Form 13F Cover Page
Report for the Calendar Year of Quarter Ended: December 31, 2001
Check here if Amendment(x); Amendment Number: 1
This Amendment (Check only one.) (x) is a restatement.
( ) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CNA Financial Corporation
Address: CNA Plaza
Chicago, Il 60685
13F File Number: 28-346
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this
form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lynne Gugenheim
Title: Group Vice President and Deputy General Counsel
Phone: (312) 822 4921
Signature, Place, and Date of Signing:
February 8, 2002
Chicago, Illinois,
Report Type (Check only one.):
(X) 13F Holdings Report.
( ) 13F Notice.
( ) 13F Combination Report.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
Loews Corporation also has investment discretion over the securities
reported on herein by CNA Financial Corporation, Continental Assurance
Company, Continental Casualty Company, and The Continental Corporation.
Loews Corporation will report separately on securities over which it
has investment discretion which are not part of such holdings.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 330
Form 13F Information Table Value Total: 1,697,535.4 (in thousands)
List of Other Included Managers:
No. 13F File Number Name
1 28-386 Continental Assurance Company
2 28-387 Continental Casualty Company
3 28-346 CNA Financial Corporation
4 28-172 The Continental Corporation
FORM 13F INFORMATION TABLE
NAME_OF_ISSUER TITLE_CL CUSIP VALUE OTH_MGR SHRS/PRN SH/PRN PT/CLDSCR VA_SOLE SHRD NONE
ACCENTURE_LTD_CLA CL_A G1150G111 3,798 2,3 141,100 SH - DEFINED 141,100 - -
ACME_COMM_INC COM 004631107 1,062 1,3 157,595 SH - DEFINED 157,595 - -
ACTIVISION_INC COM_NEW 004930202 260 1,3 10,000 SH - DEFINED 10,000 - -
ADELPHIA_COMM-CL_A CL_A 006848105 1,715 2,3 55,000 SH - DEFINED 55,000 - -
AETNA_INC COM 00817Y108 1,725 3 52,300 SH - DEFINED 52,300 - -
AFFIL_COMPUTER SUBNTCV3.5%06 008190AF7 3,333 1,3 2,400,000 PRN - DEFINED - - -
AFFILIATED_COMP_A CL_A 008190100 2,250 1,3 21,200 SH - DEFINED 21,200 - -
AGCO_CORP COM 001084102 112 3 7,125 SH - DEFINED 7,125 - -
AGERE_SYSTEMS_A CL_A 00845V100 711 2,3 125,000 SH - DEFINED 125,000 - -
AGILENT_TECH_INC COM 00846U101 2,281 1,2,3 80,000 SH - DEFINED 80,000 - -
AGILENT_TECH_INC SRDEBCV144A21 00846UAA9 5,588 1,2,3 5,000,000 PRN - DEFINED - - -
AIR_PRODUCTS_CHEM COM 009158106 1,173 2,3 25,000 SH - DEFINED 25,000 - -
ALCOA COM 013817101 5,724 1,2,3 161,000 SH - DEFINED 161,000 - -
