at a price of $11.05 per Share, pursuant to the terms therein (less any dividends received) subject to the receipt of approval under the Hart-Scott-Rodino Antitrust Improvement Act of 1976.

 

Item 7.           Material to be Filed as Exhibits

 

1.              Joint Filing Agreement, by and among the Warburg Pincus Reporting Persons, dated as of March 6, 2015.

 

2.              Registration Rights Agreement, by and among the Issuer and WP Private Equity IX, WP X O&G, WP X Partners, dated as of December 20, 2011.

 

3.              Stock Purchase Agreement, by and between WP X O&G and each of Topco, WP E&P X, WP E&P X-A, and WP Bermuda X (each, a “Seller”), dated as of March 5, 2015.

 

33



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS PRIVATE EQUITY IX, L.P.

 

By: Warburg Pincus IX GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS IX GP L.P.

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

34



 

Dated: March 6, 2015

 

 

 

WPP GP LLC

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS PARTNERS, L.P.

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS PARTNERS GP LLC

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS & CO.

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

35



 

Dated: March 6, 2015

 

 

 

WP ANTERO TOPCO, INC.

 

By: Warburg Pincus Private Equity X, L.P., its sole shareholder

 

By: Warburg Pincus X, L.P., its general partner

 

By: Warburg Pincus X GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS PRIVATE EQUITY X, L.P.

 

By: Warburg Pincus X, L.P., its general partner

 

By: Warburg Pincus X GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

36



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS X, L.P.

 

By: Warburg Pincus X GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS X GP L.P.

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

37



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS X PARTNERS, L.P.

 

By: Warburg Pincus X, L.P., its general partner

 

By: Warburg Pincus X GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

 

 

 

 

WARBURG PINCUS PRIVATE EQUITY X O&G, L.P.

 

By: Warburg Pincus X, L.P., its general partner

 

By: Warburg Pincus X GP L.P., its general partner

 

By: WPP GP LLC, its general partner

 

By: Warburg Pincus Partners, L.P., its managing member

 

By: Warburg Pincus Partners GP LLC, its general partner

 

By: Warburg Pincus & Co., its managing member

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Partner

 

38



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS PRIVATE EQUITY (E&P) X, INC.

 

By: Warburg Pincus Private Equity (E&P) X-B, L.P., its sole shareholder

 

By: Warburg Pincus (E&P) X, L.P., its general partner

 

By: Warburg Pincus (E&P) X LLC, its general partner

 

By: Warburg Pincus Partners (E&P) LLC, its sole member

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

 

 

 

 

WARBURG PINCUS PRIVATE EQUITY (E&P) X-B, L.P.

 

By: Warburg Pincus (E&P) X, L.P., its general partner

 

By: Warburg Pincus (E&P) X LLC, its general partner

 

By: Warburg Pincus Partners (E&P) LLC, its sole member

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

39



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS PRIVATE EQUITY (E&P) X-A, L.P.

 

By: Warburg Pincus (E&P) X, L.P., its general partner

 

By: Warburg Pincus (E&P) X LLC, its general partner

 

By: Warburg Pincus Partners (E&P) LLC, its sole member

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

 

 

 

 

WARBURG PINCUS (E&P) X, L.P.

 

By: Warburg Pincus (E&P) X LLC, its general partner

 

By: Warburg Pincus Partners (E&P) LLC, its sole member

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

 

 

 

 

WARBURG PINCUS (E&P) X LLC

 

By: Warburg Pincus Partners (E&P) LLC, its sole member

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

40



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS PARTNERS (E&P) LLC

 

By: Warburg Pincus & Company US, LLC, its managing member

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

 

 

 

 

WARBURG PINCUS & COMPANY US, LLC

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorized Signatory

 

 

 

 

 

WARBURG PINCUS (BERMUDA) PRIVATE EQUITY X, LLC

 

By: Warburg Pincus (Bermuda) Private Equity X, L.P., its sole member

 

By: Warburg Pincus (Bermuda) X, L.P., its general partner

 

By: Warburg Pincus (Bermuda) X, Ltd., its general partner

 

By: Warburg Pincus (Bermuda) Private Equity Ltd., its sole shareholder

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorised Signatory

 

41



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS (BERMUDA) PRIVATE EQUITY X, L.P.

