Edgar Filing: Pecresse Jerome

Ownership Submission

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0104

Expires:

January 31, 2005

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Â Pecresse Jerome

2. Date of Event Requiring Statement (Month/Day/Year)
09/07/2018

3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [GE]

(Last)

(First)

(Middle)

41 FARNSWORTH STREET

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Senior Vice President

5. If Amendment, Date Original Filed(Month/Day/Year)

(Street)

BOSTON,Â MAÂ 02210

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Beneficially Owned

1.Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	31,618	D	Â

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.			SEC 1473 (7-02)
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security		6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	Â ⁽²⁾	Â ⁽²⁾	Common Stock	30,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽³⁾	Â ⁽³⁾	Common Stock	14,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽⁴⁾	Â ⁽⁴⁾	Common Stock	40,000	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽⁵⁾	Â ⁽⁵⁾	Common Stock	11,200	$ ⁽¹⁾	D	Â
Restricted Stock Units	Â ⁽⁶⁾	Â ⁽⁶⁾	Common Stock	116,700	$ ⁽¹⁾	D	Â
Employee Stock Option (right to buy) ⁽⁷⁾	12/11/2016	12/11/2025	Common Stock	60,000	$ 30.26	D	Â
Employee Stock Option (right to buy) ⁽⁷⁾	09/30/2017	09/30/2026	Common Stock	87,500	$ 29.62	D	Â
Employee Stock Option (right to buy) ⁽⁷⁾	09/06/2018	09/06/2027	Common Stock	100,000	$ 24.92	D	Â
Employee Stock Option (right to buy) ⁽⁸⁾	01/29/2019	01/29/2028	Common Stock	500,000	$ 16.28	D	Â

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Pecresse Jerome 41 FARNSWORTH STREET BOSTON,Â MAÂ 02210	Â	Â	Â Senior Vice President	Â

Signatures

Julia L. Chen on behalf of Jerome Pecresse		09/11/2018
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	1-for-1
(2)	50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units vested on 7/28/2018; 10,000 units are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to vest on 7/28/2021.
(3)	17,500 units granted on 9/30/2016; 3,500 units vested on 9/30/2017; 3,500 units are scheduled to vest on 9/30/2018; 3,500 units are scheduled to vest on 9/30/2019; 3,500 units are scheduled to vest on 9/30/2020; and 3,500 units are scheduled to vest on 9/30/2021.
(4)	50,000 units granted on 2/10/2017; 10,000 units vested on 2/10/2018; 10,000 units are scheduled to vest on 2/10/2019; 10,000 units are scheduled to vest on 2/10/2020; 10,000 units are scheduled to vest on 2/10/2021; and 10,000 units are scheduled to vest on 2/10/2022.
(5)	14,000 units granted on 9/6/2017; 2,800 units vested on 9/6/2018; 2,800 units are scheduled to vest on 9/6/2019; 2,800 units are scheduled to vest on 9/6/2020; 2,800 units are scheduled to vest on 9/6/2021; and 2,800 units are scheduled to vest on 9/6/2022.
(6)	66,700 units granted on 2/26/2018; 22,233 units are scheduled to vest on 2/26/2019; 22,233 units are scheduled to vest on 2/26/2020; and 22,234 units are scheduled to vest on 2/26/2021.
(7)	The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.
(8)	The options become exercisable in one installment on 1/29/2021.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.