ALLEGHENY_ENERGY COM 017361106 6,157 2,3 170,000 SH - DEFINED 170,000 - -
ALLMERICA_FINAN COM 019754100 668 2,3 15,000 SH - DEFINED 15,000 - -
ALLTEL_CORP COM 020039103 6,204 2,3 100,500 SH - DEFINED 100,500 - -
ALPHARMA_CL_A CL_A 020813101 784 1,3 29,640 SH - DEFINED 29,640 - -
ALPHARMA_INC SRSBNTCV3%06 020813AD3 1,308 1,3 1,250,000 PRN - DEFINED - - -
AMBAC_FINAN COM 023139108 5,497 1,2,3 95,000 SH - DEFINED 95,000 - -
AMERADA_HESS COM 023551104 6,875 2,3 110,000 SH - DEFINED 110,000 - -
AMERICAN_EXPRESS COM 025816109 5,125 1,2,3 143,600 SH - DEFINED 143,600 - -
AMERICAN_INTL COM 026874107 4,779 1,2,3 60,190 SH - DEFINED 60,190 - -
AMERICAN_NAT_INS COM 028591105 421 3 5,000 SH - DEFINED 5,000 - -
AMERICAN_PHYS_CAP COM 028884104 613 3 28,200 SH - DEFINED 28,200 - -
AMERISOURCEBERGEN COM 03073E105 2,613 1,3 41,110 SH - DEFINED 41,110 - -
ANADARKO_PET COM 032511107 6,666 2,3 117,250 SH - DEFINED 117,250 - -
ANIXTER_INTNL COM 035290105 405 3 13,975 SH - DEFINED 13,975 - -
ANNTAYLOR COM 036115103 309 3 8,825 SH - DEFINED 8,825 - -
AOL_TIME_WARNER COM 00184A105 2,054 1,3 64,000 SH - DEFINED 64,000 - -
AON_CORP COM 037389103 16,694 2,3 470,000 SH - DEFINED 470,000 - -
APACHE_CORP COM 037411105 25 1,3 500 SH - DEFINED 500 - -
APPLIED_MATERIALS COM 038222105 3,409 1,3 85,000 SH - DEFINED 85,000 - -
ARCHER_DANIELS COM 039483102 1,733 2,3 120,800 SH - DEFINED 120,800 - -
ARDEN_REALTY COM 039793104 938 2,3 35,400 SH - DEFINED 35,400 - -
ARGUSS_COMM COM 040282105 2,752 2,3 677,874 SH - DEFINED 677,874 - -
ARRIS_GROUP COM 04269Q100 390 2,3 40,000 SH - DEFINED 40,000 - -
ARVINMERITOR COM 043353101 147 3 7,475 SH - DEFINED 7,475 - -
AT&T_CORPORATION COM 001957109 6,258 2,3 345,000 SH - DEFINED 345,000 - -
AT&T_WIRELESS COM 00209A106 1,063 2,3 73,993 SH - DEFINED 73,993 - -
ATLAS_AIR_WRLDWDE COM 049164106 718 2,3,4 49,000 SH - DEFINED 49,000 - -
AVAYA_INC COM 053499109 1,372 1,2,3 112,900 SH - DEFINED 112,900 - -
AVAYA_INC LYON10/31/21 053499AA7 2,430 1,2,3 4,500,000 PRN - DEFINED - - -
BARNES&NOBLE COM 067774109 1,672 1,3 56,480 SH - DEFINED 56,480 - -
BARNES&NOBLE SUBNTCV144A09 067774AC3 2,799 1,3 2,450,000 PRN - DEFINED - - -
BEA_SYSTEMS COM 073325102 2,226 1,3 144,500 SH - DEFINED 144,500 - -
BEA_SYSTEMS SBNTCV4%06 073325AD4 2,010 1,3 2,350,000 PRN - DEFINED - - -
BEDFORD_PPTY COMPAR.02 076446301 128 2,3 5,700 SH - DEFINED 5,700 - -
BELLSOUTH_CORP COM 079860102 2,671 2,3 70,000 SH - DEFINED 70,000 - -
BISYS_GROUP COM 055472104 761 1,3 11,900 SH - DEFINED 11,900 - -