 

By: Warburg Pincus (Bermuda) X, L.P., its general partner

 

By: Warburg Pincus (Bermuda) X, Ltd., its general partner

 

By: Warburg Pincus (Bermuda) Private Equity Ltd., its sole shareholder

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorised Signatory

 

 

 

 

 

WARBURG PINCUS (BERMUDA) X, L.P.

 

By: Warburg Pincus (Bermuda) X, Ltd., its general partner

 

By: Warburg Pincus (Bermuda) Private Equity Ltd., its sole shareholder

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorised Signatory

 

 

 

 

 

WARBURG PINCUS (BERMUDA) X, LTD.

 

By: Warburg Pincus (Bermuda) Private Equity Ltd., its sole shareholder

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorised Signatory

 

 

 

 

 

WARBURG PINCUS (BERMUDA) PRIVATE EQUITY LTD.

 

By:

/s/ Steven G. Glenn

 

Name: Steven G. Glenn

 

Title: Authorised Signatory

 

42



 

Dated: March 6, 2015

 

 

 

WARBURG PINCUS LLC

 

By:

/s/ Robert B. Knauss

 

Name: Robert B. Knauss

 

Title: Managing Director

 

 

 

 

 

CHARLES R. KAYE

 

By:

/s/ Robert B. Knauss

 

Name: Charles R. Kaye

 

Title: Robert B. Knauss, Attorney-in-Fact*

 

 

 

 

 

JOSEPH P. LANDY

 

By:

/s/ Robert B. Knauss

 

Name: Joseph P. Landy

 

Title: Robert B. Knauss, Attorney-in-Fact*

 

* The Power of Attorney given by each of Mr. Kaye and Mr. Landy was previously filed with the U.S. Securities & Exchange Commission on November 26, 2013 as an exhibit to a statement on Form 4 filed by Warburg Pincus Private Equity IX, L.P. with respect to Laredo Petroleum, Inc. (f/k/a Laredo Petroleum Holdings, Inc.) and is hereby incorporated by reference.

 

43



 

SCHEDULE A

 

PART I

 

Set forth below is the name and present principal occupation of (i) each General Partner of WP&Co., (ii) each Member and Managing Director of WP LLC and (iii) each executive officer and director of each corporate Warburg Pincus Reporting Person.  The business address for each of such persons is c/o Warburg Pincus LLC, 450 Lexington Avenue, New York, NY 10017.  All the directors and executive officers listed on this Schedule A are United States citizens except as otherwise noted below.

 

WP&Co

 

NAME

 

PRESENT PRINCIPAL OCCUPATION IN ADDITION
TO POSITION WITH WP&CO., AND POSITIONS
WITH AFFILIATES OF WP&CO.

 

 

 

David Barr

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Alain J.P. Belda

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Alexander Berzofsky

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Anthony Robert Buonanno

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Sean D. Carney

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Mark M. Colodny

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Timothy J. Curt

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Cary J. Davis

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Uzair Dossani

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

44



 

Joseph Gagnon

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Timothy F. Geithner

 

Partner of WP&Co; Member, Managing Director and President of WP LLC

 

 

 

Steven G. Glenn

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Michael Graff

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Joie Gregor

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Christopher Gunther

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Patrick T. Hackett

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Fred Hassan

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

William Blake Holden

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Eddie Y. Huang

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

In Seon Hwang

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

William H. Janeway

 

Partner of WP&Co; Member and Senior Advisor of WP LLC

 

 

 

Kenneth I. Juster

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Peter R. Kagan

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Charles R. Kaye

 

Managing General Partner of WP&Co; Managing Member and Co-Chief Executive Officer of WP LLC

 

 

 

Noah Knauf

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Robert B. Knauss

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

David B. Krieger

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Rajveer Kushwaha

 

Partner of WP&Co; Member and Managing Director of WP

 

45



 

 

 

LLC

 

 

 

Joseph P. Landy

 

Managing General Partner of WP&Co; Managing Member and Co-Chief Executive Officer of WP LLC

 

 

 

