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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 14, 2002
FIRST NATIONAL LINCOLN CORPORATION
(Exact name of Registrant as specified in charter)
MAINE
(State or other jurisdiction of incorporation)
0-26589 01-0404322
(Commission file number) (IRS employer identification no.)
Main Street, Damariscotta, Maine 04853
(Address of principal executive offices) (Zip Code)
(207) 563-3195
(Registrant's telephone number, including area code)
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Item 9-Regulation FD Disclosure
SECURITIES AND EXCHANGE COMMISSION ORDER OF JUNE 27, 2002
The Principal Executive Officer and Principal Financial Officer of First
National Lincoln Corporation voluntarily delivered certifications to the
Securities and Exchange Commission regarding facts and circumstances relating
to Exchange Act filings pursuant to the Securities and Exchange Commission
Order of June 27, 2002. The text of the documents were as follows:
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Statement Under Oath of Principal Financial Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
I, F. Stephen Ward, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of
First National Lincoln Corporation, and, except as corrected or supplemented in
a subsequent covered report:
- no covered report contained an untrue statement of a material fact as of
the end of the period covered by such report (or in the case of a report on
Form 8-K or definitive proxy materials, as of the date on which it was filed);
and
- no covered report omitted to state a material fact necessary to make the
statements in the covered report, in light of the circumstances under which
they were made, not misleading as of the end of the period covered by such
report (or in the case of a report on Form 8-K or definitive proxy materials,
as of the date on which it was filed).
(2) I have reviewed the contents of this statement with the Company's audit
committee.
(3) In this statement under oath, each of the following, if filed on or before
the date of this statement, is a "covered report":
- Annual Report on Form 10-K as of December 31, 2001, filed with the
Commission on March 28, 2002, of First National Lincoln Corporation.
- all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy
materials of First National Lincoln Corporation filed with the Commission
subsequent to the filing of the Form 10-K identified above; and
- any amendments to any of the foregoing.
/s/ F. Stephen Ward County of Lincoln
F. Stephen Ward State of Maine
Treasurer & Chief Financial Officer
First National Lincoln Corporation Subscribed and sworn to before me
August 14, 2002 this 14th day of August, 2002.
/s/ Carrie A. Warren
Notary Public
My Commission Expires: June 11, 2006
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Statement Under Oath of Principal Executive Officer Regarding Facts and
Circumstances Relating to Exchange Act Filings
I, Daniel R. Daigneault, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered reports of
First National Lincoln Corporation, and, except as corrected or supplemented in
a subsequent covered report:
- no covered report contained an untrue statement of a material fact as of
the end of the period covered by such report (or in the case of a report on
Form 8-K or definitive proxy materials, as of the date on which it was filed);
and
- no covered report omitted to state a material fact necessary to make the
statements in the covered report, in light of the circumstances under which
they were made, not misleading as of the end of the period covered by such
report (or in the case of a report on Form 8-K or definitive proxy materials,
as of the date on which it was filed).
(2) I have reviewed the contents of this statement with the Company's audit
committee.
(3) In this statement under oath, each of the following, if filed on or before
the date of this statement, is a "covered report":
- Annual Report on Form 10-K as of December 31, 2001, filed with the
Commission on March 28, 2002, of First National Lincoln Corporation.
- all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy
materials of First National Lincoln Corporation filed with the Commission
subsequent to the filing of the Form 10-K identified above; and
- any amendments to any of the foregoing.
/s/ Daniel R. Daigneault County of Lincoln
Daniel R. Daigneault State of Maine
President & Chief Executive Officer
First National Lincoln Corporation Subscribed and sworn to before me
August 14, 2002 this 14th day of August, 2002.
/s/ Carrie A. Warren
Notary Public
My Commission Expires: June 11, 2006
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SARBANES-OXLEY ACT OF 2002
First National Lincoln Corporation also filed with the Securities and Exchange
Commission certifications by its Chief Executive Officer and Chief Financial
Officer relating to its Quarterly Report on Form 10-Q for the period ended June
30, 2002 pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. The text of
the filing was as follows:
CERTIFICATIONS
The undersigned officer of First National Lincoln Corporation (the "Company")
hereby certifies that the Company's quarterly report on Form 10-Q for the
quarterly period ended June 30, 2002 (the "Report"), as filed with the
Securities and Exchange Commission on the date hereof, fully complies with the
requirements of Section 13(a) or 15(d), as applicable, of the Securities
Exchange Act of 1934, as amended, and that the information contained in the
Report fairly presents, in all material respects, the financial condition and
results of operations of the Company. This certification is provided solely
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, and shall not be deemed to be a part of the Report
or "filed" for any purpose whatsoever.
By: /s/ Daniel R. Daigneault
Daniel R. Daigneault
President & Chief Executive Officer
August 14, 2002
The undersigned officer of First National Lincoln Corporation (the "Company")
hereby certifies that the Company's quarterly report on Form 10-Q for the
quarterly period ended June 30, 2002 (the "Report"), as filed with the
Securities and Exchange Commission on the date hereof, fully complies with the
requirements of Section 13(a) or 15(d), as applicable, of the Securities
Exchange Act of 1934, as amended, and that the information contained in the
Report fairly presents, in all material respects, the financial condition and
results of operations of the Company. This certification is provided solely
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002, and shall not be deemed to be a part of the Report
or "filed" for any purpose whatsoever.
By: /s/ F. Stephen Ward
F. Stephen Ward
Treasurer & Chief Financial Officer
August 14, 2002
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as
amended, the Company has duly caused this report to be filed on its behalf by
the undersigned thereunto duly authorized.
FIRST NATIONAL LINCOLN CORPORATION
By: /s/ F. Stephen Ward
F. Stephen Ward
Treasurer & Chief Financial Officer
August 14, 2002
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