BISYS_GROUP SBNTCV4%06 055472AB0 1,461 1,3 1,250,000 PRN - DEFINED - - -
BOEING_CO COM 097023105 1,040 3 26,825 SH - DEFINED 26,825 - -
BORG_WARNER_AUTO COM 099724106 111 3 2,125 SH - DEFINED 2,125 - -
BOSTON_PROPERTIES COM 101121101 1,140 2,3 30,000 SH - DEFINED 30,000 - -
BOWNE&CO COM 103043105 137 3 10,700 SH - DEFINED 10,700 - -
BUCKHEAD_AMERICA COM 11835A105 22 2,3 21,579 SH - DEFINED 21,579 - -
BURLINGTON_RES COM 122014103 2,816 2,3 75,000 SH - DEFINED 75,000 - -
CABLEVISION_SYS CL_A_NY 12686C109 6,026 2,3 127,000 SH - DEFINED 127,000 - -
CABOT_OIL&GAS CL_A 127097103 1,203 2,3 50,000 SH - DEFINED 50,000 - -
CALPINE_CORP COM 131347106 3,526 1,2,3 210,000 SH - DEFINED 210,000 - -
CARDINAL_HEALTH COM 14149Y108 4,166 1,3 64,437 SH - DEFINED 64,437 - -
CARNIVAL COM 143658102 9,581 1,2,3 341,200 SH - DEFINED 341,200 - -
CATELLUS_DVLP COM 149111106 1,982 2,3 107,724 SH - DEFINED 107,724 - -
CBRL_GROUP COM 12489V106 1,090 3 37,025 SH - DEFINED 37,025 - -
CELESTICA_INC SUBVTG 15101Q108 4,568 1,2,3 113,100 SH - DEFINED 113,100 - -
CELESTICA_INC LYONZERO20 15101QAA6 10,392 1,2,3 24,380,000 PRN - DEFINED - - -
CENDANT_CORP COM 151313103 6,483 1,2,3 330,600 SH - DEFINED 330,600 - -
CENTEX_CORP COM 152312104 742 3 13,000 SH - DEFINED 13,000 - -
CHARTER_COMM SUBNTCV5.7505 16117MAB3 4,126 2,3 4,000,000 PRN - DEFINED - - -
CHIRON_CORP COM 170040109 7,931 1,2,3 180,900 SH - DEFINED 180,900 - -
CHIRON_CORP LYONZR_31 170040AE9 29,941 1,2,3 54,500,000 PRN - DEFINED - - -
CHUBB_CORP COM 171232101 1,290 3 18,700 SH - DEFINED 18,700 - -
CISCO_SYS COM 17275R102 3,622 1,3 200,000 SH - DEFINED 200,000 - -
CITIGROUP COM 172967101 10,601 1,2,3 210,000 SH - DEFINED 210,000 - -
CLEAR_CHANNEL COM 184502102 2,800 1,2,3 55,000 SH - DEFINED 55,000 - -
CLEVELAND_CLIFFS COM 185896107 67 3 3,650 SH - DEFINED 3,650 - -
CMS_ENERGY ADJCVTR8.75 125896308 302 1,3 10,000 SH - DEFINED 10,000 - -
CNA_SURETY COM 12612L108 425,090 2,3,4 27,425,147 SH - DEFINED 27,425,147 - -
CNF COM 12612W104 1,650 3 49,175 SH - DEFINED 49,175 - -
COLT_TLCOM_ADR SPNS_ADR 196877104 21 2,3 3,000 SH - DEFINED 3,000 - -
COMCAST_CLA_SPL CL_A_SPL 200300200 4,320 1,3 120,000 SH - DEFINED 120,000 - -
COMM_INTELLIGENCE COM 20338K106 422 2,3 660,000 SH - DEFINED 660,000 - -
COMPUTER_ASS_INTL COM 204912109 1,219 3 35,350 SH - DEFINED 35,350 - -
CONOCO COM 208251504 7,570 2,3 267,500 SH - DEFINED 267,500 - -
CONSTELLATION_ENG COM 210371100 16,727 2,3 630,000 SH - DEFINED 630,000 - -
COOPER_IND COM 216669101 1,297 3 37,150 SH - DEFINED 37,150 - -
