SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
The Northwestern Mutual Life Insurance Company is withdrawing its previous 13G filing for this security. It did not, and does not, beneficially own greater than 5% of the security, and as a result no filing should have been made. The beneficial ownership information contained in the previous 13G filing was calculated using an incorrect exchange rate for the Issuers mandatory exchangeable securities.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP
NO.: |
219350 10 5 |
13G Amendment No. 1 |
Page | 2 |
of | 5 |
Pages |
1. | NAMES OF REPORTING PERSONS The Northwestern Mutual Life Insurance Company |
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2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) þ | |||||
3. | SEC USE ONLY | ||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Wisconsin | |||||
5. | SOLE VOTING POWER | ||||
NUMBER OF | |||||
SHARES | 6. | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | |||||
EACH | 7. | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | |||||
WITH: | 8. | SHARED DISPOSITIVE POWER | |||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
10. | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): N/A | ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: | ||||
Less than 5% | |||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IC |
CUSIP
NO.: |
219350 10 5 |
13G Amendment No. 1 |
Page | 3 |
of | 5 |
Pages |
(a) | Name of Issuer: Corning Incorporated | ||
(b) | Address of Issuers Principal Executive Offices: One Riverfront Plaza, Corning, NY 14831 |
(a) | Name of Person Filing: The Northwestern Mutual Life Insurance Company | ||
(b) | Address of Principal Business Office: 720 East Wisconsin Avenue, Milwaukee, Wisconsin 53202 | ||
(c) | Citizenship or Place of Organization: Wisconsin | ||
(d) | Title of Class of Securities: Common Stock | ||
(e) | CUSIP Number: 219350 10 5 |
Item 3 | If this statement is filed pursuant to Sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or Dealer registered under Section 15 of the Act | ||
(b) | o Bank as defined in section 3(a)(6) of the Act | ||
(c) | þ Insurance company as defined in section 3(a)(19) of the Act | ||
(d) | o Investment company registered under section 8 of the Investment Company Act of 1940 | ||
(e) | o An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E) | ||
(f) | o An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F) | ||
(g) | o A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G) |
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219350 10 5 |
13G Amendment No. 1 |
Page | 4 |
of | 5 |
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(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act | ||
(i) | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 | ||
(j) | o A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J) | ||
(k) | o Group, in accordance with section 240.13d-1(b)(1)(ii)(K) |
(a) | Amount Beneficially Owned: | ||
(b) | Percent of Class: Less than 5% | ||
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote: | ||
(ii) | Shared power to vote or to direct the vote: | ||
(iii) | Sole power to dispose or to direct the disposition of: | ||
(iv) | Shared power to dispose or to direct the disposition of: |
Item 5 | Ownership of Five Percent or Less of a Class |
CUSIP
NO.: |
219350 10 5 |
13G Amendment No. 1 |
Page | 5 |
of | 5 |
Pages |
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: N/A |
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: N/A |
Item 8 | Identification and Classification of Members of the Group: N/A |
Item 9 | Notice of Dissolution of Group: N/A |
Item 10 | Certification |
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY |
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By: | /s/ Raymond J. Manista | |||
Raymond J. Manista | ||||
General Counsel and Secretary | ||||