James Levy

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Frank Marinaro

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Harsha Marti

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Michael Martin

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Vishnu Menon

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

James Neary

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Jeffrey Perlman

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Chandler Reedy

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

John Rowan

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Justin L. Sadrian

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Steven G. Schneider

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

John W. Shearburn

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Christopher H. Turner

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Elizabeth H. Weatherman

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

James W. Wilson

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Daniel Zamlong

 

Partner of WP&Co; Member and Managing Director of WP LLC

 

 

 

Daniel Zilberman

 

Partner of WP&Co; Member and Managing Director of WP

 

46



 

 

 

LLC

 

 

 

WP & Co. Partners, L.P.*

 

 

 

 

 

Warburg Pincus Principal Partnership, L.P.**

 

 

 

 

 

Warburg Pincus Real Estate Principal Partnership, L.P.**

 

 

 


*                                         New York limited partnership; primary activity is ownership interest in WP

**                                  Delaware limited partnership; primary activity is ownership interest in WP

 

WP LLC

 

NAME

 

PRESENT PRINCIPAL OCCUPATION IN ADDITION
TO POSITION WITH WP LLC, AND POSITIONS
WITH AFFILIATES OF WP LLC

 

 

 

Jonas Agesand (1)

 

Member and Managing Director of WP LLC

 

 

 

Jacques Aigrain (2)

 

Member and Senior Advisor of WP LLC; Partner of WP&Co

 

 

 

Bo Bai

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

David Barr

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Simon Begg (3)

 

Member and Managing Director of WP LLC

 

 

 

Alain J.P. Belda

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Alexander Berzofsky

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Paul Best (3)

 

Member and Managing Director of WP LLC

 

 

 

Peder Bratt (3)

 

Member and Managing Director of WP LLC

 

 

 

Anthony Robert Buonanno

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Sean D. Carney

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Julian Cheng (4)

 

Member and Managing Director of WP LLC

 

 

 

Mark M. Colodny

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Timothy J. Curt

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Cary J. Davis

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Uzair Dossani

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

47



 

Martin D. Dunnett (3)

 

Member and Managing Director of WP LLC

 

 

 

Simon Eyers (3)

 

Member and Managing Director of WP LLC

 

 

 

Joseph Gagnon

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Timothy F. Geithner

 

Member, Managing Director and President of WP LLC; Partner of WP&Co

 

 

 

Steven G. Glenn

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Jeffrey G. Goldfaden

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Michael Graff

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Joie Gregor

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Christopher Gunther

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Patrick T. Hackett

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Fred Hassan

 

Member and Senior Advisor of WP LLC; Partner of WP&Co

 

 

 

William Blake Holden

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Eddie Y. Huang

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

In Seon Hwang

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

William H. Janeway

 

Member and Senior Advisor of WP LLC; Partner of WP&Co

 

 

 

Kenneth I. Juster

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Peter R. Kagan

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Charles R. Kaye

 

Managing Member and Co-Chief Executive Officer of WP LLC;

Managing General Partner of WP&Co

 

 

 

Noah Knauf

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Robert B. Knauss

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

David B. Krieger

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Rajveer Kushwaha

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Joseph P. Landy

 

Managing Member and Co-Chief Executive Officer of WP LLC;

Managing General Partner of WP&Co

 

 

 

James Levy

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

David Hui Li (4)

 

Member and Managing Director of WP LLC

 

 

 

Vishal Mahadevia

 

Member and Managing Director of WP LLC

 

 

 

Niten Malhan (5)

 

Member and Managing Director of WP LLC

 

48



 

Frank Marinaro

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Harsha Marti

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Michael Martin

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Vishnu Menon

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Piero Minardi (6)

 

Member and Managing Director of WP LLC;

 

 

 

Nitin Nayar

 

Member and Managing Director of WP LLC

 

 

 

James Neary

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

René Obermann (7)

 

Member and Managing Director of WP LLC

 

 

 

Narendra Ostawal (5)

 

Member and Managing Director of WP LLC

 

 

 

Jeffrey Perlman

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Chandler Reedy

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

John Rowan

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Justin L. Sadrian

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Anish Saraf (5)

 

Member and Managing Director of WP LLC

 