CORN_PRD_INTL COM 219023108 51 3 1,450 SH - DEFINED 1,450 - -
CORRECTIONS_CORP PFDCVB12 22025Y308 0 2,3 2 SH - DEFINED 2 - -
COX_COMM_CL_A CL_A 224044107 515 1,2,3 12,300 SH - DEFINED 12,300 - -
CYTEC_IND_INC COM 232820100 560 3 20,725 SH - DEFINED 20,725 - -
DEL_MONTE_FOODS COM 24522P103 310 3 36,375 SH - DEFINED 36,375 - -
DELL_COMP_CORP COM 247025109 1,631 1,3 60,000 SH - DEFINED 60,000 - -
DELPHI_FINAN_CLA CL_A 247131105 4,084 2,3 122,650 SH - DEFINED 122,650 - -
DILLARDS_CLA CL_A 254067101 510 3 31,875 SH - DEFINED 31,875 - -
DOLLAR_THRIFTY COM 256743105 1,783 3 115,000 SH - DEFINED 115,000 - -
DOW_CHEM_CORP COM 260543103 845 2,3 25,000 SH - DEFINED 25,000 - -
DR_HORTON_INC COM 23331A109 13,633 2,3 420,000 SH - DEFINED 420,000 - -
DU PONT_DE_ NEM COM 263534109 850 2,3 20,000 SH - DEFINED 20,000 - -
EATON_VANCE COM_NO_VTG 278265103 1,045 1,2,3 29,400 SH - DEFINED - - -
ECHOSTAR_COMM SBNTCV4.875 278762AD1 530 1,3 590,000 PRN - DEFINED - - -
ECHOSTAR_COMM_A CL_A 278762109 266 1,3 9,685 SH - DEFINED 9,685 - -
ELDERTRUST COMSHBENINT 284560109 1,707 2,3 208,200 SH - DEFINED 208,200 - -
ELEC_DATA_SYS COM 285661104 34,693 1,2,3 506,100 SH - DEFINED 506,100 - -
ELEC_DATA_SYS SRNTCVZR21 285661AB0 30,143 1,2,3 36,000,000 PRN - DEFINED - - -
EMC_CORPORATION COM 268648102 19 2,3 1,380 SH - DEFINED 1,380 - -
EQUITY_OFFICE_PPTYS COM 294741103 301 1,3 10,000 SH - DEFINED 10,000 - -
ESTERLINE_TECH COM 297425100 413 3 25,825 SH - DEFINED 25,825 - -
EXELON_CORP COM 30161N101 7,182 2,3 150,000 SH - DEFINED 150,000 - -
FED_DEPART_STORES COM 31410H101 4,704 1,2,3 115,000 SH - DEFINED 115,000 - -
FIRST_CTZENS_BCHS_A CL_A 31946M103 49 3 500 SH - DEFINED 500 - -
FIRST_DATA_CORP COM 319963104 5,099 1,3 65,000 SH - DEFINED 65,000 - -
FLEMING_COS_INC COM 339130106 1,153 1,3 62,300 SH - DEFINED 62,300 - -
FMC_CORP_NEW COM_NEW 302491303 5,584 3 93,850 SH - DEFINED 93,850 - -
FOOT_LOCKER_INC COM 344849104 1,667 1,.3 106,500 SH - DEFINED 106,500 - -
FORTUNE_BRANDS_INC COM 349631101 1,019 3 25,750 SH - DEFINED 25,750 - -
FPL_GRP COM 302571104 5,922 2,3 105,000 SH - DEFINED 105,000 - -
FREDDIE_MAC COM 313400301 3,008 1,3 46,000 SH - DEFINED 46,000 - -
FREEPORT_MCMORAN CL_B 35671D857 1,056 3 78,875 SH - DEFINED 78,875 - -
FRONTLINE_LTD ORD G3682E127 2,575 2,3 250,000 SH - DEFINED 250,000 - -
GABLES_RES_TRST SHBENINT 362418105 409 3 13,825 SH - DEFINED 13,825 - -
GENENTECH COM_NEW 368710406 2,136 1,2,3 39,370 SH - DEFINED 39,370 - -
GENERAL_DYNAMICS COM 369550108 1,991 1,3 25,000 SH - DEFINED 25,000 - -
