SC 13D/A
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 28)*
AutoZone, Inc.
 
(Name of Issuer)
Common Stock, par value $0.01 per share
 
(Title of Class of Securities)
053332102
 
(CUSIP Number)
John G. Finley, Esq.
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017
(212) 455-2000
 
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
July 16, 2009
 
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
2 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

ESL Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   12,735,004
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   12,735,004
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  PN

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
3 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

ESL Institutional Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   67,410
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   67,410
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  PN

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
4 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

ESL Investors, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   2,820,940
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,820,940
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  OO

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CUSIP No.
  
053332102 
   Page  
5 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

Acres Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   3,182,851
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,182,851
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  PN

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CUSIP No.
  
053332102 
   Page  
6 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

RBS Investment Management, L.L.C.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   67,410
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   67,410
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  OO

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
7 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

RBS Partners, L.P.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   16,363,983
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   16,363,983
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  PN

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
8 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

ESL Investments, Inc.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  7   SOLE VOTING POWER
     
NUMBER OF   20,164,606
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   20,164,606
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  CO

Table of Contents

                     
CUSIP No.
  
053332102 
   Page  
9 
   of   
16 

 

           
1   NAME OF REPORTING PERSON

Edward S. Lampert
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   þ 
  (b)   o 
     
3   SEC USE ONLY
   
   
     
4   SOURCE OF FUNDS
   
  N/A
     
5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
   
  o
     
6   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  7   SOLE VOTING POWER
     
NUMBER OF   20,206,018
       
SHARES 8   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 9   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   20,206,018
       
WITH 10   SHARED DISPOSITIVE POWER
     
    0
     
11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  20,206,018
     
12   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
   
  o
     
13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
  37.6%
     
14   TYPE OF REPORTING PERSON
   
  IN

TABLE OF CONTENTS

Item 5. Interest in Securities of the Issuer
SIGNATURE

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     This Amendment No. 28 to Schedule 13D (this “Amendment”) relates to shares of common stock, par value $0.01 per share (the “Shares”), of AutoZone, Inc., a Delaware corporation (the “Issuer”). This Amendment No. 28 amends the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission by ESL Partners, L.P., a Delaware limited partnership (“Partners”), ESL Institutional Partners, L.P., a Delaware limited partnership (“Institutional”), ESL Investors, L.L.C., a Delaware limited liability company (“Investors”), Acres Partners, L.P., a Delaware limited partnership (“Acres”), RBS Investment Management, L.L.C., a Delaware limited liability company (“RBSIM”), RBS Partners, L.P., a Delaware limited partnership (“RBS”), ESL Investments, Inc., a Delaware corporation (“Investments”) and Edward S. Lampert, a United States citizen, by furnishing the information set forth below. Partners, Institutional, Investors, Acres, RBSIM, RBS, Investments and Mr. Lampert are collectively defined in this Amendment as the “Filing Persons.” Except as otherwise specified in this Amendment, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D, as previously amended, filed with the Securities and Exchange Commission.
     The Filing Persons are filing this Amendment No. 28 to report that the number of Shares that they may be deemed to beneficially own has decreased by an amount greater than one percent of the outstanding Shares of the Issuer.
Item 5. Interest in Securities of the Issuer
Item 5 is hereby amended and restated in its entirety as follows:
     (a)-(b) The Filing Persons may be deemed to beneficially own an aggregate of 20,206,018 Shares (which represents approximately 37.6% of the 53,733,813 Shares outstanding as of June 15, 2009, as disclosed in the Issuer’s most recent Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on June 18, 2009).
                                                 