 

 

Adarsh Sarma (5)

 

Member and Managing Director of WP LLC

 

 

 

Viraj Sawhney (5)

 

Member and Managing Director of WP LLC

 

 

 

Steven G. Schneider

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Joseph C. Schull (8)

 

Member and Managing Director of WP LLC

 

 

 

John W. Shearburn

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Biddanda N. Thimmaya (5)

 

Member and Managing Director of WP LLC

 

 

 

Christopher H. Turner

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Somit Varma (5)

 

Member and Managing Director of WP LLC

 

 

 

Elizabeth H. Weatherman

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Zhen Wei (4)

 

Member and Managing Director of WP LLC

 

 

 

James W. Wilson

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Daniel Zamlong

 

Member and Managing Director of WP LLC; Partner of WP&Co

 

 

 

Daniel Zilberman

 

Member and Managing Director of WP LLC; Partner of WP&Co

 


(1)         Citizen of Sweden

(2)         Citizen of France

 

49



 

(3)         Citizen of United Kingdom

(4)         Citizen of Hong Kong

(5)         Citizen of India

(6)         Citizen of Italy

(7)         Citizen of Germany

(8)         Citizen of Canada

 

TopCo

 

NAME

 

PRESENT PRINCIPAL OCCUPATION

 

 

 

Charles R. Kaye

 

Director and Co-President

 

 

 

Joseph P. Landy

 

Director and Co-President

 

 

 

Timothy J. Curt

 

Director, Vice President and Treasurer

 

 

 

Steven G. Glenn

 

Director, Vice President and Assistant Treasurer

 

 

 

Robert B. Knauss

 

Director, Vice President and Secretary

 

WP E&P X

 

NAME

 

PRESENT PRINCIPAL OCCUPATION

 

 

 

Charles R. Kaye

 

Director and Co-President

 

 

 

Joseph P. Landy

 

Director and Co-President

 

 

 

Timothy J. Curt

 

Director, Vice President and Treasurer

 

 

 

Steven G. Glenn

 

Director, Vice President and Assistant Treasurer

 

 

 

Robert B. Knauss

 

Director, Vice President and Secretary

 

WP Bermuda X Ltd

 

NAME

 

PRESENT PRINCIPAL OCCUPATION

 

 

 

Charles R. Kaye

 

Director

 

50



 

Joseph P. Landy

 

Director

 

 

 

Timothy J. Curt

 

Director and Treasurer

 

 

 

Steven G. Glenn

 

Director

 

WP Bermuda Private Equity

 

NAME

 

PRESENT PRINCIPAL OCCUPATION

 

 

 

Charles R. Kaye

 

Director and Co-Chairman

 

 

 

Joseph P. Landy

 

Director and Co-Chairman

 

 

 

Timothy J. Curt

 

Director and Authorised Person

 

 

 

Steven G. Glenn

 

Director and Authorised Person

 

51



 

PART II

 

To the knowledge of the Warburg Pincus Reporting Persons, listed below are the names of the executive officers and directors of certain Warburg Pincus Reporting Persons who directly beneficially own Shares along with the number of Shares each such person beneficially owns.  To the knowledge of the Warburg Pincus Reporting Persons except as noted below, (a) each person listed below has the sole power to vote or direct to vote and dispose or direct to dispose those Shares beneficially owned, directly or indirectly, by such person and (b) each person beneficially owns, directly or indirectly, Shares representing less than 1% of the Shares outstanding.

 

Name

 

Shares

Joseph P. Landy

 

See Item 5

Charles R. Kaye

 

See Item 5

Timothy J. Curt

 

26,833(2)

Steven G. Glenn

 

13,801

 

Except as set forth in Item 3, there have been no transactions in the class of securities reported on effected during the past sixty days by the persons listed on this Schedule A.

 

No other person on this Schedule A is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares.

 

There are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in this Schedule A and between such persons and any person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.

 


(2)  Such 26,833 shares are held as follows: 19,405 Shares held by Timothy J. Curt; 1,725 Shares held by Timothy J. Curt and Dona Bissonette, JTWROS; and 5,703 Shares held by Timothy J. Curt Revocable Trust.

 

52