GENERAL_ELECTRIC_CO COM 369604103 5,191 1,2,3 129,510 SH - DEFINED 129,510 - -
GENERAL_MOT_CORP CL_H_NEW 370442832 2,627 2,3 170,000 SH - DEFINED 170,000 - -
GENUITY_INCA CL_A 37248E103 198 2,3 125,000 SH - DEFINED 125,000 - -
GEORGIA_PAC_CORP COM_GA_GRP 373298108 552 3 19,975 SH - DEFINED 19,975 - -
GLIMCHERRLT_TRST SH BEN INT 379302102 207 3 10,975 SH - DEFINED 10,975 - -
GREAT_LAKES_REIT COM 390752103 1,040 2,3 65,000 SH - DEFINED 65,000 - -
GUCCI_GRP_NV_NY_REG COM NY REG 401566104 16,131 2,3 190,000 SH - DEFINED 190,000 - -
HANOVER_COMP_CO COM 410768105 897 1,3 35,500 SH - DEFINED 35,500 - -
HANOVER_COMPR SRNTCV4.7508 410768AC9 2,243 1,3 2,400,000 PRN - DEFINED - - -
HCA_INC COM 404119109 3,083 1,3 80,000 SH - DEFINED 80,000 - -
HEALTH_CRE_PPTYS_INV COM 421915109 1,195 2,3 33,000 SH - DEFINED 33,000 - -
HEALTHCARE_RLTY COM 421946104 7,019 2,3 250,675 SH - DEFINED 250,675 - -
HEALTHNET COM 42222G108 1,246 3 57,225 SH - DEFINED 57,225 - -
HEALTHSOUTH SBDBCV3.3503 421924AF8 3,816 2,3 4,000,000 PRN - DEFINED - - -
HEALTHSOUTH_CORP COM 421924101 9,263 2,3 625,000 SH - DEFINED 625,000 - -
HEARST_ARGYLE_TEL COM 422317107 5,172 2,3 239,900 SH - DEFINED 239,900 - -
HERBALIFE_INTNL_CLB CL_B 426908307 318 3 24,100 SH - DEFINED 24,100 - -
HERCULES COM 427056106 3,013 2,3 301,250 SH - DEFINED 301,250 - -
HEWLETT_PACKARD COM 428236103 1,920 2,3 93,475 SH - DEFINED 93,475 - -
HILTON_HOTELS COM 432848109 5,515 2,3 505,000 SH - DEFINED 505,000 - -
HOME_DEPOT COM 437076102 2,704 1,3 53,000 SH - DEFINED 53,000 - -
HONEYWELL_INTL COM 438516106 2,029 1,3 60,000 SH - DEFINED 60,000 - -
HOUSEHOLD_INTL COM 441815107 4,056 1,2,3 70,000 SH - DEFINED 70,000 - -
IMC_GLOBAL COM 449669100 867 2,3 66,700 SH - DEFINED 66,700 - -
INSWEB_CORP COM 45809K202 3,752 2,3 882,717 SH - DEFINED 882,717 - -
INTEL_CORP COM 458140100 2,176 1,3 69,200 SH - DEFINED 69,200 - -
INTERSTATE_BAKERIES COM 46072H108 195 3 8,050 SH - DEFINED 8,050 - -
INTL_RECTIFIER COM 460254105 450 1,3 12,900 SH - DEFINED 12,900 - -
INTL_RECTIFIER SBNTCV144A07 460254AD7 1,221 1,3 1,465,000 PRN - DEFINED - - -
INTNL_BUSINESS_MACH COM 459200101 25,450 1,2,3 210,400 SH - DEFINED 210,400 - -
INTNL_PAPER COM 460146103 4,035 2,3 100,000 SH - DEFINED 100,000 - -
IONICS_INC COM 462218108 1,643 2,3 54,700 SH - DEFINED 54,700 - -
IPC_HOLDINGS_LTD ORD G4933P101 85 2,3 2,875 SH - DEFINED 2,875 - -
IVAX_CORP COM 465823102 1,219 1,3 60,525 SH - DEFINED 60,525 - -
IVAX_CORP SRSBNTCV07 465823AD4 2,403 1,3 2,400,000 PRN - DEFINED - - -