    NUMBER OF   PERCENTAGE                
    SHARES   OF   SOLE   SHARED   SOLE   SHARED
REPORTING   BENEFICIALLY   OUTSTANDING   VOTING   VOTING   DISPOSITIVE   DISPOSITIVE
PERSON   OWNED   SHARES   POWER   POWER   POWER   POWER
ESL Partners, L.P.
     20,206,018 (1)     37.6 %     12,735,004       0       12,735,004       0  
ESL Institutional Partners, L.P.
     20,206,018 (1)     37.6 %     67,410       0       67,410       0  
ESL Investors, L.L.C.
     20,206,018 (1)     37.6 %     2,820,940       0       2,820,940       0  
Acres Partners, L.P.
     20,206,018 (1)     37.6 %     3,182,851       0       3,182,851       0  
RBS Investment Management, L.L.C.
     20,206,018 (1)     37.6 %     67,410 (2)     0       67,410 (2)     0  
RBS Partners, L.P.
     20,206,018 (1)     37.6 %     16,363,983 (3)     0       16,363,983 (3)     0  

 

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    NUMBER OF   PERCENTAGE                
    SHARES   OF   SOLE   SHARED   SOLE   SHARED
REPORTING   BENEFICIALLY   OUTSTANDING   VOTING   VOTING   DISPOSITIVE   DISPOSITIVE
PERSON   OWNED   SHARES   POWER   POWER   POWER   POWER
ESL Investments, Inc.
     20,206,018 (1)     37.6 %     20,164,606 (4)     0       20,164,606 (4)     0  
Edward S. Lampert
     20,206,018 (1)     37.6 %     20,206,018 (1)     0       20,206,018 (1)     0  
 
(1)   This number consists of 12,735,004 Shares held by Partners, 67,410 Shares held by Institutional, 2,820,940 Shares held in an account established by the investment member of Investors, 3,182,851 Shares held by Acres, 808,039 Shares held by RBS, 550,362 Shares held by Investments, 20,803 Shares held by Mr. Lampert and 20,609 Shares held by the Edward and Kinga Lampert Foundation, of which Mr. Lampert is a trustee.
 
(2)   This number consists of 67,410 Shares held by Institutional.
 
(3)   This number consists of 12,735,004 Shares held by Partners, 2,820,940 Shares held in an account established by the investment member of Investors and 808,039 Shares held by RBS.
 
(4)   This number consists of 12,735,004 Shares held by Partners, 67,410 Shares held by Institutional, 2,820,940 Shares held in an account established by the investment member of Investors, 808,039 Shares held by RBS, 3,182,851 Shares held by Acres and 550,362 Shares held by Investments.
In addition, Mr. Crowley, the President and Chief Operating Officer of Investments and a Director of the Issuer, directly owns 310 Shares and options, which are not exercisable in the next 60 days, to purchase 6,526 Shares.
     (c) Other than as set forth in Annex A hereto, there have been no transactions in Shares by any of the Filing Persons since June 23, 2009, the date of the last Amendment on Schedule 13D by the Filing Persons.
     (d) Not applicable.
     (e) Not applicable.

 

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SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: July 17, 2009
             
    ESL PARTNERS, L.P.    
 
            
 
  By:   RBS Partners, L.P., as its general partner    
 
            
 
  By:   ESL Investments, Inc., as its general partner    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    ESL INSTITUTIONAL PARTNERS, L.P.    
 
            
 
  By:   RBS Investment Management, L.L.C., as its
general partner		    
 
            
 
  By:   ESL Investments, Inc., as its manager    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    ESL INVESTORS, L.L.C.    
 
            
 
  By:   RBS Partners, L.P., as its managing member    
 
            
 
  By:   ESL Investments, Inc., as its general partner    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    ACRES PARTNERS, L.P.    
 
            
 
  By:   ESL Investments, Inc., as its general partner    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    

 

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    RBS INVESTMENT MANAGEMENT, L.L.C.    
 
            
 
  By:   ESL Investments, Inc., as its manager    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    RBS PARTNERS, L.P.    
 
            
 
  By:   ESL Investments, Inc., as its general partner    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    ESL INVESTMENTS, INC.    
 
            
 
  By:   /s/ Adrian J. Maizey    
 
           
 
      Name: Adrian J. Maizey    
 
      Title: Chief Financial Officer    
 
            
    EDWARD S. LAMPERT    
 
            
     /s/ Edward S. Lampert    
         
    Edward S. Lampert    

 

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ANNEX A
RECENT TRANSACTIONS BY THE FILING PERSONS IN THE SECURITIES OF
AUTOZONE, INC.
                                 
