UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (2) | 06/13/2028 | Common Stock | 37,500 | $ 38.35 | D | Â |
Stock Option (Right to Buy) | Â (2) | 05/02/2028 | Common Stock | 20,000 | $ 34.375 | D | Â |
Stock Option (Right to Buy) | Â (2) | 01/03/2028 | Common Stock | 10,000 | $ 46.35 | D | Â |
Stock Option (Right to Buy) | Â (2) | 06/14/2027 | Common Stock | 6,000 | $ 44.2 | D | Â |
Stock Option (Right to Buy) | Â (2) | 05/02/2027 | Common Stock | 25,000 | $ 48.15 | D | Â |
Stock Option (Right to Buy) | Â (2) | 02/02/2027 | Common Stock | 10,000 | $ 41.9 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WINSTON ROY C/O PACIRA PHARMACEUTICALS, INC. 5 SYLVAN WAY, SUITE 300 PARSIPPANY, NJ 07054 |
 |  |  Chief Clinical Officer |  |
/s/ Kristen Williams, Attorney-in-Fact | 09/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 8,500 unvested restricted stock units. The unvested restricted stock units vest as follows: (i) 2,250 restricted stock units that vest in three equal annual installments on June 3, 2019, June 3, 2020 and June 3, 2021, and (ii) 6,250 restricted stock units that vest in four equal annual installments on June 3, 2019, June 3, 2020, June 3, 2021 and June 3, 2022, in each case provided that the reporting person remains in continuous service with the issuer as of each vesting date. Each restricted stock unit represents the contingent right to receive one share of the issuer's common stock. |
(2) | The stock option vests and becomes exercisable as to 25% of the option shares on the first anniversary of the grant date, and vests as to the remaining shares in successive equal quarterly installments over the subsequent three years, provided that the reporting person remains in continuous service with the issuer as of each vesting date. |