JOHNSON&JOHNSON COM 478160104 611 1,2,3 10,340 SH - DEFINED 10,340 - -
JOY_GLOBAL COM 481165108 410 2,3 24,400 SH - DEFINED 24,400 - -
KELLWOOD COM 488044108 155 3 6,450 SH - DEFINED 6,450 - -
KENNAMETAL_INC COM 489170100 403 3 10,000 SH - DEFINED 10,000 - -
KERR_MCGEE COM 492386107 7,672 2,3 140,000 SH - DEFINED 140,000 - -
KEY3MEDIA_GROUP COM 49326R104 39 3 7,225 SH - DEFINED 7,225 - -
KEYSPAN_CORP COM 49337W100 5,544 2,3 160,000 SH - DEFINED 160,000 - -
KULICKE&SOFFA SUBNTCV5.7506 501242AE1 3,312 1,3 3,450,000 PRN - DEFINED - - -
KULICKE&SOFFA_IND COM 501242101 2,067 1,3 120,500 SH - DEFINED 120,500 - -
L-3_COMM COM 502424104 3,903 1,3 43,370 SH - DEFINED 43,370 - -
L-3_COMM SRSBCV144A09 502424AA2 3,132 1,3 2,400,000 PRN - DEFINED - - -
LABORATORY_CP LYONS144A21 50540RAB8 14,963 1,2,3 21,000,000 PRN - DEFINED - - -
LAM_RES_CORP COM 512807108 637 1,3 27,430 SH - DEFINED 27,430 - -
LAMAR_ADVTSING CL_A 512815101 1,516 1,3 35,800 SH - DEFINED 35,800 - -
LAMAR_ADVTSING NTCV5.2506 512815AF8 824 1,3 2,550,000 PRN - DEFINED - - -
LATTICE_SEMICON COM 518415104 1,827 1,3 88,800 SH - DEFINED 88,800 - -
LATTICE_SEMICON SUBNTCV4.7506 518415AC8 2,966 1,3 2,450,000 PRN - DEFINED - - -
LBRTORY_CRP_AMER COM_NEW 50540R409 6,444 1,2,3 79,700 SH - DEFINED 79,700 - -
LEAR_CORP COM 521865105 1,017 3 26,675 SH - DEFINED 26,675 - -
LEGG_MASON_INC COM 524901105 5,738 1,2,3 114,800 SH - DEFINED 114,800 - -
LIBERTY_MEDIA COM_SERA 530718105 11,776 1,2,3 841,148 SH - DEFINED 841,148 - -
LIBERTY_PPTY_TRST SH_BEN_INT 531172104 11,782 2,3 394,700 SH - DEFINED 394,700 - -
LILLY_ELI_CO COM 532457108 3,526 1,3 44,900 SH - DEFINED 44,900 - -
LINCOLN_NAT_IND COM 534187109 3,886 2,3 80,000 SH - DEFINED 80,000 - -
LOCAL_FINCL COM 539553107 8,738 2,3 624,600 SH - DEFINED 624,600 - -
LONGVIEW_FIBRE COM 543213102 2,186 2,3 185,100 SH - DEFINED 185,100 - -
LORAL_SPACE&COMM COM G56462107 566 2,3 189,400 SH - DEFINED 189,400 - -
LOWES_INC COM 548661107 10,362 1,2,3 223,280 SH - DEFINED 223,280 - -
LSI_CORP COM 502161102 1,374 1,3 87,100 SH - DEFINED 87,100 - -
LSI_LOGIC SBNTCV4.2504 502161AD4 2,267 1,3 1,950,000 PRN - DEFINED - - -
LUBRIZOL_CORP COM 549271104 1,102 3 31,400 SH - DEFINED 31,400 - -
LUCENT_TECH COM 549463107 11,201 1,2,3 1,778,000 SH - DEFINED 1,778,000 - -
LUCENT_TECH PFDCV8%144A 549463206 27,298 1,2,3 24,000 SH - DEFINED 24,000 - -
MARRIOTT_INTL SRLYNZRO144A21571903AA1 8,341 2,3 9,700,000 PRN - DEFINED - - -
MARRIOTT_INTNL_CLA CL_A 571903202 659 2,3 16,200 SH - DEFINED 16,200 - -