                            Weighted
                    Number of   Average
    Date of   Nature of   Shares of   Price per
Entity   Transaction   Transaction   Common Stock   Share
ESL Partners, L.P.
     7/15/2009     open market sales     191,674     $ 158.06  
ESL Partners, L.P.
     7/15/2009     open market sales     8,711     $ 159.11  
ESL Partners, L.P.
     7/15/2009     open market sales     11,146     $ 160.22  
ESL Partners, L.P.
     7/16/2009     open market sales     218,435     $ 157.87  
ESL Partners, L.P.
     7/17/2009     open market sales     131,198     $ 157.13  
Account established by the investment member of ESL Investors, L.L.C.
     7/15/2009     open market sales     42,457     $ 158.06  
Account established by the investment member of ESL Investors, L.L.C.
     7/15/2009     open market sales     1,930     $ 159.11  
Account established by the investment member of ESL Investors, L.L.C.
     7/15/2009     open market sales     2,469     $ 160.22  
Account established by the investment member of ESL Investors, L.L.C.
     7/16/2009     open market sales     48,363     $ 157.87  
Account established by the investment member of ESL Investors, L.L.C.
     7/17/2009     open market sales     29,061     $ 157.13  
ESL Institutional Partners, L.P.
     7/15/2009     open market sales     1,015     $ 158.06  
ESL Institutional Partners, L.P.
     7/15/2009     open market sales     46     $ 159.11  
ESL Institutional Partners, L.P.
     7/15/2009     open market sales     59     $ 160.22  

 

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                            Weighted
                    Number of   Average
    Date of   Nature of   Shares of   Price per
Entity   Transaction   Transaction   Common Stock   Share
ESL Institutional Partners, L.P.
     7/16/2009     open market sales     1,156     $ 157.87  
ESL Institutional Partners, L.P.
     7/17/2009     open market sales     694     $ 157.13  
ESL Investments, Inc.
     7/15/2009     open market sales     8,283     $ 158.06  
ESL Investments, Inc.
     7/15/2009     open market sales     376     $ 159.11  
ESL Investments, Inc.
     7/15/2009     open market sales     483     $ 160.22  
ESL Investments, Inc.
     7/16/2009     open market sales     9,436     $ 157.87  
ESL Investments, Inc.
     7/17/2009     open market sales     5,670     $ 157.13  
RBS Partners, L.P.
     7/15/2009     open market sales     12,162     $ 158.06  
RBS Partners, L.P.
     7/15/2009     open market sales     553     $ 159.11  
RBS Partners, L.P.
     7/15/2009     open market sales     707     $ 160.22  
RBS Partners, L.P.
     7/16/2009     open market sales     13,853     $ 157.87  
RBS Partners, L.P.
     7/17/2009     open market sales     8,324     $ 157.13  
Edward S. Lampert
     7/15/2009     open market sales     313     $ 158.06  
Edward S. Lampert
     7/15/2009     open market sales     14     $ 159.11  
Edward S. Lampert
     7/15/2009     open market sales     19     $ 160.22  
Edward S. Lampert
     7/16/2009     open market sales     357     $ 157.87  
Edward S. Lampert
     7/17/2009     open market sales     214     $ 157.13  
Edward and Kinga Lampert Foundation
     7/15/2009     open market sales     310     $ 158.06  
Edward and Kinga Lampert Foundation
     7/15/2009     open market sales     14     $ 159.11  
Edward and Kinga Lampert Foundation
     7/15/2009     open market sales     18     $ 160.22  
Edward and Kinga Lampert Foundation
     7/16/2009     open market sales     353     $ 157.87  

 

Table of Contents

                     
 
  
 
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                            Weighted
                    Number of   Average
    Date of   Nature of   Shares of   Price per
Entity   Transaction   Transaction   Common Stock   Share
Edward and Kinga Lampert Foundation
     7/17/2009     open market sales     212     $ 157.13