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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option - Right to Buy | $ 27.45 | 03/01/2019 | A | 7,398 | (7) | 03/01/2029 | Ordinary Shares | 7,398 | $ 0 | 7,398 | D | ||||
Employee Stock Option - Right to Buy | $ 27.45 | 03/01/2019 | A | 460 | (8) | 03/01/2029 | Ordinary Shares | 460 | $ 0 | 460 | I | By Spouse | |||
Restricted Stock Units | $ 0 | 03/01/2019 | A | 12,387 | (9) | (9) | Ordinary Shares | 12,387 | $ 0 | 12,387 | D | ||||
Restricted Stock Units | $ 0 | 03/01/2019 | A | 1,154 | (10) | (10) | Ordinary Shares | 1,154 | $ 0 | 1,154 | I | By Spouse | |||
Restricted Stock Units | $ 0 | 03/02/2019 | M | 1,980 | (11) | (11) | Ordinary Shares | 1,980 | $ 0 | 3,960 | D | ||||
Restricted Stock Units | $ 0 | 03/02/2019 | M | 167 | (11) | (11) | Ordinary Shares | 167 | $ 0 | 334 | I | By Spouse | |||
Restricted Stock Units | $ 0 | 03/03/2019 | M | 830 | (12) | (12) | Ordinary Shares | 830 | $ 0 | 830 | D | ||||
Restricted Stock Units | $ 0 | 03/03/2019 | M | 219 | (13) | (13) | Ordinary Shares | 219 | $ 0 | 220 | I | By Spouse | |||
Employee Stock Option - Right to Buy (3) | $ 12.15 | 03/04/2019 | X | 11,533 | (14) | (14) | Ordinary Shares | 11,533 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Campbell Paul BUILDING 4, TRIDENT PLACE, MOSQUITO WAY HATFIELD, HERTFORDSHIRE, X0 AL10 9UL |
See Remarks |
/s/ Kevin Macikowski, by power of attorney | 03/05/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the restricted stock units (RSUs) granted on March 2, 2018. |
(2) | Represents withholding of ordinary shares for the tax liability associated with the vesting and settlement of a portion of the RSUs granted on March 3, 2017. |
(3) | The exercise of stock options and sale of ordinary shares were executed pursuant to a 10b5-1 trading plan executed on March 5, 2018. |
(4) | Represents the acquisition of Mylan ordinary shares upon exercise of stock options granted on March 5, 2009. |
(5) | Represents the weighted average price of the reporting person's disposition of 11,533 ordinary shares in transactions ranging from $27.37 to $27.59. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the range set forth in this footnote. |
(6) | This transaction involved a gift of securities by the reporting person's spouse to the reporting person on March 5, 2019. |
(7) | These options vest in three equal annual installments beginning on March 2, 2020 and expire on March 1, 2029. |
(8) | 154 of the options will vest on March 2, 2020, and 153 will vest on each of March 2, 2021 and March 2, 2022. The options expire on March 1, 2029. |
(9) | Each RSU represents the right to receive one ordinary share of Mylan N.V. The RSUs vest in three equal annual installments beginning on March 2, 2020. |
(10) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 385 of the RSUs will vest on March 2, 2020, 384 will vest on March 2, 2021, and 385 will vest on March 2, 2022. |
(11) | Each RSU represents the right to receive one ordinary share of Mylan N.V. One-third of the RSUs granted on March 2, 2018 vested on March 2, 2019 and the remainder of this award will vest equally on March 2, 2020 and March 2, 2021. |
(12) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 831 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 830 vested on March 3, 2019, and 830 will vest on March 3, 2020. |
(13) | Each RSU represents the right to receive one ordinary share of Mylan N.V. 220 of the RSUs granted on March 3, 2017 vested on March 3, 2018, 219 vested on March 3, 2019, and 220 will vest on March 3, 2020. |
(14) | The grant, of which these options were a part, vested in three equal annual installments beginning on March 5, 2010. |
Remarks: Senior Vice President, Chief Accounting Officer & Corporate Controller |