MBIA_INC COM 55262C100 1,341 2,3 25,000 SH - DEFINED 25,000 - -
MDICLGIC_MDSCPE COM 584642102 205 2,3 730,900 SH - DEFINED 730,900 - -
MEDTRONIC_INC COM 585055106 10,396 1,2,3 203,000 SH - DEFINED 203,000 - -
MEDTRONIC_INC CONVDEB144A21 585055AA4 9,019 2,3 8,600,000 PRN - DEFINED - - -
MERRILL_LYNCH COM 590188108 464 1,2,3 8,900 SH - DEFINED 8,900 - -
METLIFE_INC COM 59156R108 6,843 2,3 216,000 SH - DEFINED 216,000 - -
MICROSOFT_CORP COM 594918104 4,440 1,2,3 67,000 SH - DEFINED 67,000 - -
MILACRON_INC COM 598709103 93 3 5,875 SH - DEFINED 5,875 - -
MIRANT_CORP COM 604675108 256 1,3 16,000 SH - DEFINED 16,000 - -
MOLEX_CLA_NN-VTG CL_A 608554200 2,353 1,3 86,993 SH - DEFINED - - -
MONSANTO_CO COM 61166W101 565 3 16,725 SH - DEFINED 16,725 - -
MORGAN_DEAN_WITTER COM_NEW 617446448 29 2,3 520 SH - DEFINED 520 - -
MRGN_STNLY_INDIA COM 61745C105 459 2,3 53,026 SH - DEFINED 53,026 - -
MSDW_ASIA_PACIFIC COM 61744U106 2,066 2,3 275,900 SH - DEFINED 275,900 - -
NABORS_IND COM 629568106 309 1,3 9,000 SH - DEFINED 9,000 - -
NACCO_INDS CL_A 629579103 515 3 9,075 SH - DEFINED 9,075 - -
NATIONWIDE_FINCL CL_A 638612101 2,073 2,3 50,000 SH - DEFINED 50,000 - -
NEIMAN_MARCUS_CLB CL_B 640204301 2,934 2,3 98,800 SH - DEFINED 98,800 - -
NEWHALL_LND&FRM_LP DEP_REC 651426108 4,100 2,3 138,500 SH - DEFINED 138,500 - -
NEWMONT_MINING COM 651639106 3,058 2,3 160,000 SH - DEFINED 160,000 - -
NEWS_LTD_SPNS_ADR ADR_NEW 652487703 1,591 2,3 50,000 SH - DEFINED 50,000 - -
NEWS_LTD_SPNS_ADR SP_ADR_PFD 652487802 11,148 1,2,3 421,300 SH - DEFINED 421,300 - -
NIAGARA_MOHAWK COM 653520106 1,651 2,3 93,100 SH - DEFINED 93,100 - -
NOKIA_SPON_ADR SPNSRED_ADR 654902204 1,227 1,3 50,000 SH - DEFINED 50,000 - -
NORFOLK_SOUTHERN COM 655844108 10,356 2,3 565,000 SH - DEFINED 565,000 - -
NORTH_FORK_BANC COM 659424105 3,199 2,3 100,000 SH - DEFINED 100,000 - -
NOVELLUS_SYSTEMS COM 670008101 1,404 1,2,3 35,600 SH - DEFINED 35,600 - -
NRG_ENERGY COM 629377102 775 2,3 50,000 SH - DEFINED 50,000 - -
NVIDIA_CORP COM 67066G104 2,790 1,3 41,700 SH - DEFINED 41,700 - -
NVIDIA_CORP SBNTCV4.7507 67066GAA2 3,724 1,3 2,250,000 PRN - DEFINED - - -
OCEAN_ENERGY COM 67481E106 931 3 48,500 SH - DEFINED 48,500 - -
OLD_REPUBLIC_INTL COM 680223104 7,193 1,2,3 256,800 SH - DEFINED 256,800 - -
OMNICOM_GROUP COM 681919106 2,350 1,2,3 26,300 SH - DEFINED 26,300 - -
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OWENS_ILL_INC PFDCONV_.01 690768502 420 2,3 20,500 SH - DEFINED 20,